Compliance Professional Cover Letter

I would like to submit my application for the compliance professional opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for assistance and oversight of compliance with newly enacted and existing laws and regulations that impact the FSA business line.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Experience working for a Compliance Department, in-house Legal Department, law firm, or regulatory body, particularly in the financial services area, strongly preferred
• Knowledge of securities regulatory structure (SEC, FINRA, other SROs) preferred
• Registrations experience desirable
• Knowledge of practices, behaviors, applicable laws, rules, and regulations governing proper business conduct
• Knowledge of processes, tools and techniques for assessing and controlling an organization's exposure to risks of various kinds
• Knowledge of an organization's internal audit processes, practices and methods
• Is able to apply appropriate policies and practices in the completion of ethics and compliance assignments
• Experience in regulatory framework is not mandatory but preferred

In response to your job posting for compliance professional, I am including this letter and my resume for your review.

In my previous role, I was responsible for guidance to the NCHS Board of Directors (particularly to the Quality, Audit, and Compliance Committee) and the NCHS executive team on matters related to compliance with laws and regulations that govern Health System operations.

Please consider my qualifications and experience:

• Experience in an academic and/or trauma level 1 medical center setting
• Experience with Epic electronic health record system
• Experience with Encoder software (e.g., 3M, EncoderPro) and/or coding and billing audit software (e.g., MDaudit)
• Experience interpreting and translating global regulatory requirements and standards
• Strong problem-solving skills, decision making, and influencing skills
• Strong background related to review and drafting of contracts
• Previous compliance experience is helpful
• Working knowledge of U.S. Export Control regulations (e.g., EAR, ITAR)

I would like to submit my application for the compliance professional opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for a leadership role in providing compliance advisory oversight of assigned sub function laws and regulations to Enterprise Business Units to align with the Bank's Compliance program.

Please consider my experience and qualifications for this position:

• Extensive experience developing, implementing and managing HIPAA compliance programs, including conducting risk assessments, audits and investigations, overseeing remediation action plans, conducting training programs, and drafting and revising policies & procedures
• Admitted to practice in any jurisdiction preferred
• Preparation and conduction of internal and external audits and reviews
• Broad knowledge and practical experience in methods, processes and tools of IT Risk & Compliance management (COBIT5, ISO27001, SOX IT control framework)
• Preferred certification like Certified in Risk and Information Systems Control (CRISC), or Certified Information Systems Auditor (CISA)
• Business development and client management
• Asbestos Inspection to include detailed mapping of sampled locations and material quantity estimations, NESHAP regulations, and Texas Asbestos Health Protection Rules (TAHPR)
• Familiarity with CPE requirements preferred

I am excited to be applying for the position of compliance professional. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for support to assigned areas on compliance-related issues, including documentation and forms review for compliance with applicable regulations.

My experience is an excellent fit for the list of requirements in this job:

• Working knowledge of learning management systems and compliance related tools preferred
• Experience in security or compliance consulting or advisory work in support of a highly technical environment
• Working knowledge of compliance frameworks, , (CSF, NIST 800-171, PCI DSS, ISO 27001)
• Strong written skills are a mandatory requirement for this job
• Certification in Health Care Compliance (CHC) by Health Care Compliance Association (HCCA)
• Experience conducting moderate to complex professional service coding and billing compliance audits including analysis of findings and preparing written reports
• Knowledge of various Medicare payment systems and methodologies (e.g., IPPS, OPPS, MPFS)
• Understanding of insurance billing and collection practices and requirements, including Medicare and Medicaid

Please consider me for the compliance professional opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for regulatory compliance reports, and establish compliance metrics for improvement of compliance and reduction in risk.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Knowledgeable on review, evaluation and enforcement of all electrical and fire safety codes related to DOE Orders
• Possession of a valid California Driver’s License is desirable
• Proficient in Microsoft programs, including Word and Excel
• Strong experience with writing and communicating technical material
• Emissions calculations
• Source permitting
• Working knowledge of federal and State of Alaska air quality regulations
• BA or BS in earth science, environmental engineering, industrial technology, industrial process, or a related field