Senior Internal Auditor Resume Samples

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R Satterfield

Ryley

Satterfield

33604 Edna Junctions

Philadelphia

+1 (555) 294 5809

33604 Edna Junctions

Philadelphia

Phone

p +1 (555) 294 5809

Experience Experience

Dallas, TX

Senior Internal Auditor

Dallas, TX

Daugherty-Bahringer

Dallas, TX

Senior Internal Auditor

Work collaboratively to develop and implement improvements to strengthen controls, cross-departmental policies, and make processes more efficient
Perform risk management and identification on audit engagements and create related development action plans
Assist Manager, IA with developing strategies to improve internal controls and minimize risk
Provides direct assistance to external auditors (performs work on behalf of external auditors and is supervised directly by external auditors)
You will coordinate the timing of assigned work with management and execute detailed audit procedures to ensure completion of work on time and within budget
Establish positive working relationships with management and provide input on risks and controls while maintaining independence and objectivity
Provide guidance and at times supervise team members to assist management with the build-out of the Internal Audit function and completion of audit work

present

Chicago, IL

Senior Internal Auditor

Chicago, IL

Senger, Carter and Abbott

present

Chicago, IL

Senior Internal Auditor

present

Develop audit scope, develop and perform audit recommendations in consultation with senior management. Create reports and present findings
Execute fieldwork and prepare audit work papers that docuent the work performed and support the conclusions set forth in the written audit report
Coordinate the timing of assigned work with management and execute detailed audit procedures to ensure completion of work on time and within budget
Work with the audit team to implement suggested process improvements to improve department and individual performance
Strengthen controls, improve risk management and providing solutions to senior management
Create workpapers in accordance with department standards. Review and approve working papers developed by auditors
Document work performed in workpapers in a timely manner and respond to manager review comments

Education Education

Bachelor’s Degree in Accounting

The George Washington University

Bachelor’s Degree in Accounting

Skills Skills

Proficiency in Microsoft Office. Knowledge of TeamMate and/or ACL highly desirable
Solid work ethic and critical thinking ability, able to show value through an inquisitive nature, and development of key insights and audit recommendations
Good working knowledge of revenue recognition for multiple-element deals is highly valued
Strong proficiency in basic PC applications (Excel, Word, PowerPoint) with a general understanding of data analysis techniques
Ability to be adaptable and able to meet deadlines on assignments
Commercial process knowledge/experience is valuable/useful…including knowledge of bidding, contracting and logistics
Ability to work independently with excellent attention to detail
Strong attention to detail and excellent organizational skills
Demonstrate strong project management skills and the ability to multi-task on deliverables
Ability to apply detailed knowledge of organizational procedures to make independent decisions and serve as a credible resource for a senior management team

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Senior Internal Auditor Resume Examples & Samples

Plan and conduct audits, special projects, and consulting engagements in accordance with department and IIA standards. Prepare and/or review supporting documentation
Communicate results of audit engagements via written reports and oral presentations to management
Negotiate management action plans with business leadership
Plan and oversee the work of co-sourcing partners to ensure work is performed to standards and completed on a timely basis
Conduct testing and document results for SOX controls
Contribute to departmental processes such as audit methodology, policies, procedures and making revisions and improvements when appropriate
4 - 6 years experience in an internal audit or related roles (such as public accounting, risk management). Prefer experience in financial services
Comprehensive knowledge of internal auditing practices, procedures and principles
Proficient at applying risk-based auditing standards, practices, techniques and processes to the performance and review of audits
Experience with SOX compliance, developing/executing test plans, and evaluating results
Excellent communication skills, clear and concise, in both verbal and written form; ability to communicate effectively with higher levels of management
Proactive and innovative, with an open and collegial work style with ability to listen and integrate ideas from diverse views, create partnerships and collaborate with others
Strong academic and professional credentials including an undergraduate degree and professional certification (i.e., Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), Chartered Accountant (CA) or equivalent). Masters preferred

Senior Internal Auditor Resume Examples & Samples

Bachelor’s or Master's degree in Accounting
Two to three years of audit experience with a public accounting firm (preferably one of the Big 4 or a large regional)
Solid analytical and auditing skills
Effective interpersonal and communication skills (both written and verbal)
Demonstrated "team player" characteristics and adaptable to changing work environments
Progressive thinking and strong work ethic
Must be able to travel 35-45%
CPA certification or two or more parts passed highly preferred
Other relevant certifications a plus
Knowledge of ACL and other audit automation or data mining tools

Senior Internal Auditor Resume Examples & Samples

Two to four years of audit experience with a public accounting firm (preferably one of the Big 4 or a large regional)
Skilled at multi-tasking, risk assessment, and adaptable to changing work environments
Demonstrated "team player" characteristics and capable of designing audit programs which address unique risks in key areas of operations
Must be able to travel 25-35%
Fluent in Spanish
Must Successfully pass background check

Senior Internal Auditor Resume Examples & Samples

Planning operational and/or regulatory audits, including meeting with auditee management, documenting the control environment, preparing the planning memorandum and preparing the audit program
Executing audits and/or working on special projects as requested by audit management. Audit fieldwork includes completing the audit program, documenting control weaknesses or inefficiencies, and managing the audit within the given timeframes
Finalizing audits, including reviewing working papers, conducting exit meetings, and drafting the audit report
Interacting with external auditors and/or regulators
Bachelor’s degree or equivalent. Auditing and/or accounting course work preferred
Three to five years auditing experience minimum, with at least one year in a senior/supervisory position
A professional accounting or auditing designation (e.g., CPA, CA, CIA, CFIRS/CTA, CISA) or have substantially completed the requirements for such a designation while actively pursuing the completion of such a designation
Proficient in Microsoft Office, Advanced Excel including v-lookups, pivot tables, macros, and random number generators
Strong inter-personal and analytical skills
Ability to work autonomously or as part of a team
Ability to identify and evaluate risks and controls within a process or function
Strong time management skills; Able to work within short or dynamic budgets
Experience in auditing trust and asset management functions
Experience in auditing Front and Back Office Operations and related functions
Working knowledge of regulations affecting the trust and asset management industries a plus
Self-starter with ability to multi-task
Ability to communicate effectively both orally and in writing and to establish and maintain effective working relationships
Ability to interact with senior management on a regular basis

Senior Internal Auditor Resume Examples & Samples

At least 4-5 years of experience in auditing finance, accounting, or operational risks in the financial services industry
Experience in and knowledge of asset management operations and regulatory requirements
Considerable expertise of mutual funds front, middle and back office processes (preferred)
Prefer relevant professional certification (e.g. CPA, CIA, CISA, CFE, CAMS)

Senior Internal Auditor Resume Examples & Samples

5+ years of auditing, accounting or other relevant experience
Bachelor's degree in Accounting, Finance or other related discipline required
Certified Internal Auditor (CIA), Certified Public Accountant (CPA) or similar professional certification is required
Previous experience auditing corporate functions including: Accounting, Finance, Actuarial Services, Marketing, Human Resources, Legal and Compliance departments

Senior Internal Auditor Resume Examples & Samples

Conduct complex risk-based internal audits under the general direction of leadership/management and consistent with auditing standards and professional practices
Produce a high quality end-product that clearly documents the audit work performed, which meets or exceeds the division standards while adhering to schedules and deadlines
Review the appropriateness of internal control design
Comply with Company, Division and Professional ethical standards
4-5 years of auditing, accounting or other relevant experience
Experience in auditing, finance and accounting, or relevant business area
The candidate will also ideally have experience working in the insurance and/or financial industry segment
Ability to work in a fast-paced, dynamic environment with multiple demands

Senior Internal Auditor Resume Examples & Samples

5+ years of Internal Audit experience with proven track record in leading audit projects required
Bachelor's degree in Finance, Accounting or other related discipline required
Prefer relevant professional certification (e.g. CPA, CIA, CISA) and/or project management certification
Knowledgeable of International Professional Practices Framework of the Institute of Internal Auditors; Sarbanes-Oxley requirements, controls frameworks; large bank holding company operations audit standards; and FRBB, OCC and other regulatory agencies
Working knowledge of Internal Audit Professional Practices, Risk Management and Internal Controls
Proven track record of project management and administration
Proven track record of building solid relationships within a medium sized or larger audit organization, including demonstrated abilities to work with Senior Audit Leadership in an organized and knowledgeable manner and to deliver clear communication and presentation skills
Demonstrated time management and strong project management skills required
Good verbal and written communications skills required
Good team work skills including effective team interactions, providing timely and constructive feedback, negotiating issues and resolving problems required
Managed multiple concurrent initiatives required
Possess industry benchmarking skills and competitive market knowledge required

Senior Internal Auditor Resume Examples & Samples

Pro-actively develops automated routines to help focus audit testing
Experience in model risk assurance activities (internal/external audit, independent validation or regulatory environment) would be an advantage
Strong knowledge in risk management, quantitative analysis and software applications

Senior Internal Auditor Resume Examples & Samples

Plans the scope, timing and objectives of financial and operational audits as well as special projects
Develops or tailors audit programs for each assignment based on risk assessment or pre-audit fieldwork
Develops Audit Plan including time and dollar budgets
Conducts fieldwork in accordance with Audit Plan and approved programs and guidelines
Directs, guides and instructs staff assigned to engagement and reviews their work for accuracy, completeness and adherence to engagement procedures
Keeps the Vice President updated on the status and progress and key issues of each engagement
Presents or assists in presenting oral or written reports to management during and at the conclusion
Of each engagement
Communicates audit recommendations to management and performs follow-up reviews, as required, to assess the implementation status of prior audit recommendations
Performs administrative and professional duties such as insuring staff’s familiarity and compliance with the administrative policies promulgated by the Vice President
Assists Vice President in specific assignments or other departmental matters as required
Must have good analytical and interview skills or experience
Experience in auditing Employee Benefit Plans (i.e. Pension, Healthcare Accounting & Administration) preferred
At least 4 years of audit experience with a firm of certified public accountants or a large publicly owned corporation is required
Compensating experience in other related disciplines will be considered
Minimum of a Bachelor’s Degree with a major in Accounting
A Certification in Public Accountancy is required (at a minimum pursuit of the CPA license must be in process)
Must be able to travel, if necessary, to complete job assignments

Senior Internal Auditor Resume Examples & Samples

Lead and efficiently execute assigned projects on the department’s risk-based Internal Audit Plan
Develop process narratives or flows, audit programs, and test procedures for assigned projects
Participate and perform procedures related to the Company’s Sarbanes-Oxley or internal controls over financial reporting assessment
Work on various ad hoc projects for Internal Audit leadership and business partners
Interact regularly and corroborate with process owners and senior management across all areas of the business
Develop and maintain strong working relationships with key business and financial personnel
Ensure all work papers and reports are in accordance with the Institute of Internal Auditors (IIA) and department’s quality standards
Conduct independent and objective assessments of internal controls, financial results, corporate processes, compliance requirements, etc
Research and report on significant accounting, auditing, and internal control related topics
Interact regularly and corroborate with process owners and senior management across all business areas

Senior Internal Auditor Resume Examples & Samples

Continuing education development
Experience in the asset management and financial services industries a plus
Knowledge of regulations affecting the asset management and financial services industries a plus
Ability to maintain a professional image (e.g., demeanor, confidentiality, humbleness, maturity and confidence)
Ability to use business desktop applications (i.e., Microsoft Word, Excel, Outlook)
Excellent command of verbal and written English
Acts as supervisor to lower level staff as necessary

Senior Internal Auditor Resume Examples & Samples

Perform risk based audits, start to finish, ensuring efficient and effective controls are in place to meet objectives, recommend solutions, and agree action plans with management in a design driven business environment
Work collaboratively with Ralph Lauren Management and the audit team to ensure efficient use of time and buy-in from management on audit objectives and audit approach
Conduct interviews with the client to gain understanding of the process
Assess design and operating effectiveness of control structure and develop an audit program to test compliance accordingly
Prepare a final report of the audit results and process improvements for management
Support senior management on projects related to compliance with the Sarbanes-Oxley Act and Ralph Lauren licensing agreements

Senior Internal Auditor Resume Examples & Samples

2-6 years of big 4 or straight private industry internal auditing experience
Internal controls experience
Proficiency with Microsoft Excel
Bilingual in English and a foreign language
Sarbanes-Oxley knowledge

Senior Internal Auditor Resume Examples & Samples

Assisting in the development and execution of detailed audit plans
Performing targeted fieldwork to test internal controls
Identifying and assessing risks and evaluating key control activities within business processes
Identifying and developing recommendations to provide for productivity savings and/or enhance operational efficiencies
Assisting with other projects including Sarbanes-Oxley and consulting
3 - 7 years of internal audit or straight public accounting
Strong writing & project management skills
Strong knowledge of Sarbanes-Oxley, Internal Controls and operational/financial audits

Senior Internal Auditor Resume Examples & Samples

Bachelor’s degree in accounting, engineering, finance, science, or business administration
Professional and/or technical certifications (CPA, CFE, CPEA, CIA, Master’s degree)
At least 3-5 five years of audit experience or equivalent work experience
Previous utility audit experience is preferred
Proficiency in Microsoft Office Suite (Word, Excel, and PowerPoint), Oracle, and/or ACL
Experience in Sarbanes-Oxley testing and other analytical tools
The candidate must also possess a valid driver’s license and be able to travel

Senior Internal Auditor Resume Examples & Samples

Bachelor's degree in Accounting is a must; Masters degree is a plus
3-5 years of financial, operational audit experience
Knowledge of auditing standards and procedures
Experience in fraud investigations in retail sales and marketing industries
Domestic Travel 10-20%

Senior Internal Auditor Resume Examples & Samples

Bachelor's Degree in Accounting required
Big 4 or National public accounting experience and CPA preferred
Financial services experience required

Senior Internal Auditor Resume Examples & Samples

Prepare, plan and execute internal audits, assigned under the annual audit plan
Write internal audit reports including recommendations to resolve audit findings
Conduct follow up reviews on the status of audit recommendations
Contribute to the annual audit planning process
Contribute to projects by reviewing new business processes, highlighting risks and advising controls
Provide ad-hoc advice to management in respect of internal control
Conduct special and ad-hoc investigations and reviews as appropriate
Contribute to the further development of the Internal Audit department
Liaise with external auditors as required

Senior Internal Auditor Resume Examples & Samples

3+ years of Advisory or Internal Audit experience
MBA in Accounting
Certified Fiduciary and Investment Risk Management (CFIRS) designation

Senior Internal Auditor Resume Examples & Samples

Plan and execute audit engagements including third-party facilities and operations worldwide. Engagements may be operational, financial or compliance in nature
Assume overall responsibility for timeliness of planning, assessing audit risks during planning, developing audit programs, coordinating with management, executing audits, writing high-quality audit report drafts, and following up on audit findings
Understand business risks, processes and controls; have a basic understanding of information technology controls and data analysis concepts
Lead or support departmental initiatives including risk assessments, audit committee reporting, and continuous monitoring
Promote an effective team-oriented atmosphere and take initiative to assist in the orientation and development of new team members
Establish, grow, and maintain a professional network within the organization that keeps the department abreast of company initiatives and changing risks
Proactively engage with significant company initiatives to ensure project design is appropriate and that governance is adequate

Senior Internal Auditor Resume Examples & Samples

Perform financial and operational reviews. Organize, plan and direct individual audits and special projects. Conduct research and provide support in audit planning
Prepare and review work papers to confirm consistency among audit objectives, test objective, results, supporting information, and audit findings
Complete audit work in a timely manner to achieve Internal Audit plan objectives. Update Internal Audit management on preliminary concerns, confirmed issues, and status of testing
Assist in the development of creative solutions and recommendations
Comply with departmental and professional standards in all phases of audit engagements
Interact with senior and executive management throughout the planning, fieldwork, and reporting phases of the audit
Present findings and recommendations to senior management
Draft Internal Audit reports
Follow-up on previously reported issues to determine implementation of management action plans
5-7 years of experience in internal audit ideally within insurance or a financial services related industry, or internal audit services at a public accounting firm . Prior experience with a global firm, ideal
Bachelors' Degree in Accounting, Finance or equivalent. Professional certifications (CPA, CIA, CISA) or advanced degree such as an MBA a plus
Strong knowledge of IIA Standards and Generally Accepted Accounting Principles
Proven ability to think critically, identify issues and outline solutions. Effectively cope with change and able to shift gears comfortably
Ability to partner with internal and external stakeholders
Proven ability to build and maintain relationships across the business and corporate departments
Able to meet commitments while balancing competing priorities
Results-focused, highly motivated, and a self-starter
Strong negotiation and problem solving skills
Excellent interpersonal, oral, and written communication skills
Fluency in a second language, especially Spanish an advantage
Proficiency in MS applications including Excel and Word. Knowledge of Oracle Financials, MS Access and/or ACL highly desirable
Ability to travel up to 35%

Senior Internal Auditor Resume Examples & Samples

Responsible for planning, leading, and executing financial, operational and compliance/ governance internal audit projects. Performs upfront Internal Audit project planning, including the definition of audit scope and audit work programs
Leads interviews to understand the business process and documents the business process in a set of flowcharts or narratives
Evaluates the effectiveness of the design of controls for business processes and executes testing of internal controls, identifying exceptions
Incorporates the use of data analytics where appropriate to improve the audit efficiency and broaden the audited population
Summarizes the audit results in a formal audit report and presents audit results to management
Leads or assists in the execution of SOX compliance auditing, reviewing the results of other team members in the evaluation of the design of SOX controls, the completion of SOX walkthroughs, and testing the effectiveness of SOX controls
Provides other team members with appropriate guidance during the course of project work
Ensures that management is kept up to date with potential audit findings during the course of fieldwork
Takes the lead role on moderate to high complexity projects
Over time, begins to take on responsibilities at the next level
Provides insightful results through audit reporting process
Builds good rapport and solid business relationships with management
Over time, develops a command over key responsibilities in the business, reporting relationships, and from whom information may be obtained
CPA or CPA Candidate
5-8 years of professional work experience in the industry (including at least 3-4 years specific to Internal Audit)
Command over core business processes (i.e., Accounting, Financial Reporting, Procurement, Accounts Payable, Revenue Recognition, etc)
In addition to the core knowledge and skills noted above, the Senior Internal Auditor should have the following areas of knowledge: Basic understanding of ERP system controls
Proficiency in auditing for potential fraud
Proficiency in data analytics procedures / techniques
Ability to evaluate risk impact and vulnerability
Ability to drive value-added recommendations
Experience driving SOX
Multinational compliance experience
Travel is estimated at 25-30%, including international
Key preferences include certification (CIA, CISA, CFE) and Big Four experience
Excellent problem solving skills with ability to analyze situations, identify existing or potential problems and recommend solutions

Senior Internal Auditor Resume Examples & Samples

Assist the SVP of Internal Audit in developing and executing the Credit Union’s audit plan, and take a lead role in the day to day execution of internal audits
Provide value-added advice and support to business partners on the creation or modification of policies, procedures, processes, products or services to ensure an appropriate level of internal control and compliance is maintained
A recognized professional accounting designation (egg CA, CIA, CMA, CGA) is preferred
Expert-level knowledge and experience in performing data extraction is preferred
Working knowledge of audit procedures, planning, and test/sampling methods
An ability to establish an effective working relationship with business partners and colleagues
Highly motivated and self-directed
A solid understanding of internal control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes/ areas/ functions
Has (or will acquire) a working knowledge of applications and databases that encompass all business cycles (including key cycles of revenue, expenses, payroll, and financial)
Expertise in developing and executing data mining and analysis involving Excel or other software for financial and non-financial data
Proficient in applying audit principles, skills and techniques in reviewing and testing business/operational systems
Good teaming and interpersonal skills, with a proven ability to communicate effectively (both written and oral) to enable the precise articulation of complex ideas and concepts
Capable of working independently and autonomously on assigned projects with the ability to stand firm on difficult issues when required
A collaborative consensus-builder, willing to share knowledge and findings with others in order to arrive at a “win-win” solution
Strong analytical ability, including knowledge of cash flow analysis and financial modeling techniques
Brings a logical approach to identifying/evaluating issues and problem-solving
Results oriented with the ability to prioritize and deliver on key initiatives
Unquestioned personal integrity, highly professional and credible, with strong ethics and values consistent with the credit union’s culture
Displays sensitivity and an awareness of the potential implications of highly sensitive information
Well-developed organizational skills in order to respond to shifting priorities on several simultaneous projects
Proficient in Microsoft Office (Word, Excel, Access Database and Outlook)

Senior Internal Auditor Resume Examples & Samples

Bachelor’s degree in accounting, finance or other business related field
Relevant professional certification is preferred (e.g. CIA, CFE, CISA, CPA)
Knowledge of the International Professional Practices Framework of the Institute of Internal Auditors; Sarbanes-Oxley requirements, controls frameworks; large bank holding company operations audit standards; and FRBB, OCC and other regulatory agencies
Experience in the following: managing audit resources, effective team interactions, providing timely and constructive feedback, negotiating issues and resolving problems
Excellent critical thinking skills
Knowledge of financial services products, services and regulations; internal audit practices; risk management; and regulatory guidance and expectations (FRBB, OCC, SEC, State Insurance)
Excellent verbal communication, written communication, and time management skills

Senior Internal Auditor Resume Examples & Samples

Perform IT control environment evaluations, complex IT Internal Audits and business process improvement projects
Evaluate the efficiency and effectiveness of the information technology infrastructure. IT Auditor will be responsible for identifying technology risks and helping
Conduct financial, operational and compliance IT audits; identify process improvement recommendations and provided assist in the development of the annual audit plan

Senior Internal Auditor Resume Examples & Samples

Carry out the vision and mission of Internal Audit to implement a systematic and disciplined approach to evaluate the risk and control environment
Actively participate in and oversee the audit planning, execution and reporting process
Review and evaluate compliance with corporate policies and procedures, applicable regulations and investor guidelines
Present findings to the Director of Internal Audit and business management team
Perform periodic follow up and testing to validate audit issues have been remediated and resolved
Perform risk assessments and advisory services for various business units upon request
A BS/BA degree is required
Minimum 2-5 years internal or external audit experience in the financial services industry with a concentration in mortgage industry preferred
Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA) preferred
Detail oriented, deadline driven, and organized individual
Proficient with Microsoft – Access, Excel, Visio, Word & Outlook

Senior Internal Auditor Resume Examples & Samples

Assessed business and compliance risks of each country and tailored customized audit programs based on local business practices, laws and industry codes
Evaluate and provide reasonable assurance that risk management, control management over operations and financial datas are effective, reliable and in compliance with regulations
Prepare and present reports that reflect risk management issues and internal controls deficiencies identified directly as well as providing recommendation for improving the organisation's operations, in terms of both efficient and effective performance
Evaluates regulatory compliance of the organization
Identify loopholes in operations and recommend risk aversion measures and cost savings
Conduct follow up audits to monitor management's interventions
Administered multiple audits across local and overseas auditees

Senior Internal Auditor Resume Examples & Samples

Partners with WBHE to ensure appropriate usage of technology solutions
Partners with Solution Assurance & Foundational Services and the Supply Chain Competency Center to operate high quality and low cost solutions
Advances the health of the Order Management component of the Supply Chain portfolio, including exploiting new capabilities available in the market, rationalizing the portfolio, and ensuring alignment to WB’s strategic goals and initiatives
Delivers support, enhancements and projects within the Order Management component of the Supply Chain portfolio
Fulfills compliance activities such as budgeting, forecasting and reporting

Senior Internal Auditor Resume Examples & Samples

Coordinate and execute the financial, Sarbanes-Oxley and information technology based audit engagements
Working with the Director of Internal Audit, assist in the preparation of the annual audit plan by location/function based on internal risk assessment processes
Maintain and update the internal audit programs and policies as necessary
Prepare internal audit reports and memos for review by the Director of Internal Audit
Ensure issues are clearly described and recommendations are sound and in accordance with Company policies and standards
Minimum 4 years of experience
A combination of financial, compliance and internal audit experience
Willing to travel 50% globally – planned travel
SEC experience is a plus
CIA/CIFA a plus

Senior Internal Auditor Resume Examples & Samples

Bachelor’s degree in Accounting or equivalent education and experience
4+ years of experience, 2+ years of Project Management
Certification in Accounting, Audit and/or Information Technology (CPA, CIA, CISA) preferred
Experience applying accounting principles and practices to process risk analyses
Experience applying company policies, standards, and financial industry guidance
Experience analyzing information and preparing audit reports
Able to effectively communicate with personnel from different countries, cultures, and backgrounds
Proficient in Microsoft Office applications (Word, Excel, PowerPoint, Outlook)
Able to travel 15 – 20% domestically and internationally

Senior Internal Auditor Resume Examples & Samples

Audit of GAAP and STAT statements including quarterly and annual statements
Audit of monthly financial statements for subsidiaries and management of
BA degree in Accounting and CPA a plus
4+ years of Internal audit experience with a P&C insurance company; Strong Statutory and GAAP understanding
Strong knowledge of GAAP and accounting principles, including preparation of monthly, quarterly and annual financial statements

Senior Internal Auditor Resume Examples & Samples

Implement the financial, SOX, and IT audits
Support the Internal Audit Manager with the annual audit plan
Initiate new audit workpapers and programs to improve efficiencies
Prepare audit reports and communications for review by upper management
Assist external auditors
Execute SOX compliance testing
CPA, preferred
Two or more years of experience, big 4 company experience, preferred
SEC experience, preferred
Strong managerial and multi-tasking skills
Willingness to travel, required

Senior Internal Auditor Resume Examples & Samples

Under the direction of IA Sr. Manager, conduct financial and operational risk based audits
Evaluate the effectiveness of internal controls over financial reporting for key business cycles
Establish and maintain strong relationships with global IA team and business stakeholders
Results Leadership – Creates effective plans and coordinates with others to accomplish objectives on time. Able to work independently, juggling multiple priorities and manages work to a consistently high quality. Applies strong analytical skills and develops well crafted observations. Anticipates issues and demonstrates commitment to drive self and others to look for solutions. Takes personal responsibility for individual outputs and maintains a “can-do” spirit
Personal Leadership – Maintains productive business relationships to build credibility and a personal brand with global stakeholders. Acts professionally at all times, treating others with respect. Self assesses performance, recognizing mistakes and deals constructively with issues and setbacks. Adaptable to changes in business priorities and/or environment and seeks opportunities to develop personally and professionally
CPA (Int’l equivalent) or CIA is a desirable
Understanding, expertise and experience in US GAAP, PCAOB standards, and SOX regulations
Strong attention to detail with excellent organization skills

Senior Internal Auditor Resume Examples & Samples

SOX and Internal Audit planning, documentation, testing and reporting
Develop staff audit team
Maintain the internal controls database and all documentation
25% travel

Senior Internal Auditor Resume Examples & Samples

Provide assurance to management related to the adequacy of internal controls and the design and operating effectiveness of business processes related to the reliability of financial reporting, efficiency and effectiveness of operations and compliance with applicable policies, regulations and laws, including SOX-404
Document process flows and narratives, conduct test procedures, compile audit findings, document and communicate remediation plans and complete workpapers in compliance with IIA standards
Draft executive audit reports that clearly and concisely describe issues identified, implications to the business unit and company as a whole, and value-added recommendations to improve the effectiveness or efficiency of controls / business processes
Support the External Auditors and complete special projects for Senior Management as needed
Contribute to our positive, team-oriented culture by maintaining cooperative relationships (e.g., assisting other project teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing constructive feedback
Develop and maintain ongoing working relationships with clients and senior management and demonstrates a commitment to continually improve the perception of the Internal Audit function within the Company
Bachelor's Degree in Business Administration, Finance or Accounting required. MBA or MSA preferred
Proven experience with the integrated audit approach
Experience in collaborating with all levels of an organization's management team

Senior Internal Auditor Resume Examples & Samples

Compile audit findings and recommend value-added revisions to systems and procedures
Manage follow-up of open audit issues and facilitate agreement with business process owner to ensure timely closure of action plans
Lead or supervise confidential audits or fraud investigations
Lead or participate on cross-functional efforts to improve company operations, including but not limited to project task forces, internal control committees, corporate-wide initiatives, process excellence teams, or other efforts
Support the SOX-404 process, including scoping, planning, walkthroughs, testing and status reporting
Communicate with external auditors and effectively support their initiatives
4+ years of experience in financial/operational auditing
Bachelor's degree is Accounting or Finance
CPA, CIA, CISA preferred

Senior Internal Auditor Resume Examples & Samples

Performs the audit engagements of reviewing organizational and functional activities to ensure risks are appropriately identified, associated audit procedures are applied and related controls are designed and operating to mitigate the identified risks
Assists in the identification of those activities subject to audit coverage, evaluates their significance and assesses the degree of risk inherent in the activity in terms of materiality, cost and schedule; Enacts thorough and practical knowledge of audit methodology techniques; Leads discussions to obtain detailed understanding of business or functional area processes, systems and applications
Prepares audit reports as or in company with the Audit Manager/Supervisor for the assigned project
Performs annual SOX assessments
Maintains professional certifications and related educational requirements as well as other duties assigned by the Audit Manager/Supervisor
10-25% travel. Travel is otherwise mostly domestic, with some international opportunities as well

Senior Internal Auditor Resume Examples & Samples

Required to either hold a professional accounting or auditing designation (e.g., CPA, CA, CIA, CFIRS/CTA, CISA) or to have substantially completed the requirements for such a designation while actively pursuing the completion of such a designation
Experience in the asset management and banking industries a plus
Knowledge of regulations affecting the asset management and banking industries a plus

Senior Internal Auditor Resume Examples & Samples

Minimum Experience Required: 3 - 6+ years of internal or external auditing experience, including SOX controls testing
General to advanced understanding of internal control and the demonstrated ability to evaluate and determine the adequacy of controls by considering regulatory and business risks
Applies a thorough understanding of governance, risk, and control appropriate to the organization
Excellent written and verbal skills and demonstrated ability to present complex issues to management

Senior Internal Auditor Resume Examples & Samples

Perform internal audit mission in the financial services industry in Luxembourg, mainly for the Banking sector
Analyze, evaluate and optimize internal control processes
Deliver added value to the clients by providing knowledge, ideas and solutions for improving their business and streamline their processes
Support Managers and Partners to seize new business opportunities and help to ensure EY is positioned to capitalize on opportunities by providing high quality services to its clients
Ensure quality of deliverables
Counsel and coach team members

Senior Internal Auditor Resume Examples & Samples

Plan and develop audit programs
Conduct audit programs based as well as assess and evaluate risk involved
Provide recommendations to close the gaps on weak controls

Senior Internal Auditor Resume Examples & Samples

Plan and perform audits to assess the sufficiency of internal controls and identify improvement opportunities
Preparation of supporting documentation to support audit findings presented to management
Supervision and development of staff members during the audit process
Two plus years of experience within either public or internal audit
CPA tracking is required
Logistics industry experience is preferred
CIA would be preferred

Senior Internal Auditor Resume Examples & Samples

At least 3 years of external audit experience
High energy/results oriented
Excellent verbal and written communication skills and ability to give presentations

Senior Internal Auditor Resume Examples & Samples

Serve as auditor-in-charge for the higher risk and more complex assignments by
Train/coach/mentor junior team members to enhance achievement of goals and objectives. Provide training on more complex and difficult areas
Consistently deliver the perfect client experience
Four years of banking, auditing or other relevant experience related to area of responsibility
Ability to travel, occassionally overnight
Demonstrates a broad understanding of banking and auditing
Excellent decision-making skills
Excellent interpersonal and communication skills
PC literate on BB&T standard software programs
Demonstrate the perfect client experience

Senior Internal Auditor Resume Examples & Samples

Attend entrance meetings with the Audit Manager and ensure that client is aware of the complete audit process
Determine scope of the review and audit objectives in conjunction with the Supervisor/ Audit Manager
Identify new/emerging risk if any and appraise Audit Manager and determine whether the same warrants and additional work
Completion of audit, including steps/tests assigned to self and team within agreed time budgets. Keeping the manager informed of progress for any project time extensions
Perform timely quality review of work performed by the audit staff assigned to the project
Attend exit meetings and prepare draft audit reports for timely submission to Audit Manager
Completion and wrap-up of relevant teammate file (EWP) in compliance with established departmental
5 to 7years relevant experience, through public accounting/auditing and/or industry experience
Bachelor degree in accounting or related field
Professional certification or should be studying towards qualification CA, CPA or ACCA or CIA)

Senior Internal Auditor Resume Examples & Samples

2+ years of Internal Audit experience
Previous Internal Controls and Sarbanes Oxley
Bilingual (English and Spanish, Portuguese, and/or Mandarin)

Senior Internal Auditor Resume Examples & Samples

Assist in developing the annual audit plan and creating robust risk assessments, whilst working closely with senior management
Deliver the annual internal audit plan
Carry out reviews and monitor process of actions agreed

Senior Internal Auditor Resume Examples & Samples

At most five years of experience in internal audit, public accounting, or a combination of both (preferred)
Leadership of projects
Strong technical knowledge
Solid soft skills, in particular communication skills, since he/she will be interacting with the business and top executives (CFO, CIO, etc.)
IDEA & ACL is a plus. A certification is a plus (CPA, CIA, CISA)

Senior Internal Auditor Resume Examples & Samples

Planning, executing and concluding on SOX compliance assessments and special projects in accordance with professional standards
Assist in the evaluation of the effectiveness of the design and operating effectiveness of internal control over financial reporting
Conducts interviews, reviews documents, composes summary memos, and prepares working papers
Identifies, develops, and documents audit issues and recommendations using independent judgment concerning areas being reviewed and ensures the recommendations are being appropriately implemented
Developing the annual SOX compliance plan
As necessary, assist the Company in the completion of various special projects and due diligence reviews
Assist the SEC Reporting & SOX Compliance Manager with periodic reporting to the Audit Committee
Remain current on Sarbanes-Oxley compliance practices with a specific focus on the requirements under COSO 2013
Work closely with the external auditors and provide assistance as needed
May direct and review the work performed by co-sourced resources
Minimum 4 years of progressive experience within accounting, audit, and/or finance required, including big 4 public accounting and public company exposure/experience
Comprehensive knowledge of GAAP, COSO 2013, PCAOB, IIA Professional Practices Framework, risk and controls standards, business process best practices and risk assessment practices
Comprehensive understanding of financial accounting, reporting, integrated audits and analysis required
Proficient with Microsoft Excel, PowerPoint, Visio and Word software applications
Exceptional attention to detail
Ability to work independently and balance multiple projects and processes simultaneously
Collaborative and customer-service work style
Strong understanding of Sarbanes-Oxley requirements and testing procedures
CPA, CIA or other relevant certification preferred
ECommerce or retail industry knowledge preferred (or other fast-paced startup environment); willingness to learn required
Familiarity with systems and information technology controls preferred; willingness to learn required

Senior Internal Auditor Resume Examples & Samples

Finalizing audits, including
Reviewing working papers, conducting exit meetings, and drafting the audit report
In addition to the dynamic and professional environment at Franklin Templeton, we strive to ensure that our employees have access to a competitive and valuable set of Total Rewards—the mix of both monetary and non-monetary rewards provided to you in recognition for your time, talents, efforts, and results

Senior Internal Auditor Resume Examples & Samples

Performing SOX operational AND financial audits throughout entire company
Project planning , scoping and testing and a strong knowledge of analytical methods and tools used to provide regular detailed reports on all data
Preparation of written audit reports for management to review / lead conferences with management team to deliver audit findings
Communicate on an international level in large corporate manufacturing settings where Spanish might be the primary language
Able to travel 50% in the Americas region (US & S. America)
Minimum of 3 years of audit experience – Manufacturing or similar industry
Master’s degree preferred, CPA or CIA or working towards
Public experience highly preferred
Bilingual candidates highly preferred (Spanish or Portuguese)

Senior Internal Auditor Resume Examples & Samples

Bachelor’s Degree in Accounting/Finance
CPA (Current active license) or CIA
Experienced in planning and leading operational/financial audit engagements
Excellent communication skill
Ability to professionally interact with all levels of management
CFE
Prior experience working with a Big 4

Senior Internal Auditor Resume Examples & Samples

CPA or CIA is preferred
2+ years of professional auditing experience
Experience leading audit projects and applying project management skills
Demonstrated experience applying broad accounting principles and practices
Ability to utilize complete specialized principles and practices in area(s) of assignment
Experience in interpretation and application of department policies and procedures and applicable laws, rules, and regulations
Ability to effectively communicate with employees from different countries and cultures
Experience working with upper management
Experience in analyzing and preparing broad and specialized financial reports
Experience working with external auditors
Previous experience with computer automated software (ACL, Access, IDEA, or SQL) preferred
Performs financial and operational audits of the businesses, manufacturing plants and financial shared service functions
Assesses financial, operational and information system processes and controls
Provides testing of financial transactions of various departments, divisions and functions
Leads and/or manages audit projects
Prepares and submits reports on audit results, and recommends improvements in policies procedures and applicable operation
Utilizes automated audit techniques to streamline projects
Researches new or existing programs, laws, rules, and regulations and recommends appropriate actions
Coordinates auditing matters with other departments, locations, divisions, and external auditors, including senior management
Interprets and applies department policies and procedures and applicable laws, rules, and regulations; ensures compliance with these areas

Senior Internal Auditor Resume Examples & Samples

Prior experience in an accounting and/or audit role
Proficiency with computer systems and applications
Some experience in financial services

Senior Internal Auditor Resume Examples & Samples

Execute audit projects within the time line and at a high degree of quality
Perform assigned audits in a professional manner and in accordance with the approved audit program
Appraise the adequacy of the corrective action taken
Coordinate efforts with the company's external auditor when appropriate to ensure risk coverage and synergies
Determine the direction, focus, and audit procedures of the proposed audit effort
Plan the theory and scope of the audit, and prepare or assist in preparing an audit program
Identify the key control points of the system
Prepare formal written reports expressing opinions on the adequacy and effectiveness of the system and the efficiency with which activities are carried out
Report audit findings and make recommendations for correcting unsatisfactory conditions, improving operations, and reducing costs
Hold a third level business degree or professional accounting qualification
Have a minimum of six or more years of relevant audit work experience

Senior Internal Auditor Resume Examples & Samples

Perform risk assessments, develop risk/control matrices and create business process maps. Use observations to establish objectives, scope and work program for operational audits
Execute audits and consulting engagements to evaluate effectiveness and efficiency of processes and provide recommendations for improvement
Write audit reports for distribution to executive management and the Audit Committee
Provide technical accounting/auditing support related to emerging issues
Review test work performed by business process owners; ensure consistency and integrity of test work
Address internal control deficiencies including formal written communication, group meetings, issue resolution and follow-up
Reviews work performed by staff auditors
Provide training and mentoring to staff auditors
2-4 years private industry or public accounting experience with financial and operational process improvement, audit program development and project planning/management experience preferred
CPA, CIA preferred
Strong critical thinking skills are required with the ability to quickly master new processes, identify risks, perform root cause analysis and draw thoughtful conclusions
Strong analytical and problem solving skills with the ability to multi-task
Proficient with computers
Strong oral and written skills
Ability to establish and maintain effective working relationships at all levels of the organization

Senior Internal Auditor Resume Examples & Samples

Identify control weaknesses and recommend appropriate resolution, including best practice analysis and implementation
Evaluate the relevance, reliability, and integrity of reports and information systems
Communicate audit findings by preparing periodic reports
Advise management on appropriate systems controls and other account and operational matters
Complete all activities and internal audits in an effective, professional, and timely manner
Minimum of five years of pervious internal audit experience
Requires a current certification applicable to job (i.e. CIA, CPA, PMI, CMA, etc.)
Experience making recommendations regarding policy development and implementation
Experience with International Professional Practices Framework (IPPF) and COSO 2013, along with excellent technical and comprehensive abilities
Ability to establish effective audit policies and procedures and to handle multiple priorities, organize projects, and meets deadlines
Ability to write audit objectives and corresponding audit steps
Computer skills including: knowledge of Excel and other spreadsheet programs
Ability to exercise sound judgment and make independent decisions
Project management, construction accounting/analysis, or fund accounting experience a plus

Senior Internal Auditor Resume Examples & Samples

Lead audits in Group Enterprise and deliver efficient and effective assurance over Group Enterprise's business processes and control environment to senior management
Act as an effective business partner to the management team in Group Enterprise to identify, articulate and influence both the set up and the ongoing development of an appropriate internal control environment
Facilitate the closure of action plans, holding management to account for actions implementation
Provide knowledge and subject matter expertise on the Enterprise business to your peers in the rest of the Internal Audit community and support delivery of audit plans in the local Operating Companies

Senior Internal Auditor Resume Examples & Samples

Advanced analytical and risk assessment skills
Proven ability to define problems, collect and analyze data, establish facts and draw valid conclusions
Ability to arrive at effective and efficient control solutions
Excellent relationship building and communication skills, including strong written and presentation skills, and demonstrated communication experience with diverse audiences and senior leadership
Working knowledge of professional standards, regulations and frameworks required (IIA International Standards, COSO Framework, Sarbanes Oxley 404 and 302, PCAOB standards/guidance related to internal controls.)
Proven Process/Controls documentation experience
Ability to handle multiple responsibilities/audits at one time and highly organized
Ability to work independently with excellent attention to detail
Demonstrated working knowledge of Excel, Word, Powerpoint and Visio
Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) or related designation

Senior Internal Auditor Resume Examples & Samples

Identify and document control exceptions and process improvement opportunities
Develop and communicate recommendations to address control exceptions; follow-up with process owners to track the status of remediation efforts
Assist in special audit projects or requests as needed
Bachelor’s degree in accounting, finance, business or a related field
1-5 years internal/external audit experience, including experience leading audits
Detail-oriented, strong decision-making and resolution skills

Senior Internal Auditor Resume Examples & Samples

BS Accounting, Finance, Degree at an accredited university or college
CPA or CIA professional certification, or pursuit of, preferred
5-7 years of internal or external audit or related experience
Strong working knowledge of SAP and Microsoft applications (such as Word, Excel and Outlook),
Energetic, motivated, with a positive attitude and able to work efficiently, independently and in a team environment
Willingness and ability to travel both domestically and internationally up to 30%

Senior Internal Auditor Resume Examples & Samples

Identifies internal control deficiencies, obtains adequate and relevant documentation to substantiate audit conclusions and makes appropriate recommendations to ensure proper handling/correction of transactions included within the scope of the audit
Responsible for performing individual internal audit projects
Provide assistance to external auditors
Assists Audit Management in conducting special projects as needed

Senior Internal Auditor Resume Examples & Samples

3+ years of experience in Public Accounting and/or experience working within an Internal Audit department
Knowledge of Sarbanes-Oxley Act
Experience in applying Internal Auditing, Accounting, and Management principles and practices to the remediation of business risks
Solid project management, analytical and problem-solving skills

Senior Internal Auditor Resume Examples & Samples

Maintaining the relevant documents such as the Internal Audit Policy, Audit Committee Terms of Reference, and effective reporting to Audit Committee/Boards of Directors for approval
Working as part of a shared services internal audit function and specifically being the PCF 13 position holder
Preparing and presenting annual and three year internal audit plans based on an internal risk assessment to the Boards of Directors and/or Audit Committee
Planning, designing and executing Internal Audit activities based on the requirements of Internal Auditing and the annual internal audit plan
Working closely with Management to understand and evaluate business risks to ensure the minimisation of risks and the enhancement of controls
Evaluating the efficiency and effectiveness of the Companies' internal controls and processes/procedures
Updating the status of the internal audit findings and recommendations on a quarterly basis
Working with external service providers for outsourced internal audit projects
Assist in the development of Internal Audit departmental audit methodologies and tools
Build effective relationships with senior management and stakeholders
A minimum of 5 years' experience of external and/or internal auditing practice
Accountancy qualified with preferably with 'Big 4' audit experience
2 years + PQE was in a regulated financial services environment
Deep knowledge of the principles, procedures and practices of auditing
Strong knowledge of risk/controls and relevant legislation - exposure to Solvency II is desirable
Experience of business processes and procedures, and the internal controls thereof
Effective verbal and written communication skills including strong report writing skills
A second European language would be an advantage
Ability to work with all levels of management and staff across many diverse departments

Senior Internal Auditor Resume Examples & Samples

Enjoy working in a team environment with fantastic international travel!
Build effective business relationships with a wide variety of individuals and leaders
Perform audits in accordance with generally accepted audit standards
Perform follow-up audit procedures to appraise adequacy of corrective action taken to improve deficient conditions
Conduct or assist with specific audit procedures on simple to moderate audit projects
Meet with business partners to understand their business risks, processes, and controls, in order to evaluate design and operating effectiveness
Ensure compliance with Sarbanes-Oxley section 404 reporting requirements
3+ years of audit or accounting experience
Ability to travel approximately 25% to locations

Senior Internal Auditor Resume Examples & Samples

Responsible for evaluating current internal controls, assessing business risk, developing audit work programs, executing audit testwork to meet audit objectives, and reporting audit findings and recommendations
Manage and perform Sarbanes-Oxley and external audit testing, as needed
Own the entire audit report writing process
Assist with the development of the annual internal audit plan
Identify process improvement opportunities or best practices to strengthen the internal control environment
Create process maps to document current process and identify key risks and controls
Develop and maintain exceptional business relationships in order to provide superior customer service to various departments (i.e. Finance, Entertainment, Operations, etc)
Execute an efficient and effective audit approach to ensure that all assigned work is completed according to the schedule and within the established budget parameters
Develop a thorough understanding and knowledge of the Company’s operations
Minimum 3-5 years of finance or accounting experience, preferably with 2-4 years of public accounting or internal audit
Bachelor’s degree from a four year college or university in Accounting or Finance
Broad audit experience and the ability to interact with management at all levels
Advanced computer skills, specifically in Excel, PowerPoint, and Vizio
Strong analytical and organizational skills with the ability to meet deadlines
Self-starter who can work independently with minimal guidance and supervision
Ability to work on various project teams with different managers
Strong multi-tasking skills. Can effectively work on multiple assignments simultaneously without losing sight of deadlines

Senior Internal Auditor Resume Examples & Samples

Plan, develop, and implement audit plan across business functions, including financial, IT, and operational processes
Work with business leaders across operations, strategy and compliance to identify control weaknesses and identify appropriate action plan
Assist with reporting to the audit committee; develop and review audit recommendations with senior leadership
Direct and assess work performed by internal audit staff
Additional audit projects and department-specific functions as needed
Frequent travel required
5+ years of internal audit experience, including development of processes
Public accounting experience, especially Big 4, strongly preferred
Experience leading and consulting on management processes, while developing and maintaining strong relationships with senior leadership
Strong project management and organizational skills
Demonstrated experience recognizing and assessing weaknesses and opportunities for improvement
Strong Microsoft Office suite skills
Self-starter and fast-learner of new processes & functions within the business

Senior Internal Auditor Resume Examples & Samples

Bachelor's Degree in Accounting, Finance or a related field
CPA, CIA, or CISA
Experience with Accounting, Consolidation, and Reporting systems
Understanding of IT controls
Superior critical thinking and analytical skills
4+ years of related professional and progressive Finance experience in a Corporate environment
Knowledge of commonly used concepts, practices and procedures used in the CPG industry

Senior Internal Auditor Resume Examples & Samples

Manage SOX: Management of all deliverables (to internal as well as external partners) Weekly SOX status reporting, including projection to actual for all commitments
With limited supervision approve audit procedures conducted by staff auditor(s), including identifying issues, executing test criteria, reviewing/analyzing evidence, and documenting processes/procedures
Conduct interviews, reviews documents, develop and administers surveys, composes summary memos, and prepare supporting work papers
Communicate or assist in communicating the results of audit and consulting projects via written reports and oral presentations to management
Develop and maintain productive business relationships through individual contact, collaboration & meetings
Represent Internal Audit on organizational project teams / management meetings
Assist in identifying and evaluating the organization’s risk areas and provides input to the development of the annual Internal Audit Plan
CIA or CISA Certification (a plus)
Retail Industry experience (a plus)
Advanced knowledge of and skill in applying internal auditing and accounting principles and practices, management principles and preferred business practices
Awareness of industry procedures, regulations/laws
Quality control reviews of audit work products
Collecting and analyzing complex data, evaluating information/systems, and drawing logical conclusions
Planning, project management, and in maintaining composure under pressure while meeting multiple deadlines(sense of urgency)
Negotiating issues and resolving problems
Effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
Establish and maintain harmonious working relationships with co-workers, staff and external audit teams
Work effectively in a professional team environment
Ability to work independently / Self motivated
Ability to accept and provide constructive criticism
BS/BA Degree in Accounting, Finance / Business Administration, or equivalent experience. MBA (a Plus)

Senior Internal Auditor Resume Examples & Samples

Audit of finance and accounting operations across multiple sites
Perform extensive test procedures to gauge compliance
Prepare detailed audit findings reports for management review
About 50% travel is required, primarily within the US, but possibly international at times
Three plus years of prior Audit background required, either public accounting, corporate or both

Senior Internal Auditor Resume Examples & Samples

Plan and lead execution of financial, operational, and compliance audits
Ensure audit objectives are met through project and engagement planning
Evaluate and assess risks in support of Audit Committee
Conduct and document procedures according to audit best practices
Oversee and actively lead audit teams, ensuring quality work that satisfies professional audit standards
Oversee and monitor testing of internal controls
Review reports ensuring application of IIA and SOX compliance
Create clear and useful reports of recommendations and audit findings, and regularly communicate to VP and other key stakeholders
Track and monitor audit engagement budgets, estimates, and related expenses
Bachelor’s or higher degree in Accounting or Finance
3+ years relevant experience
Knowledge of and competency with U.S. GAAP, SOX, COSO internal controls, IIA standards
CPA/CIA or actively seeking certification strongly preferred
Manufacturing experience a plus
Strong leadership, analytical, and communication skills; team-oriented

Senior Internal Auditor Resume Examples & Samples

Assist Director of Internal Audit in developing long-term audit planning, and representing the audit department to the audit committee and the business as a whole
Lead in promoting internal controls, strong corporate governance, and risk aversion
Develop audit scope, develop and perform audit recommendations in consultation with senior management. Create reports and present findings
Keep a business-minded focus to improve internal function, and help senior leadership achieve objectives
Direct and oversee work performed by audit staff
4+ years audit experience
CIA/CPA preferred
Strong understanding of internal audit standards, COSO, risk assessment practices, and IT general and application controls
Ability to manage audit projects from start to finish, applying best practices and ensuring an efficient process

Senior Internal Auditor Resume Examples & Samples

Planning and assisting on audits within assigned areas of responsibility. Responsible for all aspects of audit execution -- assessing risk and performing detailed audit planning; providing leadership throughout the audit; regularly communicating with management and serving as the key interface between management and the auditee; developing and communicating audit concerns to appropriate levels of management; writing and delivering audit reports; and working with management to develop reasonable and sufficient corrective actions
Planning and executing more complex operational and financial audits (e.g., review of effectiveness of operational processes and controls, review for compliance with policies or applicable standards, review of controls over financial reporting to ensure adequate and records are accurate, etc.), special investigations, and requests from management with little or some guidance from Internal Audit Management. Reporting and discussing audit results with business unit leaders, process owners, and Internal Audit Management
Assisting on audits outside of assigned areas of responsibility (in a team member role) on technology audits
Developing and maintaining proactive working relationships with relevant Operational and Financial Business Managers. Maintain regular contact with key managers and become involved in key management processes (e.g., meetings, information streams, etc) to maintain awareness of strategies and initiatives and provide input on risks and controls
Working with external auditors, as needed, to coordinate coverage across areas of responsibility and ensure that audit work is comprehensive and sufficient to allow the external auditors to rely on the work. This is to be accomplished across Company’s financial statement audit, SOC 1 work, Sarbanes-Oxley Section 404 assessment, and other relevant attestation work
Following up and working with management on open action plans to ensure remediation plans are being followed and risks are being mitigated on a timely basis
Assist in the scoping effort by participating in meetings, reviewing documentation, etc
Support the effort to update and certify business process documentation with Process Owners within the applicable business units
Specifically, this role will ensure that Process Owners have prepared process flow and narrative documentation for the processes for which they are responsible, ensure that Process Owners have conducted a walkthrough of each process and validate the completeness and accuracy of process documentation
Also, this position will assist in preparing risk/control matrixes associated with the various Financial Statement Processes to ensure that we have identified and properly documented the “significant” controls that mitigate these risks
The testing portion of the role will include assisting in the effort to test business process controls with Process Owners within the applicable business units. With the assistance of Process Owners, prepare and update detailed test plans to ensure that tests are appropriately designed and that the proper testing of “significant” controls is conducted, review test plans to ensure they are complete & accurate, execute the testing and conclude on the results
Maintain a document repository, provide regular status reports, update and maintain test plans, provide support to the Business Process Owners assisting in resolving issues related to internal controls, update documentation and attend and plan compliance training
Assist external audit firm with SOC 1 Testing
Able to travel up to 10%. Travel is primarily within the US, returning home on weekends
Bachelor’s degree in accounting, finance, or a related field; master’s degree desirable
Professional certification preferred: CIA, CPA, CISA, CISSP
4+ years of internal and/or external audit or similar experience
Mix of operational, financial and IT audit experience desired
Experience leading audits – at least 1 year as a project lead, including risk assessment, planning, audit execution, issue/report writing, and Management interaction
Intermediate working knowledge of GAAP, GAAS, and other forms of business best practices
Working knowledge of automated audit tools, including data mining/analysis tools (e.g., IDEA and GRC)
Solid strategic thinking approach, business risk awareness and appropriate judgment to use a risk-based approach in planning the audit focus
Ability to work in both independent contributor and team roles (both as a team leader and team member)
Ability to bring innovative ideas to the team
Build and sustain relationships with all business partners
Ability to accept change and work successfully in a changing environment
Ability to effectively prioritize and execute tasks in a high-pressure environment

Senior Internal Auditor Resume Examples & Samples

Work with the internal audit team to review and processes and improve procedures
Assist with the development and maintenance of SOX compliance
Perform risk based analysis on financial statements
Provide solutions for any problems relating to response issues
CPA, CIA, and or CISA is preferred
Five to seven years of relevant experience in public accounting or Internal Audit
Strong communication skills, both written and oral

Senior Internal Auditor Resume Examples & Samples

Leading audits in evaluating the adequacy of controls for various business units
Providing the necessary supervision to assigned audit staff
Coordinating and participating in the completion of audit test procedures
Three years of experience performing operational, financial and SOX audits
CPA (Certified Public Accountant)
Strong knowledge and understanding of internal auditing standards and techniques as well as an understanding of US GAAP
Heavy organizational and multi-tasking skills
Ability to travel 30-40% locally, domestically and some international travel
General knowledge of insurance brokerage, reinsurance, consulting, etc
Interpersonal skills and the ability to interface with all levels of management within the company

Senior Internal Auditor Resume Examples & Samples

Responsible for leading audits and providing assurance that business processes and controls are effective
Identify appropriate internal controls and influence the set up and development of additional internal controls
Work with senior management in ensuring the closure of action plans for implementation of new controls and processes
Work closely with the company's Head of Audit and teams of peers in delivery of audit plans by providing knowledge and expertise

Senior Internal Auditor Resume Examples & Samples

Coordinate and execute financial and compliance audits
Prepare narratives, process flows and other supporting documentation
Partner with different business units in assessing the adequacy of internal controls
Minimum of two years of auditing experience
Willing to travel 20% domestically
CPA Certified Public Accountant or tracking required
Transportation industry is a huge plus

Senior Internal Auditor Resume Examples & Samples

Lead and perform audits to include planning, assessing the adequacy of internal controls, identifying opportunities to streamline processes, developing action plans with company management and communicating the results
Assist company management with planning, developing, reviewing, testing and reporting the company’s SOX related controls
Undertake additional reviews, investigations, internal consultancy and other special projects as assigned
Assist external auditors with financial statement audit procedures and SOX testing
Assist Internal Audit management with the training and development of Staff Auditors in audit methodology and departmental standards
Assist Internal Audit management with administrative duties and audit process improvement initiatives

Senior Internal Auditor Resume Examples & Samples

CPA or credits to pursue
Big 6 or Internal audit experience
Define steps to analyze the design and operating effectiveness of financial and operational controls
Execute audit procedures and document results of testing
Conduct interviews and take notes sufficient to understand a specific process or system and to test assigned areas
Complete assignments related to walkthrough of transactions and development of process documentation in support of Internal Controls over Financial Reporting (ICFR) framework

Senior Internal Auditor Resume Examples & Samples

Design audit programs integrating multiple frameworks including Sarbanes Oxley, fraud prevention/detection, information technology, compliance and operations
Lead site visits focusing on the balance sheet, evaluating and improving the company’s internal control environment, risk management and operational efficiency
Report audit findings to senior management, discuss the appropriate actions with the Controller and CFO, and monitor the remediation process
Evaluate policies and procedures and propose changes as needed
Facilitate interaction with and provide assistance to external audit team
Conduct special reviews to prevent and detect fraud

Senior Internal Auditor Resume Examples & Samples

Perform SOX testing to validate key financial reporting controls
Complete audit assessments and associated work papers
Participate in audit planning and executing test plans
Document risks, issues and recommendations
Work on special projects with the Director of Internal Audit
Bachelor's degree in Accounting or Finance, Master's degree a plus

Senior Internal Auditor Resume Examples & Samples

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Research and planning of prospective audits and preparation of scope document and pre-audit document request list for review by manager
Document work performed in workpapers in a timely manner and respond to manager review comments
Discuss findings and recommendations with audit manager before presenting to client management
Prepare draft report for review by manager
Ad hoc projects & reviews, and investigations
Implement process improvement projects
Expect to travel between 35-40% domestically and internationally
Professional designation completed or in progress, such as: CPA, CA, MIIA, CIA, CISA, CMA, CFE, CISSP, CIPP
Background in accounting and/or auditing with an understanding of internal control and audit methodology
Tact and diplomacy
Independence and objectivity
Self-starter with strong interpersonal and organizational skills
Strong organizational skills, especially the ability to multi-task and deliver to deadlines
Ability to understand the company’s operational policies & procedures, key business processes and overall company objectives and understand how the audit function can add value in relation to these areas

Senior Internal Auditor Resume Examples & Samples

Perform financial and operational control audits as assigned, in accordance with department policies and procedures
Develop and design tests of internal controls related to specific manufacturing operations in support of the Annual Audit Plan and company goals and objectives
Perform audit testing including interviews, data extract and analysis, process design assessment and evaluation of internal control efficiency and effectiveness
Prepare audit findings and recommendations and present them to process owners
Assist in the preparation and presentation of audit reports to company management
Assist management in the preparation of their remediation activities
Track and follow-up on the implementation of recommendations and action plans resulting from audits
Execute responsibilities in accordance the IIA's International Standards for the Professional Practice of Internal Auditing and in compliance with the Ethical standards of the internal audit profession

Senior Internal Auditor Resume Examples & Samples

2+ years of Internal Audi experience
Big 4 or next tier experience
IT experience

Senior Internal Auditor Resume Examples & Samples

Oversee the planning, execution, supervision and conclusion of audits at TEGNA locations
Work closely with external auditors at some locations
Execute assigned sections of internal audits
Identify financial statement errors and internal control weaknesses and develop meaningful recommendations for improvement
Prepare for and conduct exit conferences with top executives at TEGNA locations, summarizing audit results
Report audit results formally in clear and concise written memoranda within specified deadlines
Assist less experienced staff members by providing on the job training through answering questions, reviewing work papers, giving detailed instructions, giving suggestions for improvement based on reviews of work performed, writing and administering performance evaluations, etc

Senior Internal Auditor Resume Examples & Samples

Effectively analyzes and assesses risk to develop audit procedures, execute test procedures, and conclude on the operating effectiveness of relevant controls
Plans the audit engagement by documenting the planning process in the Planning Memorandum
Effectively leads interviews/meetings to ensure relevant information is obtained for analysis
Works independently to execute audit procedures, but checks in with the Audit Manager at appropriate times (e.g., scope changes, identification of potential issues, etc)
Performs an appropriate level of testing based on the scope and risk
Produces work paper documentation that is clear and concise, provides adequate detail of work performed and conclusions reached, meets IAD and professional standards, requires minimal revisions/review notes, and is sufficient to receive a satisfactory rating from external reviewers
Proposes solutions and recommendations to the Audit Manager and Audit Director when obstacles or problems are encountered throughout the audit
Proposes and identifies opportunities for continuous auditing
Runs continuous auditing query and reviews results for potential findings
Manages time to meet established deadlines, milestones, and time budgets
Is responsive to client requests, and fosters positive working relationships with auditees and the audit team
Supervises, as assigned, the performance and completion of the audit procedures to provide assurance that work was performed effectively and relevant control weaknesses were identified and reported
Identifies control issues and findings timely, and ensures findings are based on relevant facts and are accurately characterized
Documents control findings in observation forms timely using the standard format (issue, background, findings, cause, risk effect, recommendation)
Clearly communicates control findings to audit clients as they are identified, and works with clients to develop effective agreed upon actions with related timeframes for completion
Shares IA process and business area knowledge with team members
Fosters a team environment, is inclusive and works well with others
Communicate branch audit findings to Audit Manager and Audit Director, branch management and regional management
Identify and suggest solutions, develop findings and recommendations for drafting of audit reports
Performs special projects, and additional duties and responsibilities as required
Where applicable and when performing the responsibilities of the job, employees are accountable to maintain Sarbanes-Oxley compliance and adhere to internal control policies and procedures

Senior Internal Auditor Resume Examples & Samples

Performing financial, operational, and SOX audits
Planning and organizing audit assignments within budget
Developing and streamlining audit programs based upon the principles of risk assessment and data analysis
Interview business and process owners
Conducting process and controls testing in an efficient and effective manner
Delivering audit findings in the form of audit reports, memoranda, and PowerPoint presentations
Carry out other Internal audit related tasks as assigned from time to time including examination of year-end physical inventory
Continuing Professional Education: Remain current with all relevant accounting standards (FASB's), auditing standards (AS 5) and business trends/best practices
Four-year degree (Accounting or Business Administration)
A minimum of five years of audit/accounting experience in a large public or corporate environment
Candidate must possess excellent communication skills (both oral and written)
Proficient in MS Office: Word, Excel, PowerPoint, Outlook, Access
Oracle Financial Systems (OFS) highly desirable

Senior Internal Auditor Resume Examples & Samples

Assist the Senior Internal Auditors in conducting internal financial and operational control audits and ad-hoc projects requested by Management across the Group's International businesses
Gain a detailed understanding of processes currently in operation within each location and identify key controls and risks
Assist in testing and evaluation of internal controls related to the Group's accounting and financial reporting functions in accordance with Sarbanes-Oxley
Help the team to foster Local Management relationships

Senior Internal Auditor Resume Examples & Samples

Perform data mining and advanced analytics using Computer Assisted Auditing Tools (CAAT), Tableau, R, Excel or other data analytics tools, with direction from other team members
Collaborate and work closely with management and audit colleagues to provide analytics support to overall audit department activities
Maintain professional skill level through on-going education and training activities to support company needs
Undergraduate degree in Business, Accounting, Finance, Information Technology or related discipline
Ability to interact with staff, management, and occasionally company senior management
Strongly Preferred: Experience with ACL, Tableau, SQL, Access, or other data analysis tools, including scripting experience
Strongly Preferred: Understanding of basic programming concepts, experience creating Excel macros and Visual Basic scripts
Preferred: general understanding of financial services (e.g., Broker/Dealer or RIA)

Senior Internal Auditor Resume Examples & Samples

Assist in developing the annual audit plan and performing risk assessments
Perform testing procedures for SOX 404, financial, operational and information technology audits and thoroughly document results
Maintain an issues log and work with process / control owners in determining remediation efforts and timing
Participate in advisory projects to improve business systems / processes and make recommendations to improve control design and operating effectiveness, streamline processes for efficiency, and comply with company policies and regulatory requirements
Develop and maintain a collaborative, value-added assurance and advisory co-sourcing relationship with the external audit team, leveraging access to necessary subject matter expertise and staff supplementation
Evaluate information security and associated risk exposures
Provide support to the company’s anti-fraud program
Evaluate the company’s enterprise risk management program
Evaluate the company’s regulatory compliance program with consultation from legal counsel
Limited travel to be expected
BS / BA degree in accounting, finance or related field required
CPA and / or CIA required
Minimum of 3 years’ experience in internal / external audit and / or consulting
Experience at a Big 4 audit firm highly preferred
Strong knowledge of professional standards (U.S. GAAP, GAAS, SOX 404, COSO, AS5 and the Professional Practices Framework of the IIA)
Experience in auditing at a global company with international locations is preferred
Ability to understand business processes to identify control deficiencies, process issues, and business problems and recommend potential solutions
Maintain a current knowledge base of audit industry practices to ensure best practices are always considered
Perform all assigned audit duties in manner that reflects the highest professional standards and complies with the guidelines of the Institute of Internal Auditors (IIA)

Senior Internal Auditor Resume Examples & Samples

3+ years of Audit Experience, CPA or CIA preferred
Advanced knowledge of accounting and auditing practices/procedures
Knowledge and experience with managed health care operations
Professional Communication skills; written and oral
BS or BA in accounting or related field
Evaluation and Analysis of Internal Controls
Perform attribute and transaction testing
Evaluate compliance with laws, government regulations, and management policies and procedures applicable to the organizations operations in all lines of business
Assist external auditors and compliance officers

Senior Internal Auditor Resume Examples & Samples

Develops, maintains, and coordinates testing schedule with project management, stakeholders, and Internal Audit
Re-assess business processes and controls; revises test plans as applicable (e.g., changes in business process, control refinement, lessons learned, etc.)
Coordinates ARAMARK Uniform Services (AUS) field financial testing; summarize, evaluate, and validate field test results
Maintains effective communication with the AUS field and AUS corporate management
Provides guidance to process owners about correcting deficiencies and/or refining controls
Monitors remediation efforts
Prepares audit/testing documentation per generally acceptable auditing standards
Develops ongoing monitoring procedures to verify that controls are operating effectively
Provides assistance to the company’s external auditors
Perform periodic financial reporting and/or analysis tasks
Performs other duties as assigned or requested
Able to travel up to 10% of the year
Experience with SOX testing required
Four years of financial audit experience with the Big 4 or large regional accounting firm and /or in a large corporate environment is highly preferred
Must be organized, a self-starter, and can manage time and work independently with minimal supervision
Ability to meet deadlines for multiple projects and be a team player
Strong analytical / critical thinking, decision making, and problem solving skills

Senior Internal Auditor Resume Examples & Samples

Responsible for completing scheduled audits on the audit plan
Develops audit work programs in alignment with the scope set forth by the Director of Internal Audit
Supervises staff auditors on audit engagements and effectively delegates responsibility
Performs audit procedures, including auditee interviews, process documentation, identification of risks and controls, and test plan development
Ensures the quality of all work and reviews all work performed by the staff
Communicates or assists in communicating the results of audit engagements via written reports and oral presentations to management
Maintains independence and objectivity
Bachelor’s degree from an accredited college or university, certification as a CIA, CPA, and/or CISA, and 3-5 years of full-time experience in auditing, accounting, business analysis, and/or program evaluation
A graduate degree in business administration, public administration or a related field, or a second certification (e.g. CIA, CPA, CFE or CISA) may each substitute for one year of required experience (for a maximum substitution of two years)
Two years supervisory or project management experience
Hospitality or Retail industry experience a plus
Understanding of the Standards for the Professional Practice of Internal Auditing, the Code of Ethics developed by the Institute of Internal Auditors, and the COSO 2013 Framework
Knowledge of management information systems terminology, concepts and practices and knowledge of information technology general controls
Considerable skill in management, and in maintaining composure under pressure while meeting multiple deadlines
Skill in negotiating and resolving issues
Considerable skill in using a computer with word processing, spreadsheet, and other business software to prepare reports, memos, summaries, and analyses

Senior Internal Auditor Resume Examples & Samples

Review department activity for compliance with processes and organizational policies
Audit accounting processes to determine their efficiency and effectiveness
Analyze data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, or lack of compliance with laws, government regulations, and management policies or procedures
Review results of audits with departments to identify mitigating factors and develop plans for correction
Prepare and submit audit findings and makes recommendations to management
Conduct special studies for management such as those required to discover mechanics of detected fraud and to develop controls for fraud prevention
Audit records for governmental agency to determine unemployment insurance premiums, liabilities, and compliance with state tax laws
Bachelor's degree in accounting, finance or related field
Minimum of five years’ experience in Internal Audit function
Advanced skills with Excel

Senior Internal Auditor Resume Examples & Samples

Lead all activities within assigned projects including communicating with business unit or functional management, establishing project milestones and deadlines, monitoring the progress of audit fieldwork, reporting progress to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency
Work with co-source internal audit provider on key SOX activities or other audit activities, including but not limited to planning, scoping, risk assessment, audit plan, walkthroughs, testing procedures and evaluation of control deficiencies
Work with external auditors, performing certain audit procedures for their reliance, during year-end audit
Conduct internal audit procedures, compile audit findings, document and recommend remediation plans, and complete work papers in compliance with IIA standards as needed for financial, operational and compliance audits (including SOX-404)
Draft complete audit reports that clearly and concisely describe issues identified (implications to the business unit and company as a whole) and provide value-added recommendations to improve the effectiveness or efficiency of controls/business processes
Serve as a business advisor and partner to business unit and senior management, providing risk identification and advisory assistance with complex, unusual or new business transactions, strategic initiatives, and/or business process changes
Contribute to the positive and team-oriented culture by maintaining cooperative and collaborative relationships (assisting other teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing feedback
Make oral or written presentations to management during and at the conclusion of the audit, discussing deficiencies and recommending corrective actions and process improvements
Perform timely follow-up on the status of outstanding internal audit issues
Work independently with limited direct supervision, but also be able to work closely with other team members, despite being in different locations
Participate in special projects as requested by management
A Bachelor's degree in Accounting or Finance or an equivalent combination of education and experience from which comparable knowledge and abilities can be acquired is necessary
At least 3-5 years of Financial/Operational Audit and SOX experience
Preferably have experience working with a big 4 CPA firm
A plus to have at least one of the following certifications; Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA)
Knowledge of accounting, finance and internal control areas is required, as is comprehension of internal auditing standards, generally accepted accounting principles, SOX, COSO and risk-assessment practices
In-depth knowledge of business processes, as well as process controls and risks, and understand how this relates to relevant audit procedures
Possess strong project management abilities as well as verbal and written communication skills
Ability to lead change and have experience working in a fluid, changing environment
Possess strong analytical skills and demonstrate ability to define problems, collect data, establish facts, draw conclusions and solve problems
Demonstrate ability to handle multiple priorities in a deadline-driven environment
Must be proficient with Microsoft Word, Excel, PowerPoint, and SharePoint
Travel is less than 25%

Senior Internal Auditor Resume Examples & Samples

Evaluate whether risks to the company are identified and minimized, acceptable internal policies and procedures are followed, resources are used efficiently and economically and the organization’s objectives are effectively achieved
Understand the Sony organization and develop relationships to provide value-added solutions and best-practices
BS/BA in Business or Accounting
Exposure to Sarbanes-Oxley
Three (3) or more years of progressive audit experience in a public accounting firm or a private industry internal audit department
Must be eligible to work unrestricted in the USA and travel internationally (+/-15% travel)
Foreign language proficiency a plus

Senior Internal Auditor Resume Examples & Samples

Work with team to develop audit plans and programs
Perform audit programs within organization and create analysis, reports and other deliverables
Identify risks and make recommendations
Assist team with developing procedures and internal controls
At least three years of accounting experience, preferably as an Internal Auditor
Bachelor's degree required. Master's preferred
CIA, CISA or CPA highly desired
Understanding of assessing risk and controls

Senior Internal Auditor Resume Examples & Samples

Coordinate the timing of assigned work with management and execute detailed audit procedures to ensure completion of work on time and within budget
Prepare narratives, analyses, process flows, tests of transactions and other supporting documentation to support audit findings. Organize documentation in the work papers to facilitate review
Working knowledge of accounting principles and auditing standards as well as internal control principles, including general IT controls

100

Senior Internal Auditor Resume Examples & Samples

Audit planning and execution, including risk assessment, process, and control evaluation
Leading audit engagements with multiple staff members
Ability to contribute to a team
Ability to establish a network of contacts throughout the organization
Strong critical thinking and problem solving skills around complex business issues
Strong leadership, project, and time management skills
Good understanding of internal audit practices
Problem solving - uses judgment by applying broad knowledge and experience when addressing complex issues
Broad business acumen - ability to engage in wide variety of business discussions and quickly learn new and/or complex concepts
3+ years of relevant audit experience, public accounting, internal audit
Preferred experience with integrating information technology risks in business audits
Proven project leadership
CPA, CIA, or insurance-related certification or study is a plus (must be acquired within 18 months of joining the group)
College degree required - major preference of Accounting, Finance, or Information Technology

101

Senior Internal Auditor Resume Examples & Samples

2+ years of experience in Corporate Audit, Business Process Consulting and/or Public Accounting; 2+ years of Operational / Financial / Compliance Audit experience; 1+ year of experience in an Audit Supervisory role
Knowledge of Sarbanes-Oxley, particularly Section 404
Knowledge of COSO Integrated Frameworks for Internal Control and ERM

102

Senior Internal Auditor Resume Examples & Samples

Must operate with Integrity and Independence
2/3 years audit experience in a similar environment
Previous internal audit experience and an understanding of financial service products would be beneficial

103

Senior Internal Auditor Resume Examples & Samples

Audit of corporate processes and procedures for SOX compliance
Bachelor’s degree in Finance, Accounting
Three plus years of prior Audit background required; CPA firm and/or corporate audit roles
CPA or CIA certification preferred, but not required

104

Senior Internal Auditor Resume Examples & Samples

Bachelor’s degree in Accounting (3.0+)
3+ years of auditing or related experience
Oversee all aspects of audits
Work closely with external auditors
Identify and supply recommendations for financial statement errors and internal control weaknesses
Clearly report audit results within deadlines
Provide training and assistance to other audit staff members

105

Senior Internal Auditor Resume Examples & Samples

Participation in the risk assessment process and creation of the annual audit plan
Identification of business risks and development of audit testing that will address these risks
Execution of operational, financial and SOX audits
Document audit findings and recommendations to remediate these findings
Monitoring and follow up on issues identified during the audit
Assist with special projects and investigations
Product based industry needed
Strong Excel skills with vlookups and pivot tables

106

Senior Internal Auditor Resume Examples & Samples

Independently follow store audit plan in stores to deliver accurate and timely reporting to store management and Internal Audit Management
Coach Store Managers on areas of process development, and communicate readily with regional compliance team for support
Drafting of Store Audit Plan mindful of costs and logistics
Self-Manage follow up reviews and standardised Audits through to and including draft reporting

107

Senior Internal Auditor Resume Examples & Samples

Bachelor's Degree/ Equivalent in accounting
5 years of accounting experience in a large public accounting firm or heavy accounting environment
Experience in accounting for international operations is a plus

108

Senior Internal Auditor Resume Examples & Samples

Perform audit procedures of financial controls and compliance controls related to Sarbanes-Oxley, the FCPA, payments related to Healthcare Professionals (HCPs) and the selection/monitoring of distributors. This will include reviewing internal control documentation, performing walk throughs of key processes, performing tests of key controls to ensure they are operating effectively and evaluating deficiencies identified during testing
Create clear and accurate documentation of financial, business and compliance processes and controls as well as test results and conclusions
Perform in-charge auditor responsibilities or assist Lead Seniors on audits
Develop audit programs including steps to test effectiveness of controls in place to address risks
Organize and lead the monthly department meetings

109

Senior Internal Auditor Resume Examples & Samples

Performs assigned components of audits with moderate supervision, which may include planning, risk analysis, customer interaction, testing, and reporting procedures in accordance with appropriate professional and department standards
Develops work programs
Obtains buy-in and ownership from client for observations and present at exit conferences
Plans audit sections, prepares audit programs and prepares planning memoranda for in-charge as assigned
Provides on the job and other training to less experienced audit staff, in a team environment, as assigned by the in-charge
All work performed is moderately supervised; generally provides guidance to staff on assignments of low to medium complexity as assigned by the in-charge

110

Senior Internal Auditor Resume Examples & Samples

4+ years of Financial or IT Auditing
2+ years of Project Management (Audit Lead)
Experience applying broad accounting principles and practices to a process risk analysis
Experience in interpreting and applying department policies, standards, and financial industry guidance
Experience in analyzing and preparing both Executive Summaries and formal audit reports

111

Senior Internal Auditor Resume Examples & Samples

Plans and reports on internal control audits, projects, and services under moderate supervision
Performs and supervises assigned internal control audits and services including planning, risk analysis, work program development, customer interaction, testing and reporting procedures in accordance with appropriate professional and department standards and within budgeted time-frames with moderate supervision from department management
Reviews working papers for fieldwork completed by assigned audit staff to ensure it was performed in accordance with the planning memo and audit program and that it supports observations, recommendations and conclusions
Evaluates Management Action Plans submitted in response to findings to determine reasonableness and suggest follow up audits
Performs follow up procedures necessary to determine if Management Action Plans are implemented in a timely manner. Conveys performance expectations to staff in a clear and effective manner, providing feedback and guidance throughout the assigned project
With internal audit management’s guidance, leads assigned teams in holding discussions with management regarding control weaknesses and prepare reports to management communicating final results including recommendations to improve operational, financial and information system practices
Monitors progress and status of assigned projects to ensure completion within budgeted time-frames, reporting any timing issues to audit management in a timely manner

112

Senior Internal Auditor Resume Examples & Samples

Conduct audits to assess controls effectiveness, operational efficiencies and compliance
Implement and test controls in specific organization systems
Prepare, detail review, and ensure that work papers are adequately documented
Provide leadership to department staff
Consult on proposed developments and proposed initiatives to help ensure risks are properly identified and evaluated
Develop and manage a departmental annual work plan and financial budget

113

Senior Internal Auditor Resume Examples & Samples

Assist the Audit Manager in preparing for the audit through research, creating the TeamMate file and conducting/ documenting planning meetings
Conducts process interviews, documents narratives and flowcharts to identify process controls and weaknesses, performs testing for key controls and obtains appropriate supporting audit evidence
Identifies and documents control failures in audit workpapers and discusses with process owner to confirm accuracy
Bachelor's degree in Accounting, Finance or closely related field and possession of, or demonstrated progress toward, a Certified Public Accountant (CPA) designation and/or Certified Internal Auditor (CIA) designation is required
At least 3 years of experience performing internal and/or financial audits is required
Experience working in a public company and/or public accounting firm is required
Must possess working knowledge of financial and operational risks and controls with an understanding of internal auditing standards and techniques, including knowledge of Sarbanes-Oxley (SOX) requirements

114

Senior Internal Auditor Resume Examples & Samples

SOX 404 implementation, building control matrices, performing process walkthroughs, and designing and executing tests of controls for design and operating effectiveness
Conducting non-SOX audits, performing audit procedures and presenting issues to various levels of management
Evaluates business and IT processes, procedures, policies and internal controls and identifies factors causing deficiencies
Prepares and submits reports of audit results including making recommendations on matters of significance and follow up on audit recommendations to ensure implementation
Preparing opening meetings, audit status updates and closing meetings
Assist Internal Audit management with administrative duties of the department
Bachelor’s degree in business, finance or accounting
CPA, CIA, CISA, CISSP or other relevant certification required
Minimum of four years of public accounting and/or private industry experience
Auditing experience within the automotive or similar industry preferred
SOX 404 Implementation and/or Mergers & Acquisitions experience is a plus

115

Senior Internal Auditor Resume Examples & Samples

Oversee and perform operational, compliance and financial audits
Develop and execute an effective internal audit program
Develop and execute annual SOX testing plan
Conduct and oversee field audits
Prepare and submit audit findings and recommendations
Supervising Internal Audit staff
Bachelor's degree (B.A.) in Accounting
Minimum of three years’ related experience, including work in internal audit
CPA and/or CIA certification required
SOX documentation experience required
Previous Big Four experience preferred
Understanding and experience working with Sarbanes-Oxley legislative
Knowledge of Accounting software; Database software; Internet software; Spreadsheet software and Word Processing software
Available to travel and work in excess of standard hours when necessary

116

Senior Internal Auditor Resume Examples & Samples

Perform internal audit testes, evaluate results and identify exceptions and recommendations
Create and execute SOX testing plans; evaluate and report results; assist process and control owners with remediation plans for failed controls
Minimum of 3 years of audit experience – not industry specific

117

Senior Internal Auditor Resume Examples & Samples

3-5 years of Auditing experience
Bachelor’s Degree in Accounting, Finance or related field
Previous SOX / internal audit experience
Intermediate knowledge of internal controls concepts and accounting
Intermediate analytical, organizational and communication skills

118

Senior Internal Auditor Resume Examples & Samples

Demonstrate a value added approach to assurance by providing practical, relevant and cost effective recommendations which assist senior management in achieving primary business objectives supporting Xerox strategy
In accordance with department standards support the XIA Managers in the execution of corporate audits; including strategic, operational, compliance and financial audits focusing on primary business risks and major corporate initiatives. · Complete fieldwork in an efficient and effective manner to ensure that budgeted deadlines are met without sacrificing depth of testing and overall review quality
Conduct internal and external research and benchmarking to identify best practice in terms of control and risk management associated with the discipline or process under review. Develop a thorough understanding of the assignment subject matter and demonstrate depth of business knowledge throughout the course of the review. · Draft content for internal audit scope and work program documents
Maintain a flexible approach to ensure that scope alterations can be adopted when other high risk areas are identified during the course of the review. · Draft audit observations in accordance with XIA standards, ensuring that recommendations and conclusions are balanced and fair, reflecting an in-depth understanding of business challenges in the area under review. Maximize the value of recommendations by applying detailed root cause analysis to findings. · Manage multiple tasks across regions/functions, demonstrating an ability to effectively balance competing priorities. · Demonstrate an awareness of best practices both internally and externally and utilize mechanisms to introduce those practices throughout the company. · Actively seek to understand the business through attending relevant training, workshops and information sessions
Bachelor’s Degree in Accounting, Finance, Marketing or other related field. · Professional accounting or internal audit certification preferred (e.g. CPA, CIA, CISA, CRMA, CFA). · 2 - 4 years related work experience in internal/external audit, process improvement, finance, accounting or operations. Prior experience should include significant involvement in the review of controls and business processes. Significant experience auditing multinational corporations required. Tax experience is a plus. · Knowledge of internal control standards and techniques as well as a sound awareness of corporate governance or enterprise risk management
Effective verbal and written communication skills, demonstrating confidence and professional impact in front of senior XIA and key audit stakeholders
Demonstrated strong interpersonal skills – ability to work closely with people at all levels of the organization and facilitate the implementation of corrective action
Demonstrated ability to work independently with limited required direction and guidance
Proficient in MS Word, Excel and PowerPoint

119

Senior Internal Auditor Resume Examples & Samples

Planning and performing operational, financial, and compliance projects under the supervision of an Internal Audit Senior Manager
Understanding the business/process through process mapping, interviewing, and leverage our in-house ‘data analytics’ team
Designing and executing tests of controls
Documenting audit work using our customized audit management software
Identify business and process improvement and cost saving opportunities
Assist with the quarterly risk assessment process
Interact with various levels of business unit management
Perform special projects
Support recruiting activities
Other duties as may be required by the business

120

Senior Internal Auditor Resume Examples & Samples

Plan, perform and document walkthroughs and tests of high risk key controls to evaluate the effectiveness of the company’s SOX 404 program
Train and supervise management testers with regards to SOX 404 testing, including advance preparation, monitoring the progress of fieldwork, reviewing work papers and reporting results
Perform risk based audits, start to finish, ensuring efficient and effective controls are in place to meet objectives, recommend solutions, and agree action plans with management in a design driven business environment. Specifically

121

Senior Internal Auditor Resume Examples & Samples

Execute Sarbanes-Oxley compliance testing
Participate in the risk assessment process as well as annual audit planning
Review key processes, identifying any inefficiencies or internal control weaknesses and develop recommendations for improvement
Prepare internal audit reports and memos for review by management
2+ years of experience in audit
CPA license or actively pursuing certification required
Strong knowledge of GAAP and internal control processes
Deadline driven and highly motivated

122

Senior Internal Auditor Resume Examples & Samples

Update key SOX process narratives and flow charts and assist in identifying key controls
Develop work programs for testing of SOX key controls and assist in executing testing
Assist in the development of audit programs for financial, operational and compliance audits and executes testing accordingly
Provide timely updates on the status of testing to audit management
CPA, CIA and/or CISA certification preferred (or actively seeking professional certification)
Minimum of three years of Auditing experience
Intermediate knowledge of auditing practices and standards, trends, and best practices
Technology industry experience a plus

123

Senior Internal Auditor Resume Examples & Samples

Assist the Associate Director and Audit Managers in performing all aspects (planning, fieldwork, reporting) of internal audits of an assigned location, function or 3rd party with the objective of identifying risks and evaluating the effectiveness of internal controls across multiple control domains (financial, operational, compliance, IT, etc.). In addition, assess the efficiency of operations and compliance with corporate policies and procedures and laws and regulations. Provide management with valuable recommendations and insights to strengthen the control environment
Independently plan and execute SOX testing of key financial cycles
Support internal projects and process improvement initiatives
A minimum of 4 years of audit experience required (internal audit and / or public accounting); Big 4 experience preferred
CPA / CIA / CA or equivalent certification (one is required, additional are a plus)
3rd party (e.g. distributors) audit experience is a plus
A working knowledge of basic information technology risks and control concepts; Knowledge of SAP a plus

124

Senior Internal Auditor Resume Examples & Samples

Bachelor’s degree in Accounting, Finance or other relevant business discipline, required
CPA certification, preferred, other relevant certifications a plus
Two to five years of prior audit experience with a public accounting firm (preferably Big 4 or large regional). Internal audit experience also a plus
Possess strong analytical and auditing skills
Possess strong interpersonal and communication skills (written and verbal)
Knowledge of ACL and other audit automation or data mining tools a plus

125

Senior Internal Auditor Resume Examples & Samples

Assist with review of Sarbanes-Oxley control documentation and testing
Contribute to the development of a work plan and audit objectives
Draft written audit reports
Review and appraise financial and other operational controls
Review compliance with established policies, procedures, and business practices
Partner with audit clients to identify constructive and value-added solutions
Recommend operation improvements
Assist in the preparation and presentation of audit results
Consult with business clients to redesign business processes

126

Senior Internal Auditor Resume Examples & Samples

Accurately identify key business objectives and related risks prior to the assessment of associated control mechanisms including consideration of the adequacy of governance; and
In accordance with department standards support the XIA Managers in the execution of corporate audits; including strategic, operational, compliance and financial audits focusing on primary business risks and major corporate initiatives
Conduct internal and external research and benchmarking to identify best practice in terms of control and risk management associated with the discipline or process under review. Develop a thorough understanding of the assignment subject matter and demonstrate depth of business knowledge throughout the course of the review
Draft content for internal audit scope and work program documents
Draft audit observations in accordance with XIA standards, ensuring that recommendations and conclusions are balanced and fair, reflecting an in-depth understanding of business challenges in the area under review. Maximize the value of recommendations by applying detailed root cause analysis to findings
Manage multiple tasks across regions/functions, demonstrating an ability to effectively balance competing priorities
Bachelor’s Degree in Accounting, Finance, Marketing or other related field
Professional accounting or internal audit certification preferred (e.g. CPA, CIA, CISA, CRMA, CFA)
2 - 4 years related work experience in internal/external audit, process improvement, finance, accounting or operations. Prior experience should include significant involvement in the review of controls and business processes. Significant experience auditing multinational corporations required. Tax experience is a plus
Knowledge of internal control standards and techniques as well as a sound awareness of corporate governance or enterprise risk management

127

Senior Internal Auditor Resume Examples & Samples

Documenting financial processes and supporting IT general control processes, building control matrices, performing process walkthroughs, and designing and executing tests of controls for design and operating effectiveness
Responsible for preparing opening meetings, audit status updates and closing meeting with the business segments
4+ years of public accounting and or private industry experience with knowledge of accounting, finance, and internal control areas

128

Senior Internal Auditor Resume Examples & Samples

Prior experience at a Big 4 accounting firm or equivalent is an asset but not essential
Ability to travel up to 20% both domestically and internationally
Ability to function well in a fast-paced, dynamic environment with competing priorities
Ability to follow standard accounting and finance practices, and departmental procedures and processes
Strong Microsoft Office skills including Excel, Word, and Outlook
A minimum of 4 years of experience is required
Demonstrated ability to have completed multiple, complex technical projects

129

Senior Internal Auditor Resume Examples & Samples

Significant experience in internal/external audit, process improvement, finance, accounting or operations. Prior experience should include significant involvement in the review of controls and business processes. Significant experience auditing multinational corporations required. Tax experience is a plus
Have the ability to progress to Manager level quickly (D04)
Travel will be required internationally

130

Senior Internal Auditor Resume Examples & Samples

3+ years of Public Accounting or Internal Audit experience in a Banking / Credit Union environment
Experience in the documentation of Internal Controls over Financial Reporting
Degree in Accounting, Business Administrative, and/or Finance

131

Senior Internal Auditor Resume Examples & Samples

Develops and maintains effective working relationships at all levels of management and cross functional teams
Plans, prepares, and executes audit programs to evaluate risks and controls for products, workflows, and organizational units
Provides guidance to management in designing/revising internal controls for new and existing products and systems
Prepares concise audit/consultative reports for management
Participates in the Corporate Risk Assessment used to create the annual audit plan
Performs special projects as assigned by the Manager and/or Director of Internal Audit, including, but not limited to, assisting in regulatory audits, conducting training on controls, investigating potential fraud
3+ years of financial or operational audit experience
Experience in Big 4 public accounting firm or publicly traded company preferred
CIA, CPA or CA highly desired

132

Senior Internal Auditor Resume Examples & Samples

Minimum of 5 years of experience in auditing, finance, accounting, operational risk, or relevant business area
Must have experience with asset management operations, real estate and alternative investments, risk management, mutual funds and/or UK/European and US regulatory requirements
Prefer relevant professional certification (e.g. CPA, CIA, CIDA, CFSA, CISA, CFE, CMA). – Must obtain a certification within the first 18 months
Good team skills including experience building effective team interactions, negotiating issues and resolving problems within the team and the Firm as a whole

133

Senior Internal Auditor Resume Examples & Samples

8+ years of Audit experience in the Investment Banking / Securities industry
Experience with Credit Risk, Market Risk, Operational Risk and Compliance
Experience in managing Audit engagements and Audit teams
Knowledge of US Banking and Securities regulations
CPA or other Risk Management credentials recommended
Internal Auditing experience
Experience in International Banking
Experience in the interaction with regulators

134

Senior Internal Auditor Resume Examples & Samples

50% operational audits and 50% financial audits
Involvement in the planning phase of audits
Review the test work of staff auditors
Interface with external auditors
Minimum of three years of audit experience

135

Senior Internal Auditor Resume Examples & Samples

Participates in and lead operational and financial audits
Oversees the execution of all phases of audits
Reviews work of all members of the engagement team ensuring that departmental standards have been met
CPA Certified Public Accountant or CIA Certified Internal Auditor is preferred
Strong organization, analytical and problem solving skills

136

Senior Internal Auditor Resume Examples & Samples

1/3 operational, 1/3 financial statement and 1/3 SOX audits
Conduct risk assessment and establishment of audit programs
Work with Sales and Operations on operational audits
Conduct balance sheet account reconciliation reviews
Interface with external auditors on interim and annual audit
Four years of auditing experience
One year of experience as a Senior
CPA Certified Public Accountant or CIA Certified Internal Auditor preferred

137

Senior Internal Auditor Resume Examples & Samples

A minimum of a BA/BS degree is required, with a preferred major in Accounting, Finance or other business discipline
A minimum of 2 years of professional working experience in Accounting, Finance and/or Auditing is required
Sarbanes Oxley experience is preferred
CIA, CPA, CMA, CFA or CISA is preferred
Ability to travel approximately 20%, which includes domestic and international travel, is required

138

Senior Internal Auditor Resume Examples & Samples

Obtain supporting documentation that support audit findings and conclusions
Prepare audit workpaper files in accordance with department policy and procedures
Based upon testing results, prepare a written audit report describing the findings and noted weaknesses. Include reasonable recommendations for improvements and discuss findings with auditee
Minimum of 4 years’ experience in a large public accounting firm and/or private industry internal audit department
Understanding of Retail and Wholesale Apparel Industry, royalty audits, and/or manufacturing environment a plus
Self-starter who can work as part of a team or alone when necessary
Proficient in IDEA or ACL software a plus
Determine the scope of audits performed
Identify steps necessary to create comprehensive audit programs to be performed in a specific time frame
Determine the business risk of areas under review and the amount of testing required to adequately evaluate each area
Evaluate the validity of reasons given for not implementing audit recommendations

139

Senior Internal Auditor Resume Examples & Samples

A minimum of 2 years of auditing experience required (with 3 years preferred)
Bachelor's degree required, Master's degree preferred
CPA or on track for CPA is required
Proficiency with data analysis techniques (e.g., pivot tables, v-lookups, moderate to complex formulas)
Sarbanes-Oxley testing is a plus
Manufacturing experience is a plus

140

Senior Internal Auditor Resume Examples & Samples

Human Resources,
Enterprise Supply Chain (Procurement Sourcing, Accounts Payable),
Public Affairs,
Legal,
Corporate Realty Services business units
Performs moderately complex audits related to Corporate Functions specified above in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
6-7 years of experience in a related internal audit role
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Human Resources, Enterprise Supply Chain, Legal, Public Affairs and Corporate Realty Services products

141

Senior Internal Auditor Resume Examples & Samples

Evaluate key business processes for SOX compliance
Plan, execute and report on system of internal controls
Review business processes to identify opportunities for streamlining processes

142

Senior Internal Auditor Resume Examples & Samples

Perform internal audit missions in the financial services industry in Luxembourg, for both the Asset Management and the Banking sector, under the supervision of a Manager and/or Senior Manager,
Analyse, evaluate and improve internal control and governance processes,
Deliver added value to the clients by providing knowledge, ideas and solutions for improving their operations,
Support Managers and Partners to seize new business opportunities and help to ensure EY is positioned to capitalize on opportunities by providing high quality services to its clients,
Ensure quality of deliverables and

143

Senior Internal Auditor Resume Examples & Samples

Perform audit procedures of financial controls and compliance controls related to Sarbanes-Oxley
Perform other business process and compliance projects included in the Internal Audit Plan
Report (orally and in writing) on the results of work performed including recommendations for deficiencies identified
Establish positive working relationships with management and provide input on risks and controls while maintaining independence and objectivity
Assist project teams with identification and design of key financial-related controls in conjunction with the SAP implementation
3 years public accounting or audit experience with large company (including 1 years in-charging audits)
CPA or other certification (CISA, CIA, CMA) strongly desired
Strong verbal and written communications with ability to effectively communicate at multiple levels in the organization
Strong organizational and follow-up skills, as well as attention to detail
Ability to travel approximately 35%, including internationally

144

Senior Internal Auditor Resume Examples & Samples

5+ years of related experience
Knowledge of IT General Controls, complex systems and applications
Demonstrated Financial Auditing skills
Excellent interpersonal skills
CISA, CPA or CIA

145

Senior Internal Auditor Resume Examples & Samples

Participating in and leading operational and financial audits
Overseeing the execution of all phases of audits
Evaluating exposures to risk and contribute to the improvement of risk management
Reviewing work of all members of the engagement team ensuring that departmental standards have been met

146

Senior Internal Auditor Resume Examples & Samples

Risk assessment: identify, assess and report on risks. Provide advise to senior managers to develop pragmatic and commercial plans to mitigate risks and monitor progress
Design the audit scope to identify and evaluate the main risks and controls
Plan the audit to cover the scope, optimise business involvement and meet agreed time scales
Proficiently lead a team of auditors on assignments
Formally report to management your findings, issues and recommendations
Deliver ideas and plans that help improve the quality and effectiveness of internal audit processes
Progress and aid the development of junior staff

147

Senior Internal Auditor Resume Examples & Samples

Act as a liaison between the company and the external auditors to assist in the completion of the financial statement audit
Perform Sarbanes-Oxley 404 walkthroughs and testing
Work with all relevant departments including Financial Reporting, Sales Audit, Capital Projects, Real Estate Accounting, Tax, Treasury, Supply Chain, Inventory Control, Store Control, Payroll and HR to evaluate internal controls
BA/BS degree in Accounting or Finance
3-6 years public accounting or internal audit experience
Ability to think and react in a fast-paced, demanding work environment

148

Senior Internal Auditor Resume Examples & Samples

Three (3) or more years of progressive audit experience in a public accounting firm or a private industry internal audit department (or relevant business experience)
Must be eligible to work unrestricted in the USA and travel 20-35%, including internationally
Must be fluent in Spanish. Proficiency in Portuguese also a plus
Must be proficient in MS applications, including Excel and PowerPoint
Experience with automated audit tools preferred

149

Senior Internal Auditor Resume Examples & Samples

Performs audits/special assignments that review procedures and controls over financial and operating systems to ensure the company is effectively utilizing and controlling its assets
Interviewing process owners and performing reviews of selected areas of the business in order to evaluate the efficiency and effectiveness of the operation’s internal controls, including those related to Sarbanes-Oxley
Supervising and providing on-the-job training
Writing reports of audit findings and making recommendations for corrective action
Spent on an “ad hoc” basis on special projects or administrative tasks dealing with closing audit files and preparing for the next assignment
Bachelor’s degree required, in related field of study (e.g., Accounting, Business Administration, Audit specialization a plus)
Professional certification preferred (i.e., CPA, CIA)
3-5 years of relevant professional experience required, related industry or public accounting is preferred
Knowledge or experience of retail industry is preferred
Effectively communicate with individuals at various levels of the Company
Strong attention to detail, specifically involving analytic and problem solving skills

150

Senior Internal Auditor Resume Examples & Samples

Executing audits and/or working on special projects as requested by audit management
Audit fieldwork includes completing the audit program, documenting control weaknesses or inefficiencies, and managing the audit within the given timeframes
Works with minimal supervision and exercises independent judgment consistent with department guidelines

151

Senior Internal Auditor Resume Examples & Samples

Perform audit procedures to identify, evaluate and report on complex operational and business risks and controls in accordance with professional standards
Aid in process risk assessments, develop comprehensive audit programs in collaboration with management, and prepare audit reports
Perform tests of SOX key controls on behalf of management
Provide direct assistance to external auditor
Report audit findings and make recommendations for the correction of factors causing deficient conditions, improvements in operations, and cost savings
Recommend changes in audit process in order to maintain the highest quality standards
Communicate and interact routinely with upper management
Develop a good understanding of the company's operations worldwide
Participate in ongoing professional development
Special projects based on management's requests
3+ years of experience preferably in public accounting, internal audit, or directly applicable industry experience
CPA, CIA, CISA, or other relevant certification (preferred)
Experience with ERP systems a plus
Proficient in Word, Excel, PowerPoint, and data analysis tools (e.g. Access, ACL, IDEA)
International experience a plus

152

Senior Internal Auditor Resume Examples & Samples

Completing assigned tasks that support execution of the audit cycle: planning; fieldwork; reporting; and follow-up, leading the completion of audits on the annual audit plan and delivering projects within budget and expected timelines
Executing auditing procedures to ensure risks are identified and that mitigating controls are in place and operating effectively
Developing an in-depth understanding of areas to be audited and applies judgment, experience, and additional research to lead in the preparation of audit program workpapers addressing identified risks
Assisting in the refinement of existing SOX audit programs and related control tests; identifying and documenting financial and business risks and related controls
Summarizing, in written and verbal form, results of audit procedures and control testing, including developing suggestions for improvements

153

Senior Internal Auditor Resume Examples & Samples

Participating in the risk assessment and key control identification process
Executing Sarbanes-Oxley compliance testing
Maintaining and updating the internal audit program and procedures as necessary
Developing recommendations for any identified weaknesses within internal control processes
Preparation of internal audit reports and technical memos for review my management
2-5 years of experience in Audit (Public accounting experience preferred)
Highly collaborative with excellent communication and analytical skills

154

Senior Internal Auditor Resume Examples & Samples

This person will need to be able to work remotely - required to travel to HQ and/ or other divisions 25%
Perform corporate, division and plant level, SOX or compliance audits
Assist in project planning and risk analysis for audits and special projects to develop the audit scope, objectives, audit program
Recommends strategies to drive audit efficiency through automation and standardization
Identify cost saving initiatives
Minimum of 3 years of audit experience – Public + Industry
CPA or CIA or working towards
Oracle experience is a plus
Travel is estimated to be less than 25%

155

Senior Internal Auditor Resume Examples & Samples

Perform operational audit, system audit and internal controls
Participate in risk assessment and fraud investigation
Identify control deficiencies and formulate recommendations for improvement
Perform ad-hoc assignments at the request from Management

156

Senior Internal Auditor Resume Examples & Samples

Assess and evaluate compliance to internal Company policies and with Generally accepted Accounting Principles and International Financial Reporting Standards
Participate in the planning and execution of the company's SOX Program and work with business process and IT owners on testing and remediation activities
Perform audit procedures to verify that controls are operating effectively through appropriate testing procedures; identify control gaps and opportunities for improvement
Prepare work papers consistent with audit procedures that support work performed and findings
Develop recommendations that are actionable and agreed to by management
Promptly draft the internal audit report for internal review prior to issuance to management
Contribute as needed in the year-end financial audit with the external auditor
Participate in initiatives to enhance the internal audit activity
Understand the technical aspect of accounting and financial reports
Bachelor's degree in Accounting and Finance
3+ years of work experience as an internal auditors or similar function
Must have a CPA
Open to Travel
Experience in SOX is mandatory
Proficiency in MS Office (word, Excel, PowerPoint Access), Visio and ACL
Public accounting (Big 4) experience highly desired

157

Senior Internal Auditor Resume Examples & Samples

Assist the Manager and Director of Internal Audit
SOX, financial, operational
IT audits throughout the company as part of the fiscal audit plan
Bachelor's degree required (Accounting or Business Administration)
Minimum of three years of relevant experience (SOX, financial, operational and IT auditing, including creation of flowcharts and walkthrough narratives)
Certification desired (CIA, CPA)
Experience in a manufacturing environment preferred
Ability to travel up to 40%, domestically - required
Knowledge of MS Visio (or other flowcharting tool), MS Dynamics SL, and MS Office

158

Senior Internal Auditor Resume Examples & Samples

Lead all activities within assigned projects including communicating with business unit management, establishing project milestones and deadlines, monitoring the progress of audit fieldwork, reporting progress to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency
Work with co-source internal audit provider on key SOX activities or other audit activities, such as planning, scope, risk assessment, audit plan, walkthroughs, testing procedures and evaluation of control deficiencies
Conduct test procedures, compile audit findings, document and recommend remediation plans, and complete work papers in compliance with IIA standards as needed for Financial, Operational and Compliance Audits to include SOX-404
Serve as a business advisor and partner by providing the business unit and senior management with advice related to complex business issues
Contribute to the positive and team-oriented culture by maintaining cooperative relationships (assisting other project teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing feedback
Perform the audits in a professional manner in accordance with a work program
Make oral or written presentations to management during and at the conclusion of the audit, discussing deficiencies and recommending corrective action to improve operations and reduce costs
Performing follow-up on the status of outstanding internal audit issues
Senior internal auditors are expected to work independently with limited direction and guidance, and interact with senior management at all levels of the organization
Recommend new ways the computer can be used as a tool to improve the scope and efficiency of audits

159

Senior Internal Auditor Resume Examples & Samples

Understanding of Internal Control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes/areas/functions
Understanding of the Technical aspects of Accounting and Financial Reporting
Insurance industry

160

Senior Internal Auditor Resume Examples & Samples

Assist in planning the scope of the audit, preparing the audit program, and managing the time and expense budgets for audit engagements
Evaluate jobs and activities in assigned areas under review to determine the nature of operations and the adequacy of the system of control in achieving established objectives
Make informed and objective opinions on the system of internal control, as well as coordinating the testing for SOX compliance requirements
Quality assurance reviews of all audit work papers prepared by the audit team
Develop department guidelines, policies and procedures; Mentor less experienced team members
Present audit conclusions to management and make recommendations when needed
Re-design and re-engineer Department processes and assist ad-hoc special projects as needed
4-year degree in Accounting, Finance or related study; Advanced degree or certification preferred (MS Accounting, CPA, CIA, CFA, etc.)
3-5 years of solid external or internal audit experience, with 1+ of in-charge audit
Advanced knowledge of Microsoft Office, including Excel and PowerPoint
Demonstrated abilities in public speaking, developing analyses, managing projects
Solid understanding of risks and internal controls, COSO framework, SOX, SEC reporting, and professional auditing standards

161

Senior Internal Auditor Resume Examples & Samples

3+ years of Accounting / Audit experience
Previous experience with GAAP, Internal Controls, and Sarbanes Oxley
Internal Audit in a Manufacturing environment or Public Accounting experience with Manufacturing or Defense Contractor clients

162

Senior Internal Auditor Resume Examples & Samples

3+ years of Internal Audit experience
Working knowledge of AS/400
Business writing and presentation skills

163

Senior Internal Auditor Resume Examples & Samples

Data analytic savvy
Lead and guide junior auditors when necessary
Assists Canon's external auditors to provide a cost savings for performance of the annual financial statement audit reviews
Analyzes operational functions to identify risk factors and improvement opportunities
Recommends potential areas for future audit efforts and assists the Supervisor or Manager, Internal Audit
Performs analytical procedures to identify outliers, identify creative insights, and identify value
Test for policy adherence
Bachelor's degree in accounting or information technology and a minimum of 4 to 6 years public accounting, private (corporate) auditing, IT, or analytics experience
IT Audit experience a plus
Excellent written/oral communication skills
Ability to work with others & build relationships
Flexability to travel as necessary (approximately 15% as necessary)

164

Senior Internal Auditor Resume Examples & Samples

Prepares audit plans and audit reports
Perform SOX compliance testing
5+ years of accounting and auditing experience
CPA/CIA designation a plus
Strong analytical, accounting, auditing and organization skills
Proficient with ERP systems

165

Senior Internal Auditor Resume Examples & Samples

Plan and conduct financial and operational audits of company subsidiaries using appropriate accounting principles, auditing concepts and internal company guidelines and procedures
Develop and document an understanding of multiple company accounting systems. Obtain, analyze and evaluate data needed to assess the accuracy of financial information and the adequacy of internal controls
Document and organize audit plans, practices and findings to fulfill requirements for outside audits and other external requirements
Assess the adequacy of company accounting procedures and communicate improvements to corporate management
Complete special accounting and operations projects as needed
5+ years of accounting or audit experience in either public accounting or in a corporate internal audit department
Experience in the manufacturing industry preferred
ERP and Advanced Excel skills preferred

166

Senior Internal Auditor Resume Examples & Samples

Bachelor's degree in business, accounting, management information systems or related fields
CIA, CPA, CISA or other relevant professional certifications highly desirable
Strong analytical, organizational and presentation skills

167

Senior Internal Auditor Resume Examples & Samples

Lead the audit team by assigning various duties and providing expert counsel and direction
Prepare and present audit reports
Understand and apply all audit principles and practices
Prior data analysis software usage

168

Senior Internal Auditor Resume Examples & Samples

Partners proactively with other areas of accounting including the business units providing guidance over accounting matters to continuously drive process improvement
Conducts branch and corporate audits. This includes planning, fieldwork and completing a written audit report to management
Liaison with external auditors on quarterly and year-end audits
Performs Sarbanes-Oxley testing
Conducts or assist on other audits as requested by company management
Two or more years of related experience
Four-year degree in Accounting
Experience with Excel and Microsoft Word
Travel required for the role (~30%)

169

Senior Internal Auditor Resume Examples & Samples

Demonstrated strong analytical, problem-solving, and decision-making skills and a basic understanding of financial statements is required
Must possess strong organizational skills and the ability to handle multiple tasks simultaneously as well as the ability to develop and maintain peer relationships
Proficiency with MS Office applications (Excel, Word and PowerPoint) are required, as is knowledge of data analytics and electronic workingpapers
Must have the ability to travel both domestically and internationally approximately 15 - 20% of the time, dependent on business needs

170

Senior Internal Auditor Resume Examples & Samples

Prepares audit summaries and reviews audit results with senior IT management providing observations and conclusions as well as identifies and communicates control gaps and evaluates management action plans and related reporting
Performs other duties as required
PCI Standards, HIPAA, and security knowledge a plus
Knowledge of cable television products and services

171

Senior Internal Auditor Resume Examples & Samples

Position requires a bachelor’s degree, preferably in accounting
CPA, CIA, or equivalent is preferred
Three to five years of previous auditing and/or accounting experience is required; public accounting experience is preferred

172

Senior Internal Auditor Resume Examples & Samples

Candidate must be educated to degree level
Audit experience preferred in practice or internal audit, focusing on Financial Services - especially with AML, BSA and OFAC
ACA, ACCA, CPA, CIA, or CAMS qualified
The willingness to develop core competencies in risk based audit methodology

173

Senior Internal Auditor Resume Examples & Samples

Assist in the planning and risk assessment process, including development of audit scope
Assist in monitoring compliance with applicable standards
Assist in designing and developing enterprise-wide controls to enhance the areas of risk assessment, control design and monitoring
Bachelors degree, preferably in Accounting or related field
Advanced certification preferred including CPA, CFE, CIA or similar
Experience with accounting, financial, and operation controls
Experience with Sarbanes Oxley, PCAOB,
Excellent written and verbal communications
Project management skills and ability to work within a deadline

174

Senior Internal Auditor Resume Examples & Samples

CPA with 4+ years supervisory experience
Big 4 or other National public accounting experience current or in the past
Experience with publicly traded company accounting issues
ERP financial system experience, ideally SAP
Excellent verbal and written communication skills in English
The ability to start immediately in the DC Metro Area - no relocation available

175

Senior Internal Auditor Resume Examples & Samples

Understanding of Internal Control concepts
Understanding of Internal Auditing standards, COSO and Risk Assessment practices
Understanding of the technical aspects of Accounting and Financial Reporting
CPA, CIA, or CISA certification

176

Senior Internal Auditor Resume Examples & Samples

Lead and manage commercial audit team to execute global monitoring activities and regional risk based audit projects, including but not limited to
Bachelor’s degree or above in Accounting, Finance, or Statistics
5~7 years audit/compliance/controllership experience with a reputable international accounting firm or multi-national company
Effective in both individual and team based responsibilities; prior management of audit resources
Strong analytic skills: able to clearly link operational behaviors to business risks, generate alternatives and drive positive change
Clear thinking / problem solving: successfully led cross-functional projects/process improvement within sales operation, OTR, finance function; able to quickly grasp new ideas
Strong communication skills: experience working across multiple, functions and regions; able to clearly communicate audit information in an easy way to understand manner; able to deliver message effectively verbally and in writing
Some Compliance knowledge/experience valuable/useful…including knowledge of Foreign Corrupt Practices Act (FCPA), and Sarbanes-Oxley requirements
Commercial process knowledge/experience is valuable/useful…including knowledge of bidding, contracting and logistics
Ability to take initiatives: take initiatives to improve current process/policy when have findings in audit. Related ability to drive change is necessary
Confidence / Assertiveness: possess influencing skills; confidence to deliver difficult messages and defend position
Experience managing teams in multiple geographies
CPA, ACA, CIA or equivalent designation

177

Senior Internal Auditor Resume Examples & Samples

Excellent communication, leadership, and influence skills
Strong project management, problem solving, and analytical skills
Meets the licensing or certification requirements of the relevant country or region

178

Senior Internal Auditor Resume Examples & Samples

Collaborate with Audit Manager to plan and perform walkthrough, rationalization, testing, and report on overall control effectiveness evaluation related to J-SOX compliance requirements
Produce quality deliverables (e.g. walkthroughs, test work papers, sales cut off and year end SOX memorandum) to support the reliance strategy of external auditors
Work closely with the IT Senior Auditor to integrate the work done on IT General Controls and IT Application Controls into the annual, planning, testing and reporting of all J-SOX controls
Evaluate internal control effectiveness and identify control weaknesses that requires remediation
Prepare work papers, write reports or other deliverables timely and professionally to adequately and clearly document testing, support conclusions, communicate findings and recommendations
Influence process owners and stakeholders to improve operations and enhance controls
Monitor the follow-up, tracking and completion status of all identified findings and recommendations
Proactively provide status of all activities to SOX Project Manager and Internal Audit management
Managing multiple priorities/projects for on-time delivery
Execute various types of audit and consulting projects
Identify risks and improvement opportunities in the organization and provide meaningful, high impact recommendations for management to improve process and operational efficiencies, including reducing the possibility of fraud, and mitigate risks
Bachelor's Degree in Accounting, Finance, or Business Administration; CPA, ACCA, CIA or equivalent preferred
Recent Big 4 public accounting or 3 – 5 years internal audit experience is desirable
Strong verbal and written communication / presentation skills
Strong in financial processes (e.g., Order to Cash, Procure to Pay, Record to Report, Inventory)
Experience leading audits
Working knowledge of accounting principles, COSO / COBIT with solid understanding of internal controls and business processes
Proficient in MS Office Suite. Experience with data analytics and process flowcharting, Oracle EBS, Oracle OBIEE, Siebel, SalesForce application, and Hyperion experience preferred
Ability to work effectively to firm time deadlines and independently
Strong team player in global team
Be flexible and have the ability to adapt quickly to changing work environments
Willingness to travel up to 30% (actual percentage will most likely be less)

179

Senior Internal Auditor Resume Examples & Samples

People Management skills including Coaching, mentoring
Problem solving attitude
Conflict management skills
Attention to detail and ability to look at multiple aspects holistically
Knowledge of SAP or other large ERP systems
Ability to multi task with multiple priorities
The candidate must hold a degree in accounting/Finance. Professional qualification (CA/CWA) required. Preferable to have relevant professional certifications (i.e. CISA, DISA etc)
At least 4 to 6 years of working experience in the area of Internal and External Audit. Experience with a Big firm or a big multinational preferred

180

Senior Internal Auditor Resume Examples & Samples

Benefits of working in Internal Audit
Insight and visibility into all Kohler Co. businesses and processes
Exposure to management at various levels of the organization
Increased knowledge of internal controls
Opportunities for global travel
Variety in day to day work
Experience in leading teams
Opportunities to make a positive change and to see the impact of your work
Likely to hold professional certification
Comfortable with leading edge risk assessment methodologies
Strong interpersonal skills - ability to work closely with people at all levels of the organization and facilitate the implementation of corrective action
Willing to travel up to 30% of the time to locations throughout the world
Proficient in ACL, MS Word, Excel, and PowerPoint

181

Senior Internal Auditor Resume Examples & Samples

Plan and execute assigned audits and projects in accordance to the Audit Plan. All audits must be of superior quality, completed accurately and in a timely manner
Proactively identify technology risks and develop recommendations for improvements to mitigate risks and bring programs and operations into compliance with goals and objectives of Internal Audit
Interpret policy and procedure and apply professional auditing principles and standards to test and evaluate corporate technology systems and related operational processes
Identify and analyze causes of inefficient practices; assess alternatives which might yield desired results
Maintain effective relationships with business/technology groups at OCC and support management in achievement of goals
Maintain an understanding of technology applications, policies and standards to effectively identify potential risks
Stay current on and research best practices in the audit field for the financial services industry and technologies making recommendations for improvements as necessary
Serve as a liaison with the external auditors and regulators to help facilitate timely and efficient external reviews
On occasion, may function as team leader, monitoring either internal or external auditors, or contract consultants, in the performance of normal or special request audit assignments
Knowledge of the principles, practices, and techniques involved in conducting information system audits in accordance with the requirements published by the Information Systems Audit and Control Association (“ISACA”) and in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (“IIA”)
Ability to communicate clearly and effectively, both orally and in writing, including the ability to interview persons while discussing potentially sensitive information
Ability to work independently, or as a member of a team, scheduling time to complete multiple audit assignments simultaneously and in a timely fashion
Strong problem solving and analytical capabilities
Technical proficiency in current programming languages (i.e., Java, WebSphere, C++, and Visual Source Safe), a variety of operating systems (i.e., Unix, Sun Solaris) and web based technologies
Strong proficiency using TeamMate or other audit software
Familiarity with mainframe and distributed system technologies from an auditing perspective
Knowledge of computer technology and systems analysis principles, design and operation
Bachelor’s degree (or equivalent) in Accounting, Finance, Information Systems or related field, with an emphasis in Information Technology
Minimum of four years of audit experience in Information Technology
Experience working in a highly complex IT environment required
Experience working at a large consulting/accounting firm a plus
Experience working with regulatory organizations, particularly the SEC, CFTC, FINRA, a plus
Demonstrated success in leading audit projects and implementing audit best practices in a complex technology environment
Demonstrated success in identifying risks in highly complex IT environments for application systems development and infrastructure support and implementing controls/processes to mitigate the risks
Strong customer service and collaboration skills required. Effective influence, analytical and verbal/written communication skills required
Certified Information Systems Auditor, Certified Internal Auditor /or Certified Public Accountant is required. Additional/other certification desirable – i.e., Certified Information Systems Security Professional or Certified Information Systems Manager

182

Senior Internal Auditor Resume Examples & Samples

Conducts assigned SOX and internal audit engagements successfully from beginning to end
Develops audit programs and testing procedures relevant to risk and test objectives
Assists with the reporting process for communicating SOX and internal audit results
Follow up with management to confirm SOX and internal audit remediation plans have been completed as scheduled
Communicates assigned tasks to engagement team in a manner that is clear and concise ensuring high quality, accurate, and efficient results
Ensures adequate focus on personal professional growth relevant to taking on more challenging assignments, in line with standard audit career progression – proactively seeks relevant education and training opportunities
Researches and keeps abreast of updates to the IIA standards and related audit guidance, as well as relevant regulatory and legislative issues
2 years of relevant experience, including internal audit and SOX experience
Strong analytical, problem solving, organizational and critical thinking skills with the ability to apply professional judgment. Detail oriented but able to quickly grasp the big picture
Strong SOX and internal audit experience
Excellent knowledge of internal audit methodology and the IIA standards
Ability to observe and understand business processes ensuring processes are documented completely and accurately
Ability to apply audit standards through practical application
Solid listening skills and ability to identify gaps in logic – inquisitive
Ability to identify the underlying cause of an issue
Executes effective and thorough application of internal audit standards within assigned responsibility
Demonstrate a positive, can-do attitude

183

Senior Internal Auditor Resume Examples & Samples

Lead a team of auditors to execute audit projects in conformance with professional and department standards, budgets and deadlines
Execute multiple simultaneous audit projects of all sizes and complexity across multiple business areas within and outside of local region, in unfamiliar areas, and for different audit leaders
Execute integrated audits that consider financial, operational, compliance, and technology risks
Plan audit projects; make project-level judgments around objectives and scope
Adapt quickly to unstructured assignments, clarifying objectives and delivering results
Evaluate control designs; develop and execute audit tests
Ensure the deployment and optimal utilization of Computer Assisted Audit Techniques (CAATs) on all applicable assignments
Evaluate results, synthesize audit findings across the project, draft audit reports, and ensure effective and efficient audit execution
Present audit objectives, scope, and results to senior members of management, clearly articulating the potential impact of control gaps in a highly professional competent manner
Utilize automated work papers and other department and company tools in a proficient manner
Follow-up with management to ensure management action plans are closed effectively and timely
Coordinate with appropriate control groups and external auditors in planning and executing audit work
Effectively teach, coach, and develop team members in all aspects of the audit methodology
Act as coach and mentor to senior and staff auditors
Assume full performance management responsibility for assigned staff
Seven or more years’ experience in public accounting, finance, internal audit, or related field required
Professional certification – MUST be a US CPA (CIA, CISA, or equivalent optional)
MUST have relevant experienced of understanding and auditing complex SSC in a global environment
BA or BS in Accounting, Finance, Business, or equivalent degree required
Strong understanding of the education or similar industry
Demonstrated ability to manage people in a way that inspires, develops, and delivers
Demonstrated track record of integrity, effective communication, innovation, and excellence
Knowledge and appreciation of regulatory, accounting (US GAAP and IFRS), and best practices relevant to the business, including technology implications
Ability to communicate in English, Chinese and other Asian language
Proficient in Microsoft Office (Word, Excel, PowerPoint and Visio)
Knowledge of Computer Assisted Auditing Techniques (CAAT’s) and its applications in audit work
Willing to travel up to 60% globally

184

Senior Internal Auditor Resume Examples & Samples

Performs project planning function, including office review, preliminary survey development, audit program development and time budget preparations
Builds and maintains a positive working relationship with internal client throughout the project by communicating regularly to obtain information, apprise internal client of project status and discuss audit issues and potential recommendations
Gathers documents and evaluates processes, policies and procedures as part of an internal audit. Provides sound recommendations on ways to enhance internal controls in an effort to enhance accuracy and compliance

185

Senior Internal Auditor Resume Examples & Samples

Ensure that operations are in compliance with company standards, policies and procedures (including effective risk identification and mitigation), government regulations and generally accepted accounting principles
Participate in meetings with management to define scope and timing of audits, and review of audit findings and recommendations
Complete testing per agreed audit programs and ensure they provide appropriate audit coverage vis-à-vis identified risks
Obtain information system extracts (financial and non-financial) for audit use
Draft final audit reports or sections thereof
Review management action plans and submits recommendations to Audit Manager and/or Assistant Manager regarding acceptance of reply or need for follow-up action
Participate in audits and special projects equally with other audit personnel
Provide consulting services on audit, accounting and system issues as assigned
Contribute to and participate on enterprise-wide team initiatives with Audit Services colleagues to share real-time information, establish best practices, identify risks, and refine processes
Ideally degree educated in Accounting, Business Administration or a related field
Professional certifications (e.g., ACA, ACCA, CIA, CPA, CISA) are highly desirable

186

Senior Internal Auditor Resume Examples & Samples

Bachelor’s or Master’s Degree in Accounting, Business or Finance
Significant progress towards or attainment of a Certified Public Accountant (CPA) and/or a Certified Internal Auditor (CIA) certification. Other certifications (CISA, etc.) are preferred, but not required
Minimum of at least three years of experience with audits or reviews, including SOX and other audit or reviews
General finance and accounting experience, with the ability to apply that knowledge to other internal audit work
Engineering, construction, and US Federal compliance experience is preferred, but not required
Understanding of Sarbanes-Oxley Act, the COSO Framework and other related audit guidance and apply that knowledge to a complex multi-national organization
Understanding of GAAP accounting regulations and the ability to apply those regulations to the Engineering and Construction environment
Experience using large Enterprise Resource Planning (ERP) systems such as the Oracle E-Business Suite and/or SAP
Ability to deliver quality and accurate work product in tight timeframes, particularly around the year-end 10-Q filing process
Ability to adapt quickly to changing needs of Management and the External Audit team
Ability to collaborate and communicate effectively to varying levels of Management and Staff, including the External Audit team
Ability to plan, execute and report on various process reviews (as summarized in the Specific Job Duties above) independently, or with minimal guidance

187

Senior Internal Auditor Resume Examples & Samples

Identify key issues impacting businesses under review, presenting and agreeing with management practical recommendations and responses for the mitigation of associated risks
Identify potential solutions by exploring and analyzing diverse alternatives
Maintain a good understanding of subject matter relating to Regulatory / Compliance related topics, including: best practices, regulatory requirements and key control processes

188

Senior Internal Auditor Resume Examples & Samples

Work closely with management teams in developing audit findings and recommendations regarding business process optimization, profit improvement, internal control and compliance
Participate in annual Sarbanes-Oxley assertion and attestation process
Participate in a variety of special projects
Assist in establishing common processes, policies, and procedures across a multi-location, international company
Provide support for internal investigations as required
5 years audit or industry accounting experience – CPA and public accounting preferred
Bachelors Degree in accounting or finance required
Demonstrated leadership skills and focus on exceeding goals and results
Must be able to travel 30-40% within the US
Strong accounting background

189

Senior Internal Auditor Resume Examples & Samples

Conduct assigned audit engagements successfully from beginning to end
Develop audit programs and testing procedures relevant to risk and test objectives
Obtain and review evidence ensuring audit conclusions are well documented
Identify risks, internal controls and control gaps
Identify and communicate issues raised and offer recommended solutions relevant to business and risk
Observe and understand business processes ensuring processes are documented completely and accurately
Prepare well documented audit working papers
Ensure audit conclusions are based on complete understanding of the process, circumstances and risk
Draft audit reports
Proactively research and understand laws, regulations and best practices
Maintain strong working relationships with all levels of employees, including senior management

190

Senior Internal Auditor Resume Examples & Samples

Have a passion for assisting the firm in meeting its business objectives through identifying business risks, maintaining the control environment, and advising on opportunities for process improvement
Be inquisitive and analytical, able to analyze situations, draw appropriate conclusions, and make value-added recommendations in regards to developing risk management objectives and practices as well as improved audit programs
Have an attention to detail which is critical in preparing audit reports, which include the evaluation of risk management, governance, and control activities
Proactively follow up on any audit issues
Constantly improve the control environments and operational effectiveness by working with the Chief Auditor to provide consulting services to business management
Have a deep understanding and allegiance to processes and the firms’ professional standardsand use them while completing operational, financial, and compliance audience in accordance with audience plans
Have 6 – 10 years of experience in auditing or consulting, a B.B.A./ B.S. in Accounting, Finance, Economics, or Engineering, CPA, and knowledge of audit methodologies and standards

191

Senior Internal Auditor Resume Examples & Samples

Design and document effective IT audit procedures
Assess and identify IT risks by applying business/technical/industry knowledge, and escalate to appropriate management, as necessary
Develop IT audit programs and perform audit testing to determine the design and operating effectiveness of the key controls identified
Conduct interviews and perform research on information system technologies and applications to gain an understanding of the area being audited/reviewed
Identify and evaluate the design and operating effectiveness of systems, applications and other various internal controls
Develop and manage productive and collaborative relationships with designated IT audit customers and other key stakeholders
Assist with directing and leading IT reviews and work performed by 3rd parties
Assist with KPI tracking, compiling and reporting
Assist with mentoring and training team members
Knowledge of the Standards and practices for ISACA (Information System Audit & Control Association)
Strong IT Audit skills in the following areas: applications development and database controls, telecommunications and network, IT Operations and information security
Strong knowledge and experience with IT controls and information protection concepts
Strong understanding of IT infrastructure within an enterprise level organization
Self-starter with strong decision making abilities and the ability to mentor and train team members
Self-motivated with the ability to work independently as well as in a team setting
Bachelor’s degree in Business, Accounting/Finance, Information Technology, Computer Science or related field, or equivalent combination of education and experience required. Master’s degree preferred
5+ years internal or external auditing, accounting, risk management, financial analysis, information systems or compliance/regulatory experience or 3+ years Big 4 audit experience required
2+ years experience leading audits and performing in the role of auditor-in-charge required
2+ years experience working in brokerage, banking and/or financial services industry preferred
Experience performing a variety of security activities including Network, Control and Penetration testing preferred
Experience in performing audits/quality assurance activities of technical nature at a medium sized or large bank or financial services organization preferred
Experience with use of ACL (Audit Command Language), PeopleSoft and/or Thomson Reuter GRC preferred
Basic level knowledge of SQL, Oracle and DB2 databases, Cisco routers and switches, PIX firewalls, Windows NT and Linux servers, AS400 mainframes, and Windows, Linux and OS/400 operating systems required
CIA (Certified Internal Auditor), CPA (Certified Public Accountant), CRCM (Certified Regulatory Compliance Manager) or CISA (Certified Information Systems Auditor) preferred

192

Senior Internal Auditor Resume Examples & Samples

Conduct business process reviews to assess the efficiency and effectiveness of operations
Conduct reviews to assess the accuracy of the financial statements
Conduct reviews to evaluate IT applications and the adequacy/efficiency of accounting, financial and operating procedures established for IT control purposes
Determine compliance with established Finance and/or IT policies and Sarbanes Oxley legislation
Prepare reports based upon audit results, audit documentation, and client responses
Effectively communicate audit observations via update meetings and closing conferences with management personnel
4 plus years of professional experience in an audit related role within a Big-4 accounting firm and/or large corporation’s internal audit department preferred. Additional finance experience would be a plus
General knowledge of risk/control frameworks (COSO, COBIT) required
A professional accounting/audit certification (CPA, CIA, etc.) or IT (CISA, CIA, CISM, etc.) certification preferred. If not certified, a certification (CIA, CISA) will be expected within one year of joining the department
FMCG/Manufacturing experience preferred
Sarbanes-Oxley experience preferred
US GAAP/IFRS experience preferred
Ability to develop strong and lasting relationships with all levels of management
Willingness to travel (60%)
Must fluently speak English and have the ability to speak other European languages

193

Senior Internal Auditor Resume Examples & Samples

Supervise and develop the internal team members
Assist Head of Internal Audit Hong Kong and Korea to lead DCPE transformation plan
Co-ordination and communication with business departments and all support functions including Compliance, Risk Control, Accounting and finance etc
Assist DCPE management to reply to regulators enquiries
At least 10 years experience in financial, risk, accounting or auditing areas
Have working experience in “business lines” (eg. Front Office, Operations (Middle Office and Back Office), Risk department...)
Good knowledge of investment banking and financial products including derivatives and of related rules and regulations
Working knowledge of risk based auditing within accounting and banking industry
Good communication, presentation and report writing skills
Positive attitude and able to work with all level of staff
Travelling is required
Creativity in doing audit (eg. Think out of the box)
Appetite to develop leadership skills to drive team members to go the extra miles
Fluent in verbal and written English

194

Senior Internal Auditor Resume Examples & Samples

Understand the general computing control structure of the Company (systems and architecture) and be able to apply that knowledge to how it supports the processes and procedures being reviewed
Participate in enterprise-wide risk assessment interviews with key stakeholders
LI-AD1

195

Senior Internal Auditor Resume Examples & Samples

Working with IAS management, plan the objectives and scope of audit engagements; design appropriate procedures; modify approach based on new or alternative information
Apply professional skepticism and critical thinking skills to analyze areas and identify issues, root causes of issues, and assess and distinguish the relevance of issues both from a client perspective as well as an effective control environment
Develop reasonable and effective recommendations for solutions that reflect an understanding of the client environment and risks inherent to our business and industry
Prepare well-written, concise and effective audit reports
Conduct opening and closing meetings with department heads and Partners senior management, presenting and discussing findings

196

Senior Internal Auditor Resume Examples & Samples

Bachelor's Degree in Business, Accounting, Nursing, or allied healthcare profession
Current CPA, CMA and/or CIA certified or must be certified within 36 months of hire
Proficiency with Excel is required
Experience in designing, implementing and monitoring internal controls required
Experience with policy adoption, implementation and compliance required
Process improvement experience necessary
Healthcare audit or accounting experience is preferred
CPA, CMA and/or CIA strongly preferred
Prior auditing experience is preferred
Thorough knowledge of CPT and ICD-9 coding helpful
Strong in analytics
Computer proficiency,
Commitment to high quality customer service
Ability to manage multiple projects and priorities
High degree of honesty and professionalism
Excellent interpersonal skills necessary to develop and foster relationships with various levels of management at the various EMHS-member organizations
Must have the ability to work independently, prioritize tasks, and handle deadlines and multiple projects
Accuracy and attention to detail required
Must be creative and resourceful in finding solutions to problems
Exercises sound judgment
Critical thinking and organizational skills required

197

Senior Internal Auditor Resume Examples & Samples

Perform audit planning, audit fieldwork and documentation of work-papers in accordance with departmental policies, methodologies and internal audit standards
Management of IA staff, external consultants and guest auditors on assignment as required
Preparation of draft internal audit report (based on fieldwork and testing conclusions) for review by IA manager(s)
Agree cost effective and practical action plans on risk mitigation and improvements in internal control with opco management; and collation of responses into final report
Collation of management responses and issuance of internal audit follow-ups (i.e. management self-assessments)
Completion of ad hoc projects and reviews as required
Professional designation completed or in progress (CPA, CA, CMIIA, CIA, CISA, CMA, CFE, CISSP, CIPP, ACA, ACMA, ACCA, CIMA)
3-5 years’ experience at a large public accounting firm and/or large organization’s internal audit department
Ability to execute the fundamentals of internal auditing
Strong organizational skills including the ability to handle multiple assignments simultaneously, and deliver to deadlines
Demonstrates maturity, assertiveness and professionalism with those in the business, external contacts and other IA colleagues
Strong communication skills both written and verbal
Approachable, proactive and flexible
Works with others in a collaborative manner
An analytical mind with a commercial understanding of the business
Exposure to major ERP systems
Exposure to IT auditing

198

Senior Internal Auditor Resume Examples & Samples

21 years of age
Bachelor’s degree, preferably in accounting, business or related field
Minimum 2-5 years related experience
Certification (or in final stages of attainment) of at least one of the following: CIA, CPA, or CISA is preferred
Must have working knowledge of Microsoft Office Suite
Must have well-developed analytical, interpersonal, and communication (both written and verbal) skills
Must have some supervisory experience and proven project management skills
Ability to Travel

199

Senior Internal Auditor Resume Examples & Samples

Oversee and perform financial and operational reviews. Organize, plan and direct individual audits and special projects
Undertake ad hoc audit work as directed
Undertake reviews of the work of audit team assigned to ensure adherence to standards
Complete audit work in a timely manner to achieve Internal Audit plan delivery objectives
Proactively update Internal Audit management on preliminary concerns, confirmed issues, and status of testing
Prepare and review work papers to ensure consistency among audit objectives, test objective, results, supporting information, and audit findings
Interact positively and persuasively with executive management throughout the planning, fieldwork, and reporting phases of the audit
Assist in the development of solutions and recommendations in response to audit findings
Follow-up on previously reported issues to determine if management action plans have mitigated those issues
Demonstrate confidence and maturity to make oral and written presentations to senior management throughout and at the conclusion of the audit by discussing process and control deficiencies, recommending corrective actions and other suggestions for improvements in operational controls to mitigate risk and/or reductions in costs
Prepare the draft audit report for the Audit Manager’s review, ensuring audit comments are clear, concise and focused on the root cause of the issue and intended outcome, and presented in Group Internal Audit report style and context
Ability to second the Audit Manager in reviewing Internal Audit reports
5 years of experience in internal audit ideally within insurance, reinsurance or a financial services related industry, or internal audit services at a public accounting firm
Bachelor Degree in Accounting, Finance or equivalent
Professional certifications (CPA, CIA, CISA) preferred
Demonstrable post qualification work experience preferably in a large multi-national, financial services, insurance or reinsurance company or Big four firm
Experience of leading audit teams to successful delivery audits
Proficiency in Microsoft Office. Knowledge of TeamMate and/or ACL highly desirable
Preparedness to travel up to 35%

200

Senior Internal Auditor Resume Examples & Samples

BS or BA Degree in accounting, finance or related field
At least 3 years of plus years of directly relatable experience from Public Accounting and or Industry
Advanced knowledge of GAAP, SOX, and Controls
This position will have ownership over Controls and SOX compliance for our client
Lead and liaison for SOX processes

201

Senior Internal Auditor Resume Examples & Samples

BS in Finance, or accounting
CPA(nice)
Experience drafting controls, internal controls, revenue control functions, providing audit reports, reporting of audit issues, testing, evaluating and establishing audit scopes
The key is they want someone coming out of Energy, oil, or solar industries
PDI software experience a major plus. Or Sequel software exp. a plus
Expert in Excel; spreadsheets, macros, pivots, strong in manipulating data(systems savvy)
Person must be adaptive
Entrepreneurial spirit
Individual and team driven
Passionate about the mission

202

Senior Internal Auditor Resume Examples & Samples

Help in the development of long-term strategies for Internal Audit function
Assist in the development and implementation of business practices and policies within internal audit that is aligned with the organization’s overall strategy
Assist in planning and execution of internal audits under the direction of Manager, Internal Audit
Help in developing and maintaining the Internal Audit data base. This includes audit report library, working paper files, standing data information, procedures and data archiving
When required, assisting in conducting special projects and investigations within the Company
Reviewing, evaluating, and documenting internal control systems and processes while ensuring compliance with laws, regulations, and company policies and procedures
Presenting to management the audit findings and practical recommendations to improve internal control environment and operational efficiencies
Developing and maintaining contacts with financial and operational management, to ensure an understanding and acceptance of audit requirements, approach and reporting
Other duties as assigned from time to time by the Manager, Internal Audit or the Finance and Audit Committee
Help draft internal audit reports and assist in audit assignments
This role involves up to 50% travel to both domestic and international locations
Knowledge and understanding of the Institute of Internal Auditors (IIA) Standards and interpretive guidance, as well as practical application of internal audit practices and advanced techniques such as continuous monitoring and computer – assisted audit techniques
Minimum of 5-10 years of related work experience, ideally within a large and diverse organization

203

Senior Internal Auditor Resume Examples & Samples

Document current operating practices through interviews, observation, investigation and testing
Test transactions (utilizing automated and/or traditional auditing methods) and analyze results of testing. Identify through investigation and analysis, underlying causes and contributing factors to noted problems. Identify and assess risks. Identify appropriate solutions and formulates sound reasonable recommendations for management’s corrective action, using appropriate criteria and cost-benefit considerations
Prepare formal written reports, expressing conclusion on the adequacy and effectiveness of the system and the efficiency with which activities are carried out
Plan internal audits by gathering specific relevant background information (such as financial results, and policies and procedures) from the Institution’s information systems, web-based and other information sources
Utilize organizational and regulatory knowledge to identify audit constraints and shape priorities
Negotiate audit parameters with Director. If leading a team, will ensure that all members understand their individual roles and responsibilities
Design appropriate internal audit programs and time budgets based upon the review and evaluation of underlying financials and business risks
Thoroughly address all objectives and risks identified in audit planning and conclude on operational effectiveness and efficiency, considering industry best practices
Prepare clear and concise working papers and other documentation supporting discussions, operational facts and results of testing to justify conclusions
When serving in a project lead role, will review all working papers related to the project
Communicate recommendations to management through logical, clear and concise written and oral means to gain understanding and agreement on audit issues and commitment to implement corrective action
Perform follow-up internal audits to evaluate management’s implementation of Action Plans
Monitor project status and issues on a timely basis and report progress and issues to project lead or director timely and regularly
Evaluate feedback from customers as well as lessons learned meetings and identify possible areas for improvement. Implement changes in future audits as needed
Oversee the activities of Internal Auditors to ensure effective utilization in completing assigned projects
Provide day-to-day support of Internal Auditors as needed (create open lines of communication, provide regulatory updates, advise on difficult situations, etc.)
Participate in personnel development training and performance evaluation programs
May provide oral feedback to staff assigned or to the director for inclusion in staff performance or project evaluation
Assist other Auditors as appropriate and necessary to execute assigned projects. Consider multiple approaches and develop solutions to problems
Demonstrate project management and time management skills
Address difficult and sensitive issues in a timely and effective manner
May be responsible for more complex audits than those handled by Internal Auditors (act as lead on a multi-entity audit requiring coordination of several other auditors, implement a new audit with no available history or background, responsible for high visibility/high priority audits, etc.)
May also have a higher volume of audits
Demonstrate a thorough understanding of Healthcare and/or Higher Education industry
Monitor changes in the industry and be able to understand the impact to own work

204

Senior Internal Auditor Resume Examples & Samples

Execute Sarbanes Oxley Section 404 including the planning, documentation, testing, and evaluation of internal controls
General understanding of the COSO framework, risk assessment, control analysis and audit methodologies including internal control concepts
Ability to communicate orally and in writing in a clear, straightforward, and professional manner
Ability to act as a project leader to develop team members, assign work, and monitor responsibilities
Ability to use personal computer and software applications (i.e. word processing, spreadsheet, etc.)

205

Senior Internal Auditor Resume Examples & Samples

Complete audit work papers and memoranda by documenting audit tests and findings
Prepare timely and well written audit report on results of audits for review by Director
Natural curiosity and ability to probe into the depths of processes to detect control and audit matters
Strong analytical skills and ability to consider / develop alternative solutions – “think outside of the box.”
Excellent communication skills, including listening and the ability to communicate with all levels of clients in both verbal and written form
Demonstrates attention to detail
Knowledge and experience with electronic work papers, such as TeamMate
Experience working within a COSO / risk based framework
Experience in the energy industry and with Sarbanes-Oxley preferred
Additional training or degrees preferred; e.g. CPA, CIA, CISA, CMA, CFA, etc

206

Senior Internal Auditor Resume Examples & Samples

BA/BS degree (Finance, Accounting or Business preferred)
2-4 years of public accounting or relevant experience
Leadership skills (effective project management skills - set objectives, drive results and be a team player)

207

Senior Internal Auditor Resume Examples & Samples

Certification or pursuing one (MBA/CPA/CIA/CFE)
Excellent communication and interpersonal skills with the ability to work with a wide variety of departments
Writing clear, concise reports for use by key stakeholders
Working with management to develop solutions for any issues identified

208

Senior Internal Auditor Resume Examples & Samples

Plan, conduct and/or oversee financial, operational and compliance audits and special projects in a professional manner, in accordance with professional standards and internal audit policies
Identify and assess key risks and controls related to the Company's achievement of its operational, financial reporting and compliance objectives
Prepare detailed and comprehensive audit reports in which audit findings are presented in a clear and concise manner
Assess the adequacy and effectiveness of controls, accuracy of financial records, compliance with laws and regulations, and efficiency of operations
Generate implementable recommendations for process improvement opportunities over the design and operating effectiveness of internal controls and business processes
Ensure timely delivery of audit results and related deliverables within the audit budget
Develop in-depth knowledge of critical subject matter areas and/or key business processes. Use business knowledge, analytical skills and experience in identifying process efficiency, risk mitigation and control improvement opportunities
Develop risk-based audit programs
When assigned, provide audit staff with appropriate work assignments, direction and feedback. Supervise team members assigned to the audit and review their work for sufficiency of scope and accuracy
Create relationships and partner with the business to facilitate business process and internal control improvements, compliance and education
Operate with independence and objectivity while planning and executing audits, internal control reviews, and other activities
Strong analytical and conceptual skills that lead to conclusions which are well supported and communicated
Methodical and highly organized, thorough and detail oriented
Ability to see the bigger picture as it relates evaluating problems and issues
Self-starter with the confidence and ability to work independently as well as in a team
Ability to work effectively with internal and external customers and be sensitive to their needs and expectations
Ability to shift easily between projects and priorities and to manage multiple deadlines. Strong project management skills
Ability to be effective in a fast-paced, diverse and matrix environment, demonstrating flexibility, honesty and high ethical integrity
Proficient in Microsoft Office Suite, experience with Oracle Financials is a plus
Willingness to travel up to 20% of the time
Strong command of the English language
Strong and progressive experience in public accounting (preferably with a Big Four background)
Additional Finance or Internal Audit related experience recommended

209

Senior Internal Auditor Resume Examples & Samples

Understanding of internal auditing standards, COSO, and risk assessment practices, IT and audit principles and awareness of ISACA or IIA standards for the Professional Practice of Internal Auditing
Self starter with a strong sense of urgency and ability to work independently, with limited direction and guidance
Proficient in business applications - Excel, Word, PowerPoint, ACL, Arbutus. Oracle experience a plus

210

Senior Internal Auditor Resume Examples & Samples

Develop testing strategies and present testing results/recommendations to management
Supervise and train staff internal auditors
Willingness and ability to travel (approx. 40%)

211

Senior Internal Auditor Resume Examples & Samples

Plans and performs financial, operational, investigative and follow-up audits of Battelle Columbus Operations, Battelle Corporate activities, and Battelle subsidiaries
Conducts the testing of COSO and other key internal controls and prepares draft reports on such reviews
Conducts efficiency reviews of major systems, processes and procedures
Conducts compliance and consistency reviews of internal policies and procedures in accordance with state and federal laws and government regulations
Prepares draft reports on the results of audits that include recommended corrective actions, as needed, to appropriate managers
Assists external auditors in their audits of the consolidated financial statements, benefit plans, including Pension Plans, Savings Plan, and VEBA Plans, as well as the performance of the OMB Circular A133 audit, to help ensure the efficient use of audit resources and to resolve questions regarding internal accounting controls and presentation of data in Battelle financial statements
Plans and conducts special reviews and projects as requested by management and/or the Audit Committee of the Board of Directors
Conducts investigations as required according to Battelle’s established process acting as a SME in those areas requiring Internal Audit expertise. May act as Lead SME on investigations requiring audit expertise

212

Senior Internal Auditor Resume Examples & Samples

Audits financial and operational processes and controls to identify concerns, opportunities, and best practices
Works closely with business unit leaders to maintain continued compliance with Section 404 of the Sarbanes-Oxley Act
Prepares reports to ensure compliance with established control procedures and identify potential issues that need attention
Performs remediation follow up to monitor adequacy and timely completion of remediation plans
3+ years of audit experience, including compliance/SOX based audits
Bachelor’s degree in Finance, Accounting, or in a related field
Experience working in the manufacturing industry is strongly preferred
Experience working a multi-national company
Experience with audit data analysis tools (ACL, IDEA, etc.)
Experience utilizing TeamMate or relate software
CPA, CIA, CISA, or other finance and accounting related professional certification

213

Senior Internal Auditor Resume Examples & Samples

Perform duties of an advanced or complex nature requiring strong judgment. Requires a thorough knowledge of ICFR
Coordinate with external auditors to plan and scope work required, identify opportunities to streamline processes and reduce duplication of efforts
Plan and execute audit engagements covering a variety of topics including ICFR, retail branch supervision, investment suitability, AML, and BCP as assigned in a manner that adheres to department standards including: scheduling interviews with process owners, requesting control documentation, conducting fieldwork and communicating audit results
Ensure working papers and files (both on-line and hard copy) adhere to department standards
Deliver draft reports and supporting documentation within two weeks of completion of fieldwork
Provide recommendations in reports that are well thought-out (i.e. determine effect on other areas of the organization), practical and written in a format that can be delivered directly to Executive Management and the Board
Provide regular reporting on testing progress and issues encountered
Manage and maintain relationships with primary audit customers
Coach team members in areas where the candidate is the subject matter expert
Professional accounting and/or audit designation required (CIA, CPA, CMA, CGA or CA) with minimum 3 years post-qualification experience in an audit role
CISA designation and/or knowledge of IT audit procedures considered a significant asset
Knowledge of ICFR (NI 52-109) required
Knowledge of IFRS required
Knowledge of COSO framework required
Knowledge of the brokerage industry considered a significant asset
Knowledge of Sarbanes-Oxley Section 404 and related guidance desirable
Must possess strong interpersonal and communication skills, both verbal and written, along with the ability to work independently and as part of a team
Must be able to interact with individuals from a variety of backgrounds and at different levels within the organization
Must be proficient in internal audit standards

214

Senior Internal Auditor Resume Examples & Samples

Perform Internal Audit reviews to evaluate compliance with Cobham policies, statutory legislation and sound business practices, communicating findings to Business Unit and Sector Management
Support the development of tactical and strategic responses to observed findings noted in internal audit procedures
Identify opportunities to improve operational activities, and make recommendations to Business Unit and Sector Management to design those changes
Deliver Internal Audit results to the Director of Internal Audit & Assurance for inclusion in reporting to CAES Holdings Inc. Board
Ability to travel 50%
Advanced internal audit experience covering finance, controls and performance but also wider business processes, e.g. USG compliance, program management and IT related issues
Combines experience, intuition and strategic thinking to make considered judgments about the business operations and actionable suggestions for improvement
Confirms that people processes to include performance management, are followed
Appreciates the impact of business risk
Has a high level of gravitas and commands respect
Ability to evaluate conditions and propose actionable recommendations
Has broad business awareness enabling an appropriate contribution at the executive level
DOD Clearance
MBA or Masters in Accounting/ Auditing
Experience within an engineering / manufacturing company

215

Senior Internal Auditor Resume Examples & Samples

Assist with the planning and executing internal audit activities
Prepare complete audit programs, which include R6s processes and fraud indicators to all audits
Improve on diplomacy and problem analysis/structuring
Timely issuance of announcement letters, work programs, budget hours to complete the job successfully
Identify root causes of business related problems and effectively discuss issues and solutions with IA Senior Manager and Director
Provide critical review and edits to the staff's draft audit reports (and other correspondences) to ensure clarity, conciseness, and comprehensibility
Ensure that audit reports clearly communicate risks; root causes using R6s approach and concise audit reports from a Senior Management and Audit Committee perspective
Ensure assignments are adequately planned in advance, any questions are answered timely, providing technical assistance and information to adequately prepare audit staff, ensure work is performed in accordance within Internal Audit's standards
Assess the adequacy of management's plan for addressing and correcting audit findings and issues
After each audit is completed, ensure all audit findings are recorded in ITD, monitor and review the status of outstanding audit findings, customer surveys are issued and the team prepares lessons learned document
Provide assistance and guidance to the external auditors to ensure a timely and efficient completion of their audit and examination
Develop and maintain effective interpersonal relationships with staff and management. Build partnerships within audited areas. Ensure timely and adequate two-way communication before, during and after each review to ensure mutual understanding of audit scope, process and results, to eliminate "surprises", address client concerns, and add value throughout the audit
Become familiar with the Standards for the Professional Practice of Internal Auditing, along with the professional standards of conduct of the IIA
Ability to analyze and interpret information quickly and accurately
Effective interpersonal, oral and written communication and presentation skills
Proficient personal computer skills, including the use of word processing and spreadsheet applications
Proven success working in team settings and dynamic work environments, welcome new challenges, and seek innovative solutions to complex issues in addition to possessing the capability of operating outside of a ‘comfort zone&#8217
Ability to pass the Certified Internal Audit Exam within 2 years of hire
Bachelor's Degree with 4 years experience or 2 years experience with Masters degree
CPA, CIA, CISA, desired

216

Senior Internal Auditor Resume Examples & Samples

Perform financial, operational, and business cycle audits (design audit procedures, perform testing, draw conclusions, and report results)
Conduct audits of internal controls over financial reporting (prepare documentation, perform testing, draw conclusions, and report results)
Coordinate closely with IT auditors
Contribute to the internal audit risk assessment and planning process
Provide assistance to external auditors as needed
Keep up to date on industry developments and maintain certifications through relevant continuing professional education

217

Senior Internal Auditor Resume Examples & Samples

Bachelors degree in accounting/finance or related field from an accredited college or university
Five (5) to seven (7) years auditing experience; or an equivalent combination of education and experience
Candidates possessing CPA, CIA or CISA certifications are preferred

218

Senior Internal Auditor Resume Examples & Samples

BA/BS in Accounting, Finance or related discipline
4 + years of experience in accounting or auditing position
Internal audit and/or public accounting experience preferred

219

Senior Internal Auditor Resume Examples & Samples

Develops and performs audit procedures covering all significant business processes by understanding risks, developing criteria, reviewing and analyzing evidence, and documenting processes and procedures
Assess the efficiency of existing processes and procedures and identify potential opportunities for process improvements
Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations on a timely basis to management and various boards (Audit Committee, Board of Statutory Auditors, etc.)
Assist in the Company’s ongoing compliance with Italian Law #262
Represents internal auditing on organizational project teams, at management meetings, and with
Maintains all organizational and professional ethical standards and ensures all internal audit activities carried out or supervised are in compliance with The Institute of Internal Auditor’s International Standards for the Professional Practice of Internal Auditing(Standards)

220

Senior Internal Auditor Resume Examples & Samples

4-6 years of recent auditing experience or a combination of audit and accounting and finance experience of which minimum 3 years must be from audit, a significant portion of it on site in Europe. Experience should be with a public accounting or industrial firm with significant exposure to multinational operations
Strong skills in cost and inventory accounting, and in manufacturing plant auditing, including financial, operational and control areas. Strong knowledge of accounting for long term construction and facilities management contracts and related service
Professional certifications such as CPA, CIA, CMA, and CISA, or similar international certifications
Strong ability to highlight and communicate opportunities for improvement within the organization including increasing profits through better control over its investments, systems, activities and decision making
Reasonable familiarity with current computer and network technology

221

Senior Internal Auditor Resume Examples & Samples

Document current operating practices through interviews, observation, investigation and testing. Test transactions (utilizing automated and/or traditional auditing methods) and analyze results of testing
Identify through investigation and analysis, underlying causes and contributing factors to noted problems
Identify and assess risks
Identify appropriate solutions and formulates sound reasonable recommendations for management’s corrective action, using appropriate criteria and cost-benefit considerations
Evaluate feedback from customers as well as lessons learned meetings and identify possible areas for improvement
Implement changes in future audits as needed
Provide day-to-day support of Internal Auditors as needed (create open lines of communication, provide regulatory updates, advise on difficult situations, etc.). Participate in personnel development training and performance evaluation programs. May provide oral feedback to staff assigned or to the director for inclusion in staff performance or project evaluation
Address difficult and sensitive issues in a timely and effective manner. May be responsible for more complex audits than those handled by Internal Auditors (act as lead on a multi-entity audit requiring coordination of several other auditors, implement a new audit with no available history or background, responsible for high visibility/high priority audits, etc.)
Demonstrate a thorough understanding of Healthcare and/or Higher Education industry. Monitor changes in the industry and be able to understand the impact to own work

222

Senior Internal Auditor Resume Examples & Samples

Effectively monitor the performance of self and to ensure plans, schedules, and budgets are met
Assist in the completion of tasks and projects as they related to the risk-based audit plan for all activities of the company, specifically for Sarbanes-Oxley compliance
Work with control owners throughout the company on documentation that supports compliance with Sarbanes-Oxley regulatory requirements
Perform tasks for completion of the Sarbanes-Oxley compliance program, including the testing of internal controls and the identification and communication of deficiencies
Develop recommendations to improve the control environment
Identify and analysis internal data in support of the risk management process
Plan, execute, and report on operational audits
Execute individual audit tasks in accordance with the audit plan and with the Standards for the Professional Practice of Internal Auditing of The Institute of Internal Auditors (IAA)
Properly document work papers, providing proper documentation of audit steps performed and evidence gathered. Ensure audit issues are well defined and root causes are identified
Bachelor’s degree in Accounting, Finance, Business or related degree
Candidate should be seeking professional certification required such as Certified Public Accountant (CPA) or Certified Internal Auditor (CIA)
Previous external and/or internal audit experience is desirable but not required
Business acumen, cross-functional competence, interpersonal savvy, and strong analytical capabilities
Strong presentation and command skills
Courage to take unpopular stands if needed in difficult audit situations
Ability to work overtime

223

Senior Internal Auditor Resume Examples & Samples

Organized, detail-oriented, and a self starter with the ability to work independently and a strong focus on accuracy
Exceptional customer satisfaction and interpersonal skills with the ability to influence others, build consensus, and resolve conflict at all levels of the organization
Advanced Microsoft Excel skills and strong Information Systems (IS) knowledge
Advanced working knowledge of Generally Accepted Accounting Principles (GAAP)
Up-to-date knowledge of Sarbanes Oxley
Excellent project management skills with the ability to define and lead complex projects that may cross functional or geographic boundaries
Excellent understanding of defined financial practices, policies, and procedures; and why they are important and ability to apply that knowledge when making decisions
Established business acumen with ability to understand business requirements through detailed business analysis and enterprise planning, leading to practical and effective business solutions

224

Senior Internal Auditor Resume Examples & Samples

Organize and conduct quality audits and reports using the Financial Enterprise Services Retail Audit
Schedule and conduct regular audit reviews with retail management
Assess and partner with senior field leadership on assignment, mitigation strategy and timing of identified issues in direct support of Regional VP GM
Active support of senior field leadership in partner compliance to T-Mobile’s contractual and operational guidelines
Timely travel and submit expenses booking
Provide additional support training to auditors as needed
Work on assigned tactical/strategic projects as needed
2+ years Retail Store Management or equivalent outside audit experience
2+ years Retail Audit experience
Bachelors Degree. Accounting, Finance or related field
MS Word and Excel skills
Excellent written and verbal communication skills with multiple levels of management
Ability to work independently and meet deadlines
Ability to travel up to 50-75%

225

Senior Internal Auditor Resume Examples & Samples

BA in Accounting or Auditing – or related field
3-5 years of progressive audit experience either in external or public company
Solid understanding of COSO 2013 Framework, Sarbanes-Oxley requirements and IIA Standards

226

Senior Internal Auditor Resume Examples & Samples

Actively participates in risk assessments, scoping, and planning activities for a variety of internal audit projects and assurance activities
Develops audit work programs and testing procedures that are relevant to risk and test objectives
Executes audit fieldwork autonomously and ensure audit conclusions are well documented and supported in accordance with audit work programs, and makes improvement recommendations to management
Drafts clear and meaningful findings, high quality audit reports, presentations, and other materials for Sr. Management and the Board
Coordinates all audit efforts with business process owners, regional management, and global audit teams
Builds collaborative and trusting relationships with auditees, management, and other cross-functional stakeholders
Performs data analytics to identify trends, anomalies, and areas of focus for audits and investigations
Participates in Sarbanes Oxley (SOX) activities and/or other ad-hoc projects as assigned
Minimum of 4 years’ experience in the fields of internal audit, risk assurance, and/or fraud examination
One or more relevant professional certifications preferred CIIA, ACA, ACCA, CIA, CFE, CISA
Adept with the IIA’s professional practices framework / standards, as well as COSO’s integrated framework

227

Senior Internal Auditor Resume Examples & Samples

Performs risk assessment and analysis for financial and operating exposures
Educates Corporate Controllers on process and control changes
Delegates and oversees the project work of the internal audit staff and guest auditors. Acts as a mentor to further develop staff level associates
Plans, executes and reports on assigned special projects
Bachelors in Accounting, Finance or related field
Certifications preferred: CPA, CFE or CIA
Software skills necessary for the position are SAP, Hyperion, and the Microsoft Suite. Experience with all of these is a plus
Strong internal customer orientation and customer centricity
Demonstrated continuous improvement focus
Excellent oral and written communication and analytical skills
Flexibility to handle changing requirements and multiple projects
Requires standing and sitting for prolonged periods of time, talking and listening

228

Senior Internal Auditor Resume Examples & Samples

Plan, conduct, and possibly lead business process reviews to evaluate the design and operating effectiveness of internal controls over the business operations
Assist management on special projects and assignments as needed
Assist Internal Audit Manager in the development of Internal Audit policies, procedures and methodologies

229

Senior Internal Auditor Resume Examples & Samples

SOX compliance
Risk-based audits / operational audits
Cycle count / inventory physical counts
Support to external auditors
Investigations as needed
1 years or more of audit experience

230

Senior Internal Auditor Resume Examples & Samples

Identifying issues, developing criteria, reviewing and analyzing evidence and documentation
Conduct interviews, review documents and prepare working papers
Drafting audit reports that present and document audit issues and recommendations for improvement using independent judgment
Assist in communication of audit results and consulting projects through written reports and presentations to management

231

Senior Internal Auditor Resume Examples & Samples

Three years of IT auditing experience, preferably with a big accounting firm
Oracle ERP system experience preferred Proficient in Excel (including pivot tables)
Excellent oral and written communications
Degree in Accounting or MIS. Post graduate degree preferred

232

Senior Internal Auditor Resume Examples & Samples

5+ years of Internal Audit experience in the Financial Services industry
Knowledge of Accounting and Internal Controls
Knowledge of Consumer Regulatory Compliance requirements

233

Senior Internal Auditor Resume Examples & Samples

Leading or conducting financial and compliance audit projects
Providing consulting services to management and staff
Identifying and evaluating the risk areas and providing key input to the development of the annual audit plan
Performing audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures
Conducting interviews, reviewing documents, developing and administering surveys, composing summary memos, and preparing working papers
Identifying, developing, and documenting audit issues and recommendations concerning areas being reviewed
Communicating or assisting in communicating the results of audit and consulting projects via written reports and oral presentations to management and the board of directors
Applying intellectual curiosity to business processes to understand process and procedures and to evaluate compliance
Bachelor’s Degree in Business or Finance related function with previous accounting, auditing or other business related experience
Experience working in MS Word, MS Excel, MS PowerPoint, etc
Working knowledge of Generally Accepted Accounting Principles (GAAP)

234

Senior Internal Auditor Resume Examples & Samples

Executes projects within the Audit Plan to budget / schedule, including developing and maintaining relationships with relevant management
Assesses risk and ensures efficient and effective audit project execution relative to that risk
Develops and executes audit test plans, ensuring work and documentation is timely and in accordance with audit methodology, internal audit and other applicable standards
Recommends conclusions and drafts audit issues relative to the adequacy and effectiveness of compliance, governance, internal controls and risk management at business unit / functional unit / process levels
Builds and maintains relationships with teammates to support effective communications, as well as foster team ‘spirit’ within the internal audit team
Prepares presentations to deliver key messages on findings, risks, etc
Experience in relevant risk-based, IT integrated, process auditing
Experience in flowcharting/process mapping
Knowledge of audit work paper standards, including use of electronic work paper tools
Understanding of control procedures related to financial services businesses, including those related to any of securitization, lending, and investing businesses
Excellent oral and written English
Proficient in MS-Word, Excel, PowerPoint, Outlook, Flowcharting software, and Electronic Audit Tools
Knowledge and understanding of any of FIDICIA, Sarbanes Oxley, or other relevant legislation / SEC reporting
Operational risk and control analysis experience
Risk management experience
Financial/quantitative analysis & interpretation
Advising on process improvement or performance indicators
Multi-tasking experience in a dynamic growth oriented organization
Experience with vendor management / outsourced environments

235

Senior Internal Auditor Resume Examples & Samples

Project and time management to ensure the efficiency and effectiveness of audit procedures
Provide field leadership as needed, (auditor in-charge)
Provide management consulting services; participate in special projects, teams and investigations, as needed
Obtain a broad knowledge of the business, operations, and processes to enable risk based auditing
Arrange travel requirements consistent with the company’s policies and limitations, to perform auditors of global operations, including visa applications, passport, airfare, hotel reservations, rental cars, etc
Research audit areas including authoritative accounting literature and policies
Assist management in compliance with Sarbanes-Oxley requirements through self-assessment and testing
Audit business processes and operations and recommend improvements

236

Senior Internal Auditor Resume Examples & Samples

5+ years of Internal Audit (Financial and Operational) experience in the Financial Services industry
Public Accounting and/or Private Industry background
Previous experience with Credit Care Lending

237

Senior Internal Auditor Resume Examples & Samples

3+ years of experience in Corporate Audit, Business Process Consulting and/or Public Accounting; 3+ years of Operational / Financial / Compliance Audit experience; 1+ year of experience in an Audit Supervisory role
Sarbanes-Oxley testing experience, particularly Section 404
CPA or CIA certifications

238

Senior Internal Auditor Resume Examples & Samples

Assists with Risk Assessment process including documenting results, interviewing personnel and analyzing data
Uses risk assessment methodology to develop audit programs designed to appropriately evaluate risk management activities within the area under audit
Researches best practices, industry benchmark data and regulatory guidelines for incorporation into the audit process
Provides technical direction to staff internal auditors
Documents all work thoroughly, clearly and concisely to allow for efficient review by Manager/Director
Ensures that audit procedures are completed timely and accurately
Reviews work performed to assess whether change in scope is necessary to mitigate risks
Supervises the work of staff auditors to ensure timely completion of all procedures
Reviews all work performed by staff auditors to ensure accuracy and effectiveness of audit work
Interfaces with all levels of the organization, creating a reputation of partnership and trust
Writes audit reports, ensuring accuracy and clear, concise communication
Identifies opportunities to build relationships and add value to First Command
Assists with recruiting efforts for the department
College Degree, Accounting of Finance preferred
At least 4 years of internal audit or external audit required
Experience with risk assessments and enterprise risk management
Experience leading audit engagements and supervising staff auditors
Actively pursuing internal audit related certification (i.e. CFE, CIA, CPA, CISA)
Strong experience in information systems
Exceptional interpersonal skills, including written and oral communications, listening, and fostering open communications
Absolute commitment to timely delivery of quality service and work product
Ability to research various topics when required
Self-disciplined, mature, and good people skills
Must be an individual contributor as well as team oriented
High level of competency in computer skills

239

Senior Internal Auditor Resume Examples & Samples

Conducts audits in assigned areas, under the supervision of the audit leader, in accordance with audit programs to evaluate the design and operating effectiveness of internal controls, business processes, and procedures at Eaton operations
Prepares written audit findings and recommendations for discussion with local management
Prepares recommendations to address audit issues
Follows-up and reviews implemented management action plans and audit findings remediated with limited direct supervision of the Audit Manager/ Supervisor
Counsels as an expert for accounting, compliance and Internal Controls matters
Bachelor degree in Accounting, Finance or Business Administration or equivalent
3-5 years overall experience in the finance / accounting / audit field with a minimum of 3 years of internal or external audit, ideally in a manufacturing environment
Availability and willingness to travel up to 50% within the Europe, Middle East and Africa
Good knowledge in IFRS and U.S. GAAP and proficient in Internal Audit key concepts (risk-based audits, financial audit)
Proven experience in documenting and testing controls, as well as in identifying risks and weaknesses and developing audit procedures to assess the design and operating effectiveness of internal controls to mitigate the risks
Strong interpersonal skills, with the ability to make sound recommendations and to articulate benefits/results to business unit goals

240

Senior Internal Auditor Resume Examples & Samples

Prepare audit reports and discuss reports with appropriate management
Review Management’s quarterly Sarbanes-Oxley 404 self-assessments
Facilitate internal control development, compliance, and education
Maintain effective working relations with executive and operating management
Perform audits and review internal controls of various organizational and functional areas to safeguard the assets of the Corporation
Maintain compliance and audit software
Design, execute, and manage operation and financial audit programs in accordance with professional and internal departmental standards
Assist in the preparation of the materials for meetings of the Audit Committee of the Board of Directors

241

Senior Internal Auditor Resume Examples & Samples

Lead audit teams in the corporate office as well as onsite at our manufacturing facilities (typically 1-week assignments), delivering actionable insights to our internal customers
Partner with external auditors, and combine efforts, as appropriate
Audit experience in various functional areas
Must be able to travel 25%
Relevant certification(s) (e.g., CPA, CIA, CFE, CISA, CMA, CRMA) and/or advanced degree (e.g., MBA, MSA, MACC) is preferred
Well-developed project management, sense or urgency and talent evaluation skills
Financial systems skills - ability to quickly learn and work with multiple financial systems
Entrepreneurial, innovatinve and process improvement skills
Team player, comfortable working on multiple teams/projects simultaneously and independently, as needed
Demonstrated skills in employee supervision

242

Senior Internal Auditor Resume Examples & Samples

Assess compliance with policies and procedures through the examination of records, report and documentation
Ensure appropriate documentation of internal controls including narratives, process flowcharts, control descriptions and risk control matrices
Partner with business process owners to improve process efficiencies in the design, modification, or streamlining of process and controls
Assist in the planning, performance and reporting of audits identified in the Internal Audit annual plan
Make recommendations within areas requiring remediation and validate successful implementation of agreed upon actions
Assist with ongoing training to business functions with respect to internal controls and regulatory compliance
Partner with the IT Audit team to align business process controls with designed IT controls
Champion projects, programs and business initiatives as required

243

Senior Internal Auditor Resume Examples & Samples

Performing intermediate and advanced level audits, reviews, or analysis of transactions in execution of the annual internal audit plan
Understanding financial and operational processes, including the relevant risks and controls
Evaluating the effectiveness of the internal control environment and compliancewith Company policies and procedures
Collaborating with management to build and maintain ongoing business relationships
Identifying new rules issued by the applicable regulatory or governing body to remain current on auditing, accounting, and regulatory trends
Complete ad hoc and other duties related to Internal Audit services, as assigned
Minimum 4 years of experience in accounting, auditing, or risk management
Advanced knowledge of Sarbanes/Oxley (SOX) and NAIC Model Audit Rule (MAR)
Life insurance or financial services industry experience
CPA, CIA and/or CISA license

244

Senior Internal Auditor Resume Examples & Samples

Performs and occasionally leads staff in conducting audits to ensure thorough coverage of areas reviewed, proper evaluation of internal controls, and policy compliance within budgeted and scheduled timeframes
Determines or assists in determining proper scope of test work
Presents reports on audit results and recommends corrective actions or improvement as required
Tracks, monitors, and validates completion of audit observations
Bachelor’s Degree in Information Systems, Business Administration or related field
Professional certification as a Certified Information Systems Security Professional (CISSP) and Certified Information Systems Auditor (CISA) preferred
Minimum of 3+ years IT audit related experience including external or internal audit
Strong MS Excel, MS Access, MS SQL database, Oracle Database, AIX, HP-UX, Active Directory, Windows Server, SAP, and Oracle ERP skills and experience
Familiarity with Nmap, NetStumbler, Nessus, Nikto, BackTrack, and other security related tools
Ability to develop risk based audit programs and execute
Ability to perform and evaluate the quality of audit work
Read, analyze, and interpret documents such as technical journals, financial reports, and legal documents
Write complex reports, business correspondence, procedure manuals and policy manuals using excellent grammar, correct punctuation and spelling, cohesive structure, concise wording and appropriate tone
Effectively present information to management
Ability to work effectively with diverse populations
Experience with CAATT (Computer Assisted Auditing Tools & Techniques) such as IDEA, ACL, etc

245

Senior Internal Auditor Resume Examples & Samples

Determines or assists in determining proper risk based scope of test work as well as plays a key role in planning, execution, and reporting activities
Prepares audit work papers as well as document audit results in a manner that reflects the highest professional standards
Tracks, monitors, and validates completion of audit observations. Assesses adequacy of management responses and corrective actions implemented
Assists in the Internal Audit risk assessment, identifying risks and controls, updating the audit of auditable entities, and proposing audit areas/projects as part of the annual audit plan
Participates in Sarbanes-Oxley Act compliance audit to ensure that financial controls are in place
Bachelor’s Degree in Business Administration, Economics, Accounting, Finance or related field
Experience with auditing in high-tech and global environment preferred

246

Senior Internal Auditor Resume Examples & Samples

Operational and Financial Audits and Special Reviews
Participate in and / or lead (as instructed by Internal Audit Management) the execution of regular, less-complex operational and financial audits (pre-, on-site and post phases) for different business processes
Collect, analyze, interpret document / information to arrive at audit result, and prepare work papers in accordance with Internal Audit procedures / standards
Accurate evaluation of the internal control system of the audited unit
Document audit findings, risks and recommendations and prepare audit report
Prepare and / or perform quality review of audit work papers i.e. sufficiently complete, detailed and accurate to ascertain the audit work done and to support conclusions reached
Responsible for the preparation of audit reports summarizing findings, risks and recommendations
Responsible for the communication of audit results to audited management
Communicate results to Auditor in Charge / Internal Audit Manager and / or Audited Management
Identify other risks within the audited unit besides the audit scope performed Compliance audits / reviews
Assist in compliance audits (pre-, on-site and post phase) and prepare audit work papers
Document compliance audit findings and risks and assist in compliance report preparation
Communicate findings with the Audit Manager and / or Regional Head of Internal Audit

247

Senior Internal Auditor Resume Examples & Samples

3+ years of audit experience is required
Thorough understanding of GAAP and SOX compliance
Experience with large ERP systems
CPA, CIA and/or CISA is highly preferred

248

Senior Internal Auditor Resume Examples & Samples

Undergraduate degree in Finance/Business Administration, Accounting
2- 4 years professional experience in an audit related role (within a Big-4 accounting firm preferred) and/or large corporation’s internal audit department. Additional finance experience would be a plus
Willingness to travel (70%)

249

Senior Internal Auditor Resume Examples & Samples

Work collaboratively within the team and execute audits related to Finance, in accordance with audit methodology and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Demonstrates in-depth understanding of how internal audit operates as the 3rd line of defence; works with business/function and control functions to provide value added assurance
5-7 years of experience in a finance-related audit role
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of financial services products, especially those associated with the Capital Markets and Banking business

250

Senior Internal Auditor Resume Examples & Samples

Bachelor's degree in accounting and a minimum of 4 to 6 years public accounting or private (corporate) auditing experience
Analytical skills (data analytics)
Flexibility to travel as necessary (15% if necessary, usually less)

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Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

Senior Internal Auditor Resume Examples & Samples

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