Senior Examiner Resume Samples
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Senior Examiner Resume Samples
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RN
R Nienow
Rosie
Nienow
595 Cormier Fork
Los Angeles
CA
+1 (555) 402 6734
595 Cormier Fork
Los Angeles
CA
Phone
p
+1 (555) 402 6734
Experience
Experience
Detroit, MI
Senior Examiner
Detroit, MI
Rutherford-Kub
Detroit, MI
Senior Examiner
- Assist department management and take a lead role in planning and coordinating exams of member firms
- Prepare summary of review to management and provide recommendation for remediation, if necessary
- Review and analyze the information submitted on risk management policies and procedures for our member firms for sufficiency. Coordinate with department management or surveillance staff to understand key areas of focus for each firm
- Performs moderately complex branch inspections related to Consumer or Investment Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of branch inspection reports, presenting issues to the business and discussing practical solutions
- Contributes to the development of branch inspection processes improvements
- Pro-actively develops automated routines to help focus branch inspection testing
- Recommend new and improved processes for examining member firms
Phoenix, AZ
Examiner / Senior Examiner
Phoenix, AZ
Turcotte, Fay and Abshire
Phoenix, AZ
Examiner / Senior Examiner
- Conducts surveillance of selected institutions, compiling documentation and reports and advising others of issues identified during the review
- Review risk management processes while evaluating asset quality, earnings, capital adequacy, funding, interest rate risk, and bank management
- Lead AML/BSA compliance reviews for our largest and most complex banks, bank holding companies, and financial holding companies
- Heavy academic exposure in banking, accounting, economics, and finance
- Conduct reviews on financial institution insiders involving financial crimes and fraud
- Conduct off-site AML/BSA monitoring and risk analysis
- Collaborates with risk teams to ensure comprehensive resolutions to complex risk management matters
present
Detroit, MI
IT Examiner / IT Senior Examiner
Detroit, MI
Davis, Fadel and Wilkinson
present
Detroit, MI
IT Examiner / IT Senior Examiner
present
- Completes and concisely documents specialty exam work as assigned without assistance
- Completes and concisely documents exam work, such as scope and conclusion memos and examination write ups, as assigned without assistance
- Provides training to other staff members regarding the supervision of IT activities, operational risk and risk management practices
- Performs routine analysis of IT trends and emerging technologies for supervisory examiner
- Provides meaningful and timely feedback to staff regarding supervisory events
- Actively monitors trends in the IT and operational risk fields and keeps up-to-date concerning the products and services offered by financial institutions throughout the District. Routinely shares knowledge gained with other staff members
- Assists supervisory examiner with Board of Governors requests and reporting
Education
Education
Bachelor’s Degree
Bachelor’s Degree
University of Pittsburgh
Bachelor’s Degree
Skills
Skills
- Possesses a strong proficiency in Microsoft Office products
- Possesses strong teamwork skills and the ability to build and work collaboratively within and across work teams
- Demonstrates the ability to manage time and projects effectively by adjusting quickly to new and different priorities
- Intermediate ability to perform independent research
- Strong critical thinking and analysis skills
- Ability and willingness to travel
- Demonstrates the ability to effectively lead and influence a team without authority and to resolve moderately complex to complex issues
- Ability to provide guidance and constructive feedback to less experienced staff and peers
- Demonstrates independent and critical thinking and decision making abilities as well as have strong written and oral communication abilities
- Above average ability to prioritize tasks, manage time, meet deadlines, and multi task
13 Senior Examiner resume templates
Read our complete resume writing guides
1
Senior Examiner Resume Examples & Samples
- Conduct branch examinations and provide branch manager (OSJ) with exit interview information. Assume a leading role in joint exams
- Prepare for branch exam which includes scheduling, arranging travel, sending exam confirmation and questionnaires to branch office, completing Audit Worksheet; reviewing accounts, credit reports, OBAs, OBQs, complaints, CRD information etc. Pre-audit meetings are held with Manager
- Prepare expense reports, conduct post audit wrap-up including review of branch exam letter, meet with Manager and upload kit to Oracle. Review branch exam responses for completeness. Follow up with branch managers as necessary
2
Credit Review Senior Examiner Resume Examples & Samples
- 7-10 years of credit related experience including some experience in commercial real estate
- Demonstrated experience in managing multiple projects simultaneously
- Demonstrated experience preparing and delivering presentations
- Independent and takes initiative
3
Credit Review Senior Examiner Resume Examples & Samples
- 5-7 years of credit related experience, including an understanding of Commercial Lending or Lease Financing
- Ability to support conclusions through fact-based analysis and ability to influence leaders
- Lease Financing experience
- Credit Review Experience
4
Senior Examiner Resume Examples & Samples
- As a seasoned professional applies solid understanding of internal branch inspection standards, policies, and local regulations to provide timely audit assurance
- Contributes to the development of branch inspection processes improvements
- Applies solid understanding of how internal Branch Oversight Function collectively integrates with line management and control functions to accomplish the objectives of the function and overall business
- Performs moderately complex branch inspections related to Consumer or Investment Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of branch inspection reports, presenting issues to the business and discussing practical solutions
- Completes assigned branch inspections within budgeted timeframes, and budgeted costs
- Provides coaching to team members in all phases of the branch inspection process
- Leads the professional development of Branch Inspection staff
- Applies knowledge of key regulations to influence branch inspection scope
- Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
- Junior level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
5
Senior Examiner Resume Examples & Samples
- Assist department management and take a lead role in planning and coordinating exams of member firms
- Conduct reviews in accordance with developed plan
- Review and analyze the information submitted on risk management policies and procedures for our member firms for sufficiency. Coordinate with department management or surveillance staff to understand key areas of focus for each firm
- Follow-up with the member firm on any issues/questions
- Coordinate review activities with other Designated Examining Authorities (DEAs) and Designated Self-Regulatory Organizations (DSROs) as required
- Prepare summary of review to management and provide recommendation for remediation, if necessary
- Notify clearing member firm if remediation is required
- Sound understanding of market/credit/liquidity risk management and corresponding mitigation factors
- Understanding of common market risk methodologies such as VaR, SPAN, stress testing, liquidity risk, and concentration risk, preferred
- Basic understanding of the role central clearing counterparties serve
- Ability to interact with all levels of management both internally and externally
- Good organization skills; must be detail oriented
- Ability to prepare clear and concise reports in a timely fashion, which document adequacy and/or concerns
- Willingness to travel, as required
- Proficient in all Microsoft Office Applications
- Experience with risk management systems, preferred
- Bachelor's degree required, graduate degree or demonstrable progress towards a graduate degree preferred
- Minimum of 5 years of related work experience
- Prior examiner, compliance, or audit experience at a regulator (ex. FINRA/SEC), self-regulatory organization, or other financial institution
- Prior risk management experience (trading, analyst), preferred
6
Senior Examiner Municipal Affairs Resume Examples & Samples
- Have standing on the open competitive decentralized exam list #20-777
- Have one year of permanent, competitive service allocated to grade 12 or higher,
- Have standing on the open competitive decentralized exam list #20-724
- Conduct audit assignments in accordance with Generally Accepted Government Auditing Standards (GAGAS) and Division policies and directives including the Comprehensive Audit Manual
- Participate in entrance and exit conferences with local officials, contribute appropriate and accurate information as necessary and document meeting results adequately
- Assist in developing audit scope, objectives and appropriate audit tests to sufficiently document municipal unit’s compliance with audit requirements
- Conduct organized and focused interviews with local government personnel to obtain relevant operational and procedural information
- Gather, analyze, summarize and sufficiently document information to complete each audit step in the audit program or checklist, applying technical and analytical skills to arrive at appropriate conclusions
- Convey pertinent information to audit team members and work unit management and contribute suggestions and provide meaningful input during audit team and work unit meetings
- Prepare written documents that are clear, concise, well organized, adequately summarized and use appropriate tone and grammar
- Prepare assigned sections of examination/audit reports summarizing audit findings and developing recommendations that meet Division standards for quality and are written concisely and accurately
- Ensure that audit work papers and examination/audit reports are appropriately cross-referenced to adequate and appropriate information
- Good communication skills both written and oral
- Knowledge and use of technology
7
Senior Examiner Municipal Affairs Resume Examples & Samples
- Provide training to local officials and/or examiners at conferences, meetings and schools as assigned that presents acceptable and applicable content that is prepared and presented in a professional manner
- Strong communication skills, both written and verbal skills
- Good knowledge and use of technology
- Strong work ethic and positive attitude
8
Senior Examiner Product Liability Claims Resume Examples & Samples
- Supervise and handle Product Liability litigation and claims, by conducting investigation and providing client reports with analysis and further handling recommendations. Identify proper policy and determine coverage
- Provide instruction and authorization to outside defense counsel, claim agents investigators, etc
- Evaluate liability and damages to set proper reserves and negotiate settlements. Attend trials, alternative dispute resolution negotiations, arbitrations, small claims hearings. Some travel required
- Maintain proper documentation in file. Obtain and record accurate and complete data
- Conduct or participate in client/claim review meetings
- Assist in the handling of claims and other matters of TMCS other than PL or Overseas Travel Accident Insurance (OTAI) TMNF claims
- Assist TMM production activities as requested
- Responsible for complying with proper internal controls as necessary to conduct job functions and/or carry out responsibilities and/or administrative activities at Company
- Regular and reliable attendance
- Work in a team
- College degree preferred
- A minimum of five years experience in Casualty Claims handling with at least two years of Product Liability Claims handling
- Knowledge of U.S. civil procedure and legal system
- Knowledge of insurance
- Understanding of technical and engineering matters
- Proficient PC skills in Microsoft Word and Excel
- Texas Adjuster License preferred
9
Senior Examiner of Municipal Affairs Resume Examples & Samples
- Have one year of permanent competitive service allocated to grade 16 or higher
- Communicate regularly with field examiners to understand the financial and operational data available and determine their analysis needs related to the risk assessment or audit objectives planned
- Use computer assisted audit tools to perform analysis of financial and other operational data to help identify areas of weakness or identify issues during the risk assessment phase of an audit or as part of detailed audit testing
- Conduct research on various audit topics such as new automated tools and analysis techniques
- Answer questions and obtain feedback from examiners and others using the analytic data provided to constantly enhance and improve the results and expand the types of analytics being conducted
- Prepare written guidance for field examiners on the use of analytical data and possibly provide examples of relevant audit uses from previous audits
- Assist in supporting the Division’s use of TeamMate by providing technical support to field examiners, researching TeamMate issues, drafting or presenting training materials, and participating in the rollout of software upgrades
- Assist with expanding the Division’s capacity to use computer assisted audit tools. This will require a proactive role, researching and suggesting potential uses for technology and helping apply the audit techniques that are available with this technology. Participate in training related to technology audit and computer assisted audit tools
- Effectively demonstrates a working knowledge of ACL or Arbutus, Monarch, Excel, Access and Optical Character Recognition (OCR) software
- Data analysis experience
- Strong analytical thinking and problem solving skills
- Possess effective oral and written communication skills, including excellent interpersonal skills with staff and customers, both over the telephone and in-person
- Performs tasks accurately, within specific times frames and/or under time constraints
- Capable of working independently and in a team environment
10
Senior Examiner Municipal Affairs Resume Examples & Samples
- Work directly with local governments to examine and analyze a variety of financial reports and data submitted by local governments
- Prioritize and perform reviews and analyses assignments of financial statements and municipal data as necessary to meet processing targets and deadlines, to effectively assist in implementing the Division’s annual plan
- Provide technical assistance to local officials, staff and others related to preparation of annual financial reports, local government financial condition and fiscal stress
- Effectively communicate with others to
- Good work ethic
11
Senior Examiner, Claims Resume Examples & Samples
- Meets and consistently maintains production standards for Claims Adjudication
- Supports all department initiatives in improving overall efficiency
- Identifies and recommends solutions for error issues as it relates to pre-payment of claims
- Oversees the reduction of defects by identifying error issues as they relate to pre-payment of claims through adjudication and recommending solutions to resolve these issues
- Monitors the medical treatment of claimants. Keeps meticulous notes and records for each claim
12
Senior Examiner, Claims Resume Examples & Samples
- Manages a caseload of various types of complex claims. Procures all medical records and statements that support the claim
- Meet State and Federal regulatory Compliance Regulations on turnaround times and claims payment for multiple lines of business
- 3-5 years claims processing required
- 5-7 years claims processing preferred
13
Credit Review Senior Examiner Resume Examples & Samples
- Managing exams and monitoring activities for a portfolio, product or industry
- Escalating issues or emerging risks to management
- Serving as Examiner-in-Charge (EIC) or Assistant Examiner-in-Charge (AEIC) for exams
- Writing exam reports and quarterly Business Assessment Reports which summarize findings of ongoing monitoring activities
- Managing issues by tracking, reviewing and validating the issue owners’ progress until closure
- Recommending issue severity ratings, action plans, re-grades and closure
- Coaching and mentoring new or junior team members
- Leading or participating in projects
- Providing input to Front Line Unit (FLU) updates
- As needed, participating in Monthly Business Reviews
- Producing quality, timely work
- Facilitate and continue to develop Credit Review's automated testing program for Retail Credit Policy and Strategy adherence
- Work closely with Corporate Audit team to develop tests and accurate coding
- Interface with Audit Automated Testing group, Front Line Business Unit and Credit Review Monitoring Officers to understand automated results and drive necessary changes
- A minimum of 7-10 years of consumer credit related experience
- Consumer data, analytics and/or strategies experience
- SAS experience
- Demonstrated experience in managing projects
- Strong credit analysis, organizational and communication skills, both written and verbal
14
IT Examiner / Senior Examiner Resume Examples & Samples
- Performs examinations and inspections of financial institutions, ensures compliance with applicable laws and regulations, and produces a comprehensive report of findings. Conducts risk assessments and performs ongoing surveillance for a portfolio of institutions. Demonstrates balanced, well-reasoned judgement in decision making and is able to effectively communicate with senior management and directors of supervised institutions under potentially adversarial circumstances
- Financial Institution IT examination, IT audit, or bank operations experience required. Audit management, bank operations management a plus
- Candidate must be a team player, a self-starter, and innovative
- Must have ability to plan, organize, manage multiple assignments, and adhere to established time frames
- Strong critical thinking and analysis skills required
15
Examiner / Senior Examiner Resume Examples & Samples
- Serves as Examiner-In-Charge (EIC) of large, complex insurance savings and loan holding company financial institutions and assignments
- Evaluates condition and risks in conjunction with regulatory guidelines to determine appropriate scope and objectives
- Manages team of examiners with safety and soundness, insurance and risk specialty skills, which includes overseeing risk scoping and supervisory conclusions, and providing performance feedback for targeted examination activities
- Expected to lead examinations in complex areas such as credit risk, operational risk, corporate governance, model risk management, and internal control functions with minimal oversight
- Identifies weaknesses and prepares and communicates supervisory findings to Reserve Bank management, Federal Reserve System management, and bank senior management and boards of directors
- Participates on examinations of large complex financial institutions. Assesses risks, internal controls, and compliance with laws and regulations relating to complex areas such as credit risk, operational risk, corporate governance, model risk management, and internal control functions with minimal oversight
- Completes assignments in alignment with departmental and System standards and communicates conclusions to EIC and/or Deputy CPC
- Strong ability to monitor and understand risks and trends at the institution specific level, portfolio level (across a group of firms) and of the broader financial system and financial markets
- Prepares written analysis and other supervisory work products incorporating micro and macro risks and trends with minimal oversight
- Strong ability to understand risks and findings from specialty or technical areas, including insurance risk. Demonstrates ability to apply such understanding and incorporate in supervisory conclusions and ratings
- Progresses in training programs as prescribed
- Participates or leads efforts to advance Reserve Bank or System operational or strategic initiatives
- Provides coaching and mentoring to less experienced examiners
- Knowledge of the insurance industry, and related risk management aspects of property, casualty, and life insurance, and basic understanding of annuity products preferred
- Exposure to Statutory Accounting preferred
- Intermediate ability to perform independent research
- Intermediate knowledge of Microsoft Office
- Intermediate knowledge of project management
- Intermediate knowledge of regulations, procedures and practices of bank examination
- Intermediate presentation
- Intermediate public speaking
- Intermediate written and verbal communication
16
Senior Examiner Large Financial Institution Cg Temporary Promotion Nte Resume Examples & Samples
- This position requires frequent travel
- Knowledge of financial institution supervisory methods and procedures, including experience assessing risk and conducting onsite examinations
- Knowledge of economics and finance including the development of quantitative analysis methodologies and tools and operations of global financial markets and the characteristics and risk associated with various financial instruments
- Ability to communicate in writing including preparing written products dealing with difficult or controversial matters to internal and/or external audiences
- Ability to communicate orally by participating on discussions with or making presentations to high level FDIC officials, other regulatory agencies and insured financial institutions on supervisory issues, often of a difficult of controversial nature
17
IT Examiner / IT Senior Examiner Resume Examples & Samples
- Plans and executes full-scope and targeted IT examinations of complex financial institutions
- Completes and concisely documents exam work, such as scope and conclusion memos and examination write ups, as assigned without assistance
- Displays advanced knowledge in the IT examination area
- Conducts department vettings; makes decisions regarding enforcement
- Evaluates management and influences its actions through effective negotiation and conflict resolution to achieve supervisory goals
- Provides meaningful and timely feedback to staff regarding supervisory events
- Delivers concise and well-written supervisory documents
- Assists supervisory examiner with Board of Governors requests and reporting
- Provides training to other staff members regarding the supervision of IT activities, operational risk and risk management practices
- Actively monitors trends in the IT and operational risk fields and keeps up-to-date concerning the products and services offered by financial institutions throughout the District. Routinely shares knowledge gained with other staff members
- Performs routine analysis of IT trends and emerging technologies for supervisory examiner
- Effectively communicates findings and examination ratings to supervised institutions and Reserve Bank management
- Completes and concisely documents specialty exam work as assigned without assistance
- Displays advanced knowledge in IT examination areas
- Develops and maintains relationships with appropriate Board staff, State banking departments, other regulators, and peers System wide
- Participates on System, Bank and/or Department projects
- Participates in Bank and department outreach activities
- Develops, coaches and trains examination staff
- Provides leadership and serves as role model for team members
- **The deadline for applying online is May 8, 2017
- **The hiring range for IT Examiner is $79,914 - $99,893, annually
- **The hiring range for IT Senior Examiner is $101,831 - $127,289, annually
- **Salary and position level (Examiner or Senior Examiner) offered will be based on the job responsibilities and the individual’s knowledge, skills and experience as defined in the job qualifications/experience
- Bachelor’s degree required; Finance, Business Administration, Accounting, Management Information Systems or Computer Science is preferred
- Has obtained commissioned examiner credentials or has commensurate relevant industry experience in the IT field
- Certified Information Systems Auditor (CISA) or Certified Information Systems Security professional (CISSP) professional designation is highly desired
- Minimum 4 - 7 years (minimum 5 to 10 years at the C&R Sr. Examiner level) of bank regulatory or equivalent experience
- Must be willing and able to travel overnight, averaging 30- 40 percent of the time
18
Examiner / Senior Examiner Resume Examples & Samples
- *Applications will be accepted through 5/15/17***
- Develop and present supervisory recommendations and responses to resolve moderately complex issues
- Develop examination and project plans, timelines, and milestones for moderately complex to complex examinations
- Create and provide focused and value added reports, documents, and other correspondence to internal and external stakeholders
- Build relationships within the team, department and division; develops relationships with internal and external stakeholders such as other Reserve Banks, the Board of Governors and other regulatory agencies
- May participate and serve effectively as an Examiner-In-Charge (EIC) to ensure the successful completion of an examination or inspection including the assessment of the institution's overall condition, risk management systems, and compliance with applicable laws and regulations; performs continuous monitoring
- Provides guidance, training and constructive feedback to less experienced staff
- Demonstrates intermediate to advanced analytical and problem solving skills
- Demonstrates independent and critical thinking and decision making abilities as well as have solid written and oral communication abilities
- Possesses the ability to provide guidance and constructive feedback to less experienced staff and peers
- Demonstrates the ability to manage time and projects effectively by adjusting quickly to new and different priorities
- Possesses a strong proficiency in Microsoft Office products
- Demonstrates advanced analytical and problem solving skills
- Demonstrates independent and critical thinking and decision making abilities as well as have strong written and oral communication abilities
- Ability to provide guidance and constructive feedback to less experienced staff and peers
- Demonstrates the ability to effectively lead and influence a team without authority and to resolve moderately complex to complex issues
19
Senior Examiner Resume Examples & Samples
- Reports to Examining Supervisor
- Excellent reading, writing, spelling and communication skills
- Competent keyboard skills
- Computer literacy in MicroSoft Office suite
- An ability to meet deadlines and work well under pressure
- Ability to work outside normal business hours
- An ability to work well as part of a team
20
Examiner / Senior Examiner Resume Examples & Samples
- Participates in a variety of continuing professional development programs. Maintains knowledge of current regulations and industry issues through communications and industry literature
- Credit and Financial Analyses
- Credit Underwriting, Loan Administration, and Credit Review
- Loss Forecast Modeling
- Risk Management Practices
- Internal Controls Framework
- BOND Postings/ CDTR
- C-SCAPE Issues Uploading
- MIS Reports from C-SCAPE and ROAM
- ROAM Scheduling; Resource Allocation
- Quality Management Framework responsibilities in Compliance with AD 07-23, “Guidelines for Reserve Bank Quality Management Frameworks”
- Execute supervisory examination Targets/ ECMs as either EIC, Section Lead or Assisting Examiner
- The list of criteria and qualifications already outlined in the job posting
- Travel is typicallyless than 35 percent
- Microsoft Office Suite of products (Word, Excel, PowerPoint, Outlook, and (optionally) Project)
- CPA, CFA, CRC, or similar designation is a plus
21
Examiner / Senior Examiner Resume Examples & Samples
- Financial analysis and risk management knowledge and experience preferred
- Self-starter, innovator, and flexible team player
- Strong critical thinking and analysis skills
22
Examiner / Senior Examiner Resume Examples & Samples
- Assists in pre-examination/inspection preparation, completes less complex assignments during examinations and inspections, and documents findings in adequate workpapers. Analyzes financial and consumer information for consistency with appropriate policies and procedures. Reviews emerging technologies, management information systems, transaction processing systems, and the adequacy of audit and internal controls
- Assists other experienced personnel in obtaining and analyzing data/information and conducting meetings/interviews with financial institution management/personnel to assess performance in a specific function or line of business
- Prepares and communicates summary of findings and significant issues to immediate manager, financial institution management, and/or Reserve Bank management. Collaborates and communicates effectively with staff across the Division, Federal Reserve System, other principal regulatory agencies
- Conducts surveillance of selected institutions, compiling documentation and reports and advising others of issues identified during the review
- Develops and maintains knowledge of current regulations, laws, trends, and developments. Attends formal training classes, participates in on-the-job training, and completes a prescribed program of self-study. Develops strong writing skills
- Perform consumer compliance examinations and ongoing monitoring of state member banks located throughout the Southeast
- Review risk management processes while evaluating the institution’s compliance with a variety of laws and regulations
- Less than two years
- Above average ability to communicate effectively with all levels of the Board, Reserve Bank and State Member Bank management, and consumers both verbally and in writing. Demonstrates excellent interpersonal skills (e.g., listening, motivating, enthusiasm, patience, consideration of others, etc.). Ability to professionally represent the Reserve Bank in discussions with consumers and bankers. Should have demonstrated excellent judgment
- Must have excellent writing skills in order to concisely communicate the Reserve Bank’s conclusions to bankers and management within the Board and the Reserve Bank
23
Senior Examiner Resume Examples & Samples
- 4 years of insurance, mortgage, or financial services
- 4 years of operational review experience
- 4 years of utilizing data analysis and improvement tools
24
LBO Examiner / Senior Examiner Resume Examples & Samples
- Ensures effective supervision of a specific risk area(s) in the assigned Large Banking Organization including: preparing a comprehensive and independent risk assessment; developing, documenting and implementing a supervisory strategy; following up on examination findings and enforcement actions; and conducting ongoing monitoring
- Develops and maintains productive working relationships with management the Large Banking Organization through regular and in-depth discussions to understand changes in strategy, issues, and challenges facing the institution
- Maintains effective communication with supervised Large Banking Organization, the Board of Governors, and Reserve Bank management related to various institution developments, examination findings, changes in major product lines and in risk characteristics
25
Examiner / Senior Examiner Resume Examples & Samples
- Lead AML/BSA compliance reviews for our largest and most complex banks, bank holding companies, and financial holding companies
- Identify and communicate significant risks resulting from examination and inspection activities and effectively communicate those risks (and consequences) to bank management
- Conduct off-site AML/BSA monitoring and risk analysis
- Assess examination results and recommendations for enforcements actions
- Conduct reviews on financial institution insiders involving financial crimes and fraud
26
IT Risk Examiner / Senior Examiner Resume Examples & Samples
- Provides guidance, training, and feedback to less experienced examiners. May serve as an instructor at formal schools and through on-the-job training
- Two to Five years preferred
- Commercial bank or related financial institution examination/inspection, audit, or bank operations experience. At a minimum, academic exposure to banking, accounting, economics, and/or finance
- Sound understanding of day-to-day operations of financial institutions and experience in evaluating the adequacy of operational control processes
- Capable of effectively communicating (both written and verbal) examination results and related risks to senior management and directors of supervised institutions under potentially adversarial circumstances
- Demonstrates excellent interpersonal skills (e.g., listening, motivating, enthusiasm, patience, consideration of others, etc.)
- Ability to accurately analyze situations and uncover root causes to problems concluding with an objective, well-reasoned decision
- Strong technical and analytical skills, including the ability to interpret, apply, and explain complex regulatory concepts, and identify key issues and risks
- Ability to plan and organize work, manage multiple assignments, meet due dates, prioritize tasks and manage time
- Ability to function effectively both individually and collaboratively as a member of a team
- CPT, CBA, CISA, CISSP, or CIA designation a plus
27
Examiner / Senior Examiner Resume Examples & Samples
- The Community Bank Examination has a position available for a highly motivated professional always seeking ways to be more efficient and effective, while promoting a positive attitude and work environment. Good interpersonal and communication skills are essential to team building and relationship development. The ability to effectively solicit information and provide feedback to an array of constituents is very important. This job vacancy includes the following duties
- Verify compliance with a variety of laws and regulations
- Above average ability to communicate effectively with all levels of the Board, Reserve Bank and State Member Bank management, and consumers both verbally and in writing
- Bank Secrecy Act, Information Technology, and credit experience desired
