Securities Analyst Resume Samples
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Securities Analyst Resume Samples
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WO
W O'Connell
Ward
O'Connell
91061 Brant Crossing
Chicago
IL
+1 (555) 288 6788
91061 Brant Crossing
Chicago
IL
Phone
p
+1 (555) 288 6788
Experience
Experience
Dallas, TX
Securities Analyst
Dallas, TX
Waters-Schuster
Dallas, TX
Securities Analyst
- Primary responsibility for fundamental coverage of assigned real asset sectors and related companies including earnings models and investment recommendations
- Participation in determining and implementing portfolio strategy
- Involvement in client presentations, marketing, client services
- High level of expected communication in a team environment
- Involvement in improving and executing investment process
- Other duties as assigned
- Serve as the business lead to develop solutions and resolves the most complex issues as necessary, using knowledge of securitization market, specialty areas and of related disciplines
Detroit, MI
Securities Processing Analyst
Detroit, MI
Lowe-Daniel
Detroit, MI
Securities Processing Analyst
- Provide guidance and on-the-job training to Associates within the team to improve overall team performance
- Develops measures/shapes new processes to improve performance across processes; cost conscious
- Provide input to the development of DCC product programmes. Support the business units on all DCC business development projects
- Analyze reoccurring issues and assist in developing process improvements
- Producing, reviewing and validating portfolio account performance calculations and performance reports associated with accounts, composites and managers
- Oversight and management of processes owned by a third party vendor Staff Development
- Develop strong, pro-active working relationships with all internal and external customers
present
Houston, TX
Credit Risk & Securities Analyst
Houston, TX
Bode Inc
present
Houston, TX
Credit Risk & Securities Analyst
present
- Provide weekly and monthly reports for review by senior management
- Analyse financial statements to independently determine the financial condition of customers and make informed recommendations on whether to increase, decrease or maintain existing credit lines
- Liaise with client credit management team, discuss account strategies and make informed observations to reduce or mitigate against risk exposure
- Execute new security requests and renewals in line with client policy and procedure
- Act as a point of contact and subject matter expert for securities for both client credit manager queries
- Manage and maintain internal and external client relationships
- Identify account problems and escalate/resolve issues in a timely manner
Education
Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Portland State University
Bachelor’s Degree in Accounting
Skills
Skills
- Familiar/Knowledge of Single Family or Multifamily Mortgage Business Knowledge
- A self-motivator with a willingness to be actively involved in the details of the system design and operability of the product
- Great organizational skills and a detail-oriented approach
- Detail-oriented
- Demonstrated ability to drive work and succeed in a dynamic project environment
- Good writing skills
- Strong team player with a positive attitude and critical thinking skills
- Ability to grasp and communicate technical system diagrams, architecture diagram, and end to end data flow
- Basic understanding of mortgage-backed securities and/or loan finance
- Strong relationship management skills; experience working in a client engagement role
15 Securities Analyst resume templates
Read our complete resume writing guides
1
Securities Processing Analyst Resume Examples & Samples
- High quality customer service
- Ability to produce high quality results
- Ability to work with and assist other associates in meeting common goals
- Exhibit leadership qualities, both team and departmental
- Work independent of direct supervision
2
Securities Processing Analyst Resume Examples & Samples
- First-rate communication/presentation skill
- High level of computer literacy and familiarity with standard financial products such as equities, options, futures, bonds, and asset-backed
- Strong business acumen and ability to build partnerships with operational associates
- Experience with Bloomberg, Reuters and other data vendors will be a plus
3
Securities Processing Analyst Resume Examples & Samples
- Bachelors Degree in Accounting/Finance or related field and/or 2-3 year(s) financial industry experience
- Mutual Fund industry knowledge is preferred
- Proficiency with data entry and accuracy. Proficiency is defined as the ability to complete new account, Custodian, and client details at an acceptable quality and productivity level with minimal supervision and support
- Strong analytical/problem solving abilities are required to research and resolve outstanding items
- Must have strong communication and interpersonal skills. This position serves as the intermediary between the functional areas within Middle Office and SFS clients we serve
4
Securities Processing Analyst Resume Examples & Samples
- Oversight for a subset of the following processes: Shareholder and Distributor payments for redemptions, cash dividends and commissions
- Reconciliation of TA bank accounts for all TA clients
- Periodic Dividends
- Daily support of high value money market funds to strict and aggressive deadlines
- Cash and share reporting of shareholder trade activity to Fund Accounting and Custodian
- Cash movement between Custody accounts and TA accounts
- Support trading via Clearing Houses – Clearstream, Fundsettle and Euroclear etc
- Support trading on Money Markets
- Oversight and governance of Outsourced Transfer Agency functions
- Oversight and management of processes owned by a third party vendor Staff Development
- Completion of all assigned training and management of your own training path by identifying your own training needs and opportunities
- Provide assistance to the Supervisor /AVP in the day to day management of the team ensuring all work is completed in accordance with client SLA and internal Citi policies and procedures
- Keep re-work to a minimum, discussing instance of re-work with your Supervisor/AVP to identify and solution the cause, ensuring the corrective action plan is implemented to completion
- Cross training with other teams within the department
- Ensure all staff within the team is adequately trained in the responsibilities assigned to them and have access to the documented procedures and checklists
- Develop into SME by assisting TA projects and initiatives and pass on relevant knowledge to team
- Analyse individual errors and trends within the team to prevent issues and errors, identify root cause and implement a solid and achievable corrective action plan and follow to closure
- Pro-actively assist with the training and mentoring of junior members of the team. Ensure that they fully understand the daily workflows and answer any of their questions
- Provide assistance on departmental projects and system testing
- Provide assistance across the team during busy periods when required
- Engage in updating written procedures for all of the team’s responsibilities and actively monitor that these are adhered to
- Ensure that the reporting of an incident is accurate, clear and within the agreed timeline. Resolve issues as they arise, providing solution to AVP/VP
- Delivery of high quality service to internal and external customers
- Complete all tasks assigned and requests for information in a timely and accurate manner
- Ensure that priority items are identified and dealt with in a prompt manner
- Display effective organisation skills
- Adhere to established procedures for all tasks
- Liaise effectively with other parties, both internally and externally and communicate in a professional manner at all times
- Represent the team in a competent and professional manner
- Identify and assume ownership of issues
- Take responsibility for assigned tasks and prioritise to ensure expectations are met
- Show initiative by seeking out tasks within the team that require action and take responsibility for ensuring they are completed in a timely and accurate manner, either personally or by the team
- Co-ordinate certain core team responsibilities to ensure timely and accurate completion
- Follow tasks through to successful completion and assist less experienced members with the completion of tasks assigned to them
- Implement changes to procedures as required
- Co-ordinate or act as team representative on larger projects, as requested
- Become actively involved in the development of the business
5
Securities Processing Analyst Resume Examples & Samples
- Participation in a functional team responsible for combined expense support of client relationships, including: Budgets, accruals, monthly calculation of asset-based fees, daily processing of vendor invoices, expense support for regulatory filings, management and ad hoc reporting for 40 Act, Registered Hedge and Unregistered Hedge clients
- Additional expense pro forma and ad-hoc requests as required
- Participate in preparation of board materials
- Participate in preparation of all expense related data within the Funds' N1-A filings and annual and semi- annual reports
- Assist with audit related questions, as necessary Prepare registered mutual fund, unregistered fund and other pooled investment vehicle financial statements
- Maintain a general conceptual knowledge of fund accounting practices and related financial instruments
- Understand, in general, the theory of how various financial instruments behave, and relating the behavior to appropriate GAAP treatment
- Compile and maintain appropriate work paper support
- Prepare various client deliverables (Fact Sheets, Administrator Reports, Web Updates etc) by
- Excellent computer skills, including word processing, and spreadsheet
- Strong interpersonal and collaboration skills
- Recommended minimum of 0-5 years industry-related experience, third party administration helpful, but not required
- Experience working with Microsoft Office Products (Excel, Word) required
- Understanding of generally accepted accounting principles as they relate to mutual funds and mutual fund expense management practices
6
Securities Processing Analyst Resume Examples & Samples
- Proven professional skills – 1-3 years experience with Mutual Funds - Corporate Action processing Voluntary, Mandatory, Domestic and International preferred
- Strong interpersonal and communication skills (oral and written) are required
- Strong team management skills
- Strong knowledge of portfolio management required
- Strong knowledge of securities, including equities and fixed income
- Ability to perform multiple tasks simultaneously
- Excellent follow-up and problem solving skills
- Must be able to pay extremely close attention to details
- Must be a team player. Strong PC skills, especially MS Excel
- XSP, ISO, Geneva, Eagle and/or MultiFonds experience preferred
7
Securities Processing Analyst Resume Examples & Samples
- Securities transaction processing in accordance with
- Supporting high quality of service delivered by the team
- Challenging the status quo, displaying initiative and innovation
- Supporting colleagues and peers during peak volume periods and other absence
- Performing root cause analysis of common repair reasons and suggest enhancements
- Ensuring all issues / potential issues are escalated appropriately and in a timely manner
- Encouraging positive and professional working environment
- Performing additional business oriented tasks requested by manager
- Supporting and driving continious improvement environment
- Supporting manager with running team meetings, providing feedback for 1-2-1s and appraisals
- Participating in business trips as required
- Proactive actions targeting at minimising processing risk
- Minimum 2 Years experience in institutions linked to capital markets
- Strong knowledge in construction and functioning of different financial instruments
- Excellent team player able to institute and drive positive working enviroment
- Good knowledge of global custody business (advantageous)
- Proven experience in initiating and leading projects
- Computer skills: MS Office environment knowledge (very good knowledge of Excel)
- Proven Analytical skills
- Excellent team player able to build strong professional relationships
- SWIFT knowledge – advantageous
- Higher education – economic profile
- Languages beneficial
8
Securities Processing Analyst Resume Examples & Samples
- Very good command of English and excellent communication skills due to daily contacts with the clients located in different countries,
- Broad range of product knowledge and experience in accounting will be helpful to manage daily operational process,
- SWIFT knowledge,
- Knowledge in construction and functioning of different financial instruments,
- Experience in process improvement & project management due to being involved in high-profile projects,
- University degree in Accounting, Economics and/or Finance required,
- Strong analytical skills are needed whilst using internal platforms and other tools (MS Excel sills on good level), knowledge of VBA would be advantageous,
- Being focused on details and ability to handle numerous and various tasks under tight deadlines,
- Ability to work as a part of the team in order to deliver results,
- A methodical and logical approach to the job,
9
Securities Processing Analyst Resume Examples & Samples
- Prevailing market and client deadlines,
- CITIGROUP and SWIFT standards,
- Local market standards d)Internal procedures
- Answering ad hock queries from Customer Service officers and account managers regarding the status of trades at various phases of the settlement cycle,
- Answering queries from various other teams involved in transaction processing and settlement activities: Global Settlements, local settlements teams, securities lending team, Securities Database management team etc
- Updating static data in custody systems,
- Reporting - preparing various reports for a number of stakeholders,
- Actively engaging in process improvement initiatives in order to improve STP/reduce the number of repaired instructions,
- Educating clients on correct SWIFT formats and prevailing market practices,
- Support high quality of service delivered by the team,
- Challenge the status quo, display initiative and innovation,
- Support colleagues and peers during peak volume periods and other absence,
- Perform root cause analysis of common repair reasons and suggest enhancements,
- Ensure all issues / potential issues are escalated appropriately and in a timely manner,
- Encourage positive and professional working environment,
- Additional business oriented tasks requested by manager
- Minimum 1 Year experience in institutions linked to capital markets,
- Good knowledge of securities administration and clearing for International Markets,
- Excellent verbal and written communication skills,
- Computer skills: MS Office environment knowledge (very good knowledge of Excel),
- Proven Analytical skills,
- Excellent team player able to build strong professional relationships,
- SWIFT knowledge will be an asset,
- Master's or Bachelor's Degree (Economy will be an asset),
10
Securities Processing Analyst Resume Examples & Samples
- Strong analytical/research skills
- Ability to work in a team and/or independently
- Ability to execute multiple priorities and projects at different levels
- High quality results
- Leadership qualities, both team and departmental
- Initiative with regard to self-development
- Contribution towards maintaining a positive work environment
- Risk mitigation skills by identifying, assessing, developing , implementing, and monitoring controls and procedures
11
Securities Processing Analyst Resume Examples & Samples
- Ensure accurate fund records through review of reconciliation reports
- Process, balance and reconcile shareholder activity with the transfer agent
- Calculate daily market value of portfolio holdings
- Complete month-end reporting requirements
- Assist with preparation of year-end tax reporting
- Support and implement department initiatives
- Facilitating audits
12
Securities Processing Analyst Resume Examples & Samples
- Very good command of English and excellent communication skills due to daily contacts with the clients located in different countries
- Broad range of product knowledge and experience in accounting will be helpful to manage daily operational process
- SWIFT knowledge
- Knowledge in construction and functioning of different financial instruments
- Experience in process improvement & project management due to being involved in high-profile projects
- University degree in Accounting, Economics and/or Finance required
- Strong analytical skills are needed whilst using internal platforms and other tools (MS Excel sills on good level), knowledge of VBA would be advantageous
- Being focused on details and ability to handle numerous and various tasks under tight deadlines
- Ability to work as a part of the team in order to deliver results
13
Securities Processing Analyst Resume Examples & Samples
- Cooperate with financial market stakolders aimed at accurate and timely matching and settlement of clients’ trade instructions
- Perform root cause analysis of common discrepancies between client and broker’s instructions
- Deliver relevant information to all stakeholders enabling efficient settlement process
- Investigate and resolve trade exceptions and validation errors
- Attend relationship calls and communicate data in a concise and effective manner
- Participate in business initiatives, client on-boarding and document new processes
- Ensure all procedures are updated, completed and maintained across all Clients and processes
- Be compliant with local and global regulations
14
Securities Processing Analyst Resume Examples & Samples
- Oversight for a subset of the following processes
- Oversight of the team with regards to the transactions and Cash processing on the TA register
- Ensuring all clients reporting requirements are met within the required timelines
- Hosting regular calls with GPC,TCS and Media Vendors on service/projects/incidents
- Building out the oversight model as it continues to grow
- Oversight of shareholder and Distributor Media – contract notes, transaction confirmations, periodic statements, commission and trailer fee statements
- Oversight and management of processes owned by a third party vendor
- Internal and external audits
- Candidates should be educated to 3rd level and have completed the Certificate in Mutual Funds or the Citi Certificate in Applied Financial Services
- The candidate should ideally have a minimum of four years experience within Transfer Agency
- The ideal candidate will have experience within a similar back office support role in a Transfer Agency with Hedge experience of benefit and be proficient in all or a number of the key responsibilities listed above
- The candidate should have a good working knowledge of Excel, Access, Word and Outlook. Transfer agency platforms and banking systems will be highly beneficial
- Strong analytical and problem solving skills required daily
15
Securities Processing Analyst Resume Examples & Samples
- Ability to effectively work on telephone/email with various parties
- Ability to prioritize own tasks that need to be done immediately
- Flexible, able to spot irregularity and react promptly and adequately
- Very good command of English (other languages an asset)
16
Securities Processing Analyst Resume Examples & Samples
- Daily, weekly and monthly comparison of GL balances to supporting documentation
- Effectively communicate with team members, management, business partners and clients
- Draft business requirements documents for the Billing and Funds Clearance systems
- Develop and maintain EUCs
- Assist project managers and team leads in analyzing operational issues, developing solutions and coordinating with the different departments to implement those solutions
- Develop expertise in the securities and funds industry and billing functions
- 1-2+ years’ experience in accounting – experience in the financial services sector a plus
- Knowledge of US Generally Accepted Accounting Principles and other comprehensive basis of accounting
- Must have a strong academic foundation in financial accounting: journal entries, cash transactions and reconciliations, non-cash activity, investment activity, and investor capital activity
- Expertise in business and technical writing is mandatory
- Trustworthy with confidential information
- Demonstrated ability to respond appropriately under pressure and effectively multi-task in a fast paced environment
17
Securities Processing Analyst Resume Examples & Samples
- Bachelor’s degree in Accounting or related field
- 2+ years of experience in accounting, preferably Private Equity fund accounting or fresh qualified account (CA, CPA, CWA, ACCA)
- Experience with Hedge funds, mutual funds and pension fund accounting can also be considered
- Experience with financial statements, especially schedule of investments, and a basic understanding of private equity, but not mandatory
- Attention to detail and ability to work on multiple projects
- Advanced computer skills (especially Microsoft Excel)
- Partnership accounting preferred, but not required
18
Securities Processing Analyst Resume Examples & Samples
- Exposure to cash, position reconciliation and three-way reconciliation
- Trade Accounting - Equities, Bonds, Repo, CFD, Futures, Options, Bank Debts, SWAPS, Forwards, Spot, etc
- NAV/GAV computation
- NAV Checks/SAS 70 checks
- Client reporting
- Exposure to Multifonds (Accounting Module), pControl and Recon Frontier or TLM application will be added advantage
- Professional qualification (C.A, Grade CWA)
- Specialist – 3+ years of experience in handling above activities
- SME – 5+ years of experience in handling above activities
19
Securities Processing Analyst Resume Examples & Samples
- Bachelor"s degree
- Prior experience in this domain 5 - 8 years
- Proficiency in MS Office/MS Excel
20
Securities Processing Analyst Resume Examples & Samples
- Assisting the team with timely and accurate delivery of validated price, exchange rate and market data for all internal valuation points
- Answering price queries in a timely manner
- Proactively developing and enhancing the service provided and procedures followed by the team
- Assist in key project work, assuming responsibility for ensuring that key deliverables and milestones are met
- At least 2 years experience in investment operations
- Market Data experience is preferable
- A good understanding of the responsibilities of other teams within Investment Operations
- A basic understanding of the fund accounting process
- A good knowledge of Microsoft Excel, Bloomberg and Reuters
- A good understanding of commonly used investment instruments
- Experience of project management
- Good geographical awareness
- A good understanding of a Market Data team’s internal and external customers
- Degree: B.A., B.Sc., M.B.A. in Business majoring in Finance, Accounting, or other financial-related program from a tier 1 University
- Experience: Minimum 5-8 years of experience in hedge fund administration or in a financial services operation whose job requirements involve the use of general accounting concepts and the preparation of financial statements
- Additional Requirements: Experience working with Microsoft Office products (Excel and Word)
21
Securities Processing Analyst Resume Examples & Samples
- Trade Accounting - equities, bonds, repo, CFD, futures, options, bank debts, SWAPS, forwards, spot, etc
- Cap Stock/Subscription-Redemption processing
- Exposure to multifonds (accounting module), pControl and Recon Frontier or TLM application will be added advantage
22
Securities Processing Analyst Resume Examples & Samples
- NAV/GAV Computation
- NAV checks/SAS 70 Checks
- Exposure to multifonds (accounting module), pControl and recon frontier or TLM application will be added advantage
- Professional qualification (CA, Grade CWA)
23
Securities Processing Analyst Resume Examples & Samples
- Develop automation of manual procedures utilizing MS Access, Excel, and SQL
- Collaborate with business process owners and management
- Perform data validation to ensure accuracy and quality of data
- Perform troubleshooting on the issues raised by the business users
- Large volume data conversion, data cleansing, report creation
- Write adhoc reports off datasets
- Expert level knowledge and hands on experience with MS Excel and MS Access
- Good knowledge and hands-on experience on VBA (Excel and Access). Exposure to SQL and other database platforms is preferred
- 4- 6 years of experience with Microsoft Access and VBA application development
- MBA(IT), MCA/M.Sc(IT), BE/B.Tech(Comps) and BCom
24
Securities Processing Analyst Resume Examples & Samples
- Bachelor's degree/MBA Finance
- Prior experience in this pricing/corporate action and security set up domain
- Proficient in MS Office/MS Excel
25
Securities Processing Analyst Resume Examples & Samples
- Write ad hoc reports off datasets
- Good knowledge and hands-on experience on VBA (Excel and Access)
- BS/BA Computer Science or Information Systems degree preferred
- MBA(IT); MCA/M.Sc (IT); BE/B.Tech (Comps); BCom
26
Securities Processing Analyst Resume Examples & Samples
- Bachelor's degree in Banking & Finance, Accounting, Commerce, relevant Business courses
- Minimum 3 years of relevant working experience in market data industry e.g., Bloomberg, Reuters or in Custody, Funds Administration, Post Trade Compliance or Performance Reporting Operations role within a bank
- Strong accuracy aptitude and detail orientation
- Able to work on staggered hours and work on India public holidays on a rotational basis
27
Securities Processing Analyst Resume Examples & Samples
- Trade accounting - equities, bonds, repo, CFD, futures, options, bank debts, SWAPS, forwards, spot, etc
- Cap stock / subscription-Redemption Processing
- Income / expenses processing
- NAV / GAV computation
- NAV checks / SAS 70 checks
- Exposure to multifond (accounting module), pControl and recon frontier or TLM application will be added advantage
- Professional Qualification (C.A, Grade CWA)
- Experience – Minimum experience required as follows
28
Securities Analyst Resume Examples & Samples
- University degree in Finance/Economics or related discipline
- First rate communication/presentation skills
- Ability to work to tight deadlines as part of a team
- Experience with Bloomberg, Reuters, and other data vendors will be a plus
29
Securities Analyst Resume Examples & Samples
- Primary responsibility for fundamental coverage of assigned real asset sectors and related companies including earnings models and investment recommendations
- Participation in determining and implementing portfolio strategy
- Involvement in client presentations, marketing, client services
- High level of expected communication in a team environment
- Involvement in improving and executing investment process
- Advanced financial modeling skills required
30
Securities Processing Analyst Resume Examples & Samples
- Account Opening, Maintenance and Documentation Support
- To work closely with our business partners; Implementation Project Managers, Client Sales Managers, Client Executives, Network & Product Management to provide comprehensive support in the areas outlined below
- Experience gained within a financial services environment, preferably within a Global Custody business
- Account opening and documentation experience desirable
- Ability to act on own initiative
- Time management and prioritisation
- Excellent interpersonal communication skills (written/oral)
- Highly motivated, displaying initiative and flexibility
- Willingness to acquire/expand knowledge of the Citi Transaction Services business and local market requirements
- Prepared to own tasks and take responsibility in order to see them through to completion
- Graduate/graduate calibre preferable
- Educated to "A" level standard (or similar)
31
Securities Processing Analyst Resume Examples & Samples
- Exposure to Cash, Position reconciliation and Three way reconciliation
- Cap Stock/Subscription - Redemption Processing
- Income/Expenses processing
- NAV Checks/SAS 70 Checks
32
Securities Processing Analyst Resume Examples & Samples
- Prepare financial statements and the accompanying disclosure
- Involvement in key automation project and continuous process improvements
- Develop strong, proactive working relationships with all internal and external customers
- Assist with the implementation of the offshoring initiative
- Preparing and analyzing data
- Reviewing skills, coaching and giving feedback
- Time management skills
33
Securities Processing Analyst Resume Examples & Samples
- Capturing, cleansing and reconciling the corporate action data from multiple data providers for creation of a Gold Copy
- Making sure that the Golden Announcements are complete and handled in a timely manner
- Ensure the quality, accuracy and timeliness of the Golden Record of Corporate Action Announcements
- Perform analysis on process to identify gaps, risks and improvements/system enhancements
- Interaction with global Internal teams and IT teams to ensure timely resolution of issues
- Daily exception and system analysis to drive continuous improvement of the operations systems
- Should have 3-5 years of hands-on Corporate Actions (end-to-end) processing experience
- Good Understanding of Securities Market Functions and Corporate Actions Market practices
- Knowledge of ISO standards, different numbering schemes and classification of financial instruments standards, etc
- Good knowledge of MS Office Suite including proficiency in Excel
- Strong analytical skills with a high level of reading comprehension and an excellent attention to detail
- Ability to prioritize, multitask and meet deadlines
- Good academic qualifications and a strong track record in Corporate Actions Processing domain
- Financial services related qualifications would be advantageous
34
Securities Processing Analyst Resume Examples & Samples
- Creating customized reporting based on clients’ requirements; maintain, produce and review client composites according to SLAs and GIPS standards
- Conducting quality control reviews of team members’ work and support testing of new features/functionalities between Performance and Accounting platforms
- 2+ years experience in performance operations or experience with account/security level performance in a related field
- Familiarity/Understanding of Segment, Security and Attribution Performance Reporting
- Familiarity/Understanding of Index Processing
- Familiarity/Understanding of Global Investment Performance Standards (GIPS)
- Performance System Experience – StatPro
- Proficiency with Excel (macros, pivot tables, etc.)
- Excellent interpersonal and communication skills – the ability to explain complex issues to those without specific business knowledge
- Initiative in self development
35
Securities Processing Analyst Resume Examples & Samples
- Should have extensively worked on migrating one or more client on standard reconciliation platform such as TLM/Frontier, etc
- Should be able to understand data integrity, assimilation of requisite data, upload and automatch functioning of the recon system
- Should be able to create auto match rules to increase automatch rates
- Should be able to design, develop & implement End to End test scenarios for the same
- Should be able to perform testing in UAT environment for reconciliation, understand the reasons for the defects, create supporting for the defects and also recommend the resolution steps
- The candidate should be able to understand the intricacies of connecting recon impact on Portfolio Accounting and other related functions
- Extensive working on system is essential as the role is basically of expert and individual contributor
- The selected candidate may be required to directly talk to the end clients, understand their process/systems and integrate those processes in Citibank operations environment
36
Securities Processing Analyst Resume Examples & Samples
- Partner with associates, managers, and support teams to deliver accurate and timely financial information to clients
- Work directly with team members and collaborate with partners to troubleshoot and resolve differences
- Analyze and develop processes and solutions to gain efficiencies in workflow
- Accumulate and summarize portfolio activity
- Accumulate and summarize investor activity from the funds’ investor services agent
- Prepare expense budget analysis and perform expense calculations
- Determine the value of the funds and allocate the profit and loss to each investor
- Prepare financial statements
- Assist in the preparation of year-end tax reporting for individual investors
- Work to support those communicating directly with Hedge Fund management and staff, brokers, and other third parties
- Analyze unique and recurring situations; develop solutions with limited management interaction
- Previous experience in transfer agency, investor services preferred
- Knowledge of subscriptions, redemptions, transfers, account creation, AML, Account maintenance, reconciliations, switches, amendments preferred
- Should have knowledge of mutual fund industry and roles of the various intermediaries
- Bachelor's degree preferably in Commerce and or MBA Finance or international certificate related to Finance
- Good written & oral communication in English
- Knowledge of PC based computer applications and ability to work in Windows-based environments
37
Securities Processing Analyst Resume Examples & Samples
- Bachelor's degree or an academic equivalent in a discipline relevant to the Accounting/investment function together with 2-3 years industry experience
- High level of computer literacy and familiarity with standard office software applications such as Excel and Word
- A high degree of accuracy and attention to detail is essential
- Ability to adhere to deadlines is required
38
Securities Processing Analyst Resume Examples & Samples
- Updating the collateral databases with data and mappings to accurately reflect the client requirements for collateral; this includes set up of SSI instruction details
- Ensure adherence to key processes and control requirements with a focus on complying with Citi risk and controls framework in a timely manner
- Assist with timely resolution of queries re client set up in system
- Working with team leaders and Section Manager to ensure goals are met
- Ensure effectively escalate any issues
- Exposure/understanding of Collateral Management desirable but not essential
39
Securities Processing Analyst Resume Examples & Samples
- Understand training requirements of various processes such as transaction processing, transaction control, reconciliation, portfolio accounting, pricing etc
- Develop active content so that explanation is easy for the new hires, as well as cross functional trainers
- Manage new hires operational/functional training
- Manage cross-functional training
- Provide inputs about the people who are undergoing training regarding their abilities to understand specific processes based on initial interactions
- Interact with internal departments
- Also attend client managed trainings and onshore trainings and pass it on to the operations team
- Higher or equivalent in relevant subject (e.g. Finance, Investment Banking)
- 3 to 5 years of experience working with back office process
- Should have worked in at least one of the process such as reconciliation, portfolio accounting, cash management, etc
- Energetic, flexible, collaborative, and proactive; a team member who can positively and productively impact both strategic and tactical training and cross functional training initiatives
- Experience in delivering training/lectures on finance or back office processes
- Self-reliant, good problem solver and results oriented
- Valuing diversity - demonstrates an appreciation of a diverse workforce; appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success
40
Intermediate Securities Analyst Resume Examples & Samples
- 3-8 years Fund Accounting / Portfolio Accounting Background/Experience
- Bachelor's Degree or Equivalent Business
- Experience. 3-4 years experience working with Multifonds Fund Accounting application
- Knowledge of Citidirect Fund Services Reporting and/or custody reporting application
- Basic knowledge of creation of SQL statements for purpose of ad-hoc query
41
Securities Processing Analyst Resume Examples & Samples
- Understanding of lifecycle of trade processing for Equity and Fixed Income products including trade capture, Pand L, settlement and reconciliations for the Stock Borrow/Loan product area
- Understanding of the portfolio valuations and related collateral movements to manage exposure
- Experience of building positive working relationships and working with team members to understand the root cause of an issue
- Work experience in the Financial Services Industry is a benefit
- Candidates who do not meet these criteria may be considered if equivalent aptitude can be demonstrated through professional experience
- Valuing diversity: Demonstrates an appreciation of a diverse workforce
- Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success
42
Securities Processing Analyst Resume Examples & Samples
- Confirm and affirm Trades with brokers within agreed timelines
- Real-time monitor for any trade breaks and ensure these are resolved/escalated in a timely manner
- Liaise with internal teams (oversight/static/tech) and external entities (brokers/custodians) to resolve any exceptions
- Identify risk items and prioritize work accordingly
- Attend to ad hoc queries from internal and external entities
- Support in preparation of MIS
- Experience working on CTM/Trade Suite
- Knowledge of Global Markets
- Asian Market knowledge is an added advantage
- Some understanding of Settlements is an advantage
- Ready to work in rotational shifts
43
Securities Processing Analyst Resume Examples & Samples
- Should have good knowledge on ETD processes viz margin, reconciliation, handling queries, resolving issues, and reaching out to clearers
- Should have flair to resolve any issues that comes out of recon
- Should possess good numerical abilities
- Should have good understanding of different account setups and impact of margin movements
- Should be a team player and able to deal with upstream/downstream teams
- The candidate should be able to understand the intricacies of connecting margin impact on Portfolio Accounting and other related functions
- Extensive working on system is essential as the role requires lot of workarounds and developing process
- The selected candidate may be required to directly talk to the end clients, understand their process/systems and integrate those processes in CitiBank operations environment
- Good understanding of excel and able to define business logic for developing macros for process enhancement
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Securities Processing Analyst Resume Examples & Samples
- Develop automation of manual procedures utilizing MS Access, Excel and SQL
- Perform Data validation to ensure accuracy and quality of data
- Perform Troubleshooting on the issues raised by the business users
- MBA(IT), MCA/M.Sc(IT), BE/B.Tech(Comps) or BCom
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Securities Processing Analyst Resume Examples & Samples
- Become a system specialist through training initiatives and self training
- Represent NAM, EMEA and APAC region globally by interfacing with vendors, technology and other offices to ensure delivery of our key business requirements
- Working with the Level 2 and Level 3 team onshore
- Proactively interact and liaise with the business as usual teams to share information and promote best practices
- Participate in business analysis and relevant documentation
- Analyze, document and make recommendations for changes to existing or new business processes and applications
- Work closely with the Technology organization to determine product/process feasibility
- Support the Business in the area of feature/function prioritization
- Support the creation of Functional Requirements Documents
- Escalating the issue which is out of scope
- Working on setups and mapping issues
- Experience in new business implementations, analysis and project management a plus
- Excellent verbal and written English language skills
- Experience in Alternative Hedge Fund Administration
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Securities Processing Analyst Resume Examples & Samples
- Provide service delivery to internal stakeholders in generation of daily Net Asset Valuation reporting for Fund Administration clients
- Contribute to successful completion of a checker role in security pricing production, security master coding, Corporate Actions entitlement and Foreign Exchange rates maintenance
- Identify and remedy pricing exceptions reported by the Global Security Master (GSM) system and perform research to validate and correct the price
- Proactively report and follow-through corrective action on system outages with internal and external service providers e.g. Bloomberg and gaps in price feeds to ensure quality of daily production are maintained
- Process security master coding as a check for new security in an accurate and timely manner so that pricing and Corporate Actions data flow is captured accurately on Multifonds
- Process mandatory and non-mandatory cash and non-cash Corporate Actions events as a checker for the investment portfolio on a timely and accurate manner
- Retrieve and update Foreign Exchange rates as a checker on Multifonds Fund Accounting system used for conversion of transaction
- Contribute to the success of the Department’s achievement of performance service levels
- Contribute to the success of service review and audit review by ensuring operational controls are in place
- Identify and lead improvement opportunity to improve productivity and service delivery
- Provide guidance and on-the-job training to Associates within the team to improve overall team performance
- Complete all mandatory compliance and operations training on time
- Ensure compliance with Citi’s Company Policy and maintain professional image in all dealings with internal and external stakeholders
47
Securities Processing Analyst Resume Examples & Samples
- Good knowledge of MS Office (MS Excel and MS Word)
- Experience in Capital markets (Fund accounting, Financial Reporting)
- Should have worked on Financial Reporting profile, responsible for preparation and presentation of various financial statements as per IFRS, US GAAP, Lux GAAP and Irish GAAP, etc
- Experience and expertise in Business Areas- Middle Office Processing, Financial Reporting, Fund accounting
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Securities Processing Analyst Resume Examples & Samples
- Work closely with Business and Technology to understand the reporting requirement to develop the various reports
- Should be comfortable with Data Quality, data models, and data management principles
- Authenticate already developed reports for accuracy
- Excellent Business Analysis skills
- Excellent knowledge on Financials products like Equities, Bonds, CFDs, Future, Options, MBS
- Familiar with Master/Segment fund structure
- Excellent understanding of Fund Accounting or Portfolio Accounting
- Hands-on experience on Multifonds Fund Accounting System
- Prior experience on Citi Direct for Securities (FSR) will have distinct edge
- Experience with SQL create/modify/test scripts to test data model and confirm viability against report specifications
- Strong communications skills and the ability to work with customers to understand business requirements
- Ability to work under pressure in a dynamic, multitasking environment
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Securities Processing Analyst Resume Examples & Samples
- Exposure/understanding of positioning and Collateral Management
- Ability to organize workload to meet various settlement cut off times
- Ability to put forward constructive feedback on cases and issues
- Systems Knowledge - Reuters & Bloomberg
- Educational Level - Bachelor’s degree holder
50
Securities Processing Analyst Resume Examples & Samples
- Ensure timely and accurate securities transaction bookings – process and authorize securities transactions like trades, security lending and borrowing and option life cycle management
- Perform control tasks to ensure minimal processing errors and regulatory errors – daily review to ensure the bank complies to contract note ruling
- Perform reconciliation of discrepancy between internal ledgers and external statements
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Securities Processing Analyst Resume Examples & Samples
- Processing of Voluntary Corporate Actions, Mutual Fund Investments, Public Issues (IPO, FPO, QIP, IPP) and Investments under FEM
- Ensuring controls, checks and balances
- Adhere to MCA process
- Process Re-engineering: Deliver world class process improvements across various facets of corporate action
- Supporting unit in System enhancements
- 2 years of Individual Contributor experience in operations
- Ability to processing transactions under pressure
- Able to understand Controls and Regulations
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Securities Processing Analyst Resume Examples & Samples
- Ability to work in diverse environments and cultures
- Minimum 1 to 2 years work experience preferably in operations
- Some knowledge of investment products especially around Mutual Funds and Fixed Income Securities
- Responsible, organized and able to multi task under pressure
- Provide high quality service to internal customers
- Articulate with strong communications skills both written and spoken
53
Securities Processing Analyst Resume Examples & Samples
- Minimum of Bachelor's degree, preferably with operational experience
- Knowledge of investment products will be an advantage
- Familiarity with Microsoft Office is an advantage
- Detail-oriented and enthusiasm in achievement of high quality standards
- Have a strong sense of urgency and able to work under pressure and work independently on assigned tasks
54
Cib-scpp-institutional Equities Securities Analyst Resume Examples & Samples
- Product domain knowledge – Equities
- Specific knowledge on the End-to-End Institutional Markets Equities flow specifically on the P&L and accounting processes (Scala, ACE knowledge is a pre-requisite)
- Work with key Equities stakeholders to define project plan around strategic P&L process e.g., root cause analysis, project plan & timelines
- Work across SCPP to
55
Securities Processing Analyst Resume Examples & Samples
- Look to verify trade instructions received into ASTRA application
- Ensure timely settlement of these instructions with relevant monitoring and updating of outstanding trades
- Monitoring Income payments related inquiries received from global branches
- Timely address the notification to relevant branches coming from different custody operational units
- Act upon rejected trades notification coming from Securities front end and try to repair it and notify global branches promptly
- Undertake necessary steps to ensure that any required reporting requests are fulfilled
- Good knowledge of handling cross-border transaction
- Familiarization with functioning of depositories and swift instruction
- Understanding of reconciliation process and research asset breaks
- Organized, efficient and self-managed in key areas
- Learns from mistakes
- Has the ability and urge to continuously learn
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Securities Processing Analyst Resume Examples & Samples
- Contribute to successful completion of a maker role in security pricing production, security master coding, Corporate Actions entitlement and Foreign Exchange rates maintenance
- Proactively report and follow-through corrective action on system outages with internal and external service providers, e.g. Bloomberg and gaps in price feeds to ensure quality of daily production are maintained
- Retrieve and update Foreign Exchange rates as a maker on Multifonds Fund Accounting system used for conversion of transaction
- Contribute to the success of the department’s achievement of performance service levels
- Ensure compliance with Citi’s company policy and maintain professional image in all dealings with internal and external stakeholders
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Securities Processing Analyst Resume Examples & Samples
- Should have worked on various technologies like VBA in MS Excel, Macros, MS Access, MS SharePoint, .NET and SQL and develops applications, databases and EUCs
- Requirement gathering, analysing the requirement and implementing the solution in the requisite technology depending on the usage structure of the application, database or the EUC
- Proven ability to develop and maintain strong relationships with clients and colleagues from other departments
- The ability to identify and successfully implement operational changes, risk mitigation strategies
- A high level of integrity with a commitment to service excellence
- Good business judgement, knowing when to escalate, who to keep informed to identify appropriate next steps/resolution
- Have knowledge of software development life cycle and testing procedures
- The candidate should have a advanced working knowledge of VBA in MS Excel, Macros, MS Access, MS SharePoint, .NET and SQL
- Quality of work at very high level–coupled with the ability to prioritise workloads to meet challenging deadlines
- Strong communication and people management skills
- Ability to think and act strategically
- Ability to manage numerous competing concurrent activities and integration solutions
- BE/BTech/BSc./Bcom with Technical background
- 3+ years of exp on automation using VBA in MS Excel, Macros, MS Access, MS SharePoint, .NET and SQL
- Effective time management skills, ability to work to deadlines
- Excellent organisation skills
- The ability to work with minimal supervision
- Good attention to detail and high levels of accuracy
- The ability to make decisions within their realm of responsibility
- The ability to work well within a team and across peers
- The ability to escalate items in a effective and timely manner
- The ability to prioritise tasks and take prompt action on priority items
- The ability to carry out assigned tasks in an effective and timely manner and also to show initiative by seeking out tasks that require action by the team and taking responsibility to ensure these tasks are completed
- The ability to deputise for more senior colleagues as required
- Experience of managing remotely
- Demonstrates an appreciation of a diverse workforce
58
Securities Processing Analyst Resume Examples & Samples
- To become a single point of coordination, communication for the GPC MIS team
- This position requires an individual with a proven record of delivering analytical insights and MIS
- The candidate should have a advanced working knowledge of Advanced Excel, Powerpoint and Microsoft Outlook,
- Preferred Basic level understanding of SQL
- No special requirements
- Technical background is preferred
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Securities Processing Analyst Resume Examples & Samples
- Ensuring timely and accurate securities transaction bookings – process and authorize securities transactions like trades, security lending and borrowing and option life cycle management
- Performing control tasks to ensure minimal processing errors and regulatory errors – daily review to ensure the bank complies to contract note ruling
- Attending to and following up promptly on queries from front office and internal stakeholders – build on existing relationships with internal and external clients to provide an efficient and high quality service
- Participating and be involved in projects/initiatives to improve efficiency - contribute to strategic development of new systems and processes. Assist with testing and implementation of any relevant new systems, including migration of trades into strategic platforms
- Performing reconciliation of discrepancy between internal ledgers and external statements
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Securities Processing Analyst Resume Examples & Samples
- Preparation of instructions to the market
- Preparation of Client Sales
- Exceptions management – ensuring all breaks assigned to the team are cleared in line with specified thresholds
- Ensuring all Business deliverables are achieved and all DCFC requirements completed on a daily basis
- Acting as an intermediary and escalation point between processing staff and Operations Support Manager
- Support Supervisor on the training of processing staff within the team
- Acting as an example to other team members, creating an ethical and motivated team environment
- Verification of teams work, and release of instructions to the Market
- Proactively provide support to other Team Leaders in the section and across the department
- Lead and coordinate User Acceptance Testing on enhancements to systems and also regression testing
- Prepare relevant test scripts and participate in Contingency testing
- Assist in and lead adhoc projects on behalf of the team
- Monitor and allocate all incoming instructions and advices
- Analyse market changes and implement into current process where required
- Review and provide feedback on Service Level Agreement applicable to the team
- Ensure DCFC form is completed on a daily basis
- Review Manager’s Control Assessment, Flow Charts and Procedures for the team
- Complete a Causal Code analysis and implement the required CAP. Ensure CAP is communicated across the Department
- Participate in and host team Huddles
- Technical understanding of corporate actions
- Experience within a custody operation
- Exposure to Spain and Portugal Markets, their proprietary system interfaces and market structure
- Technical understanding of corporate actions, particularly the DCC Product offering and working knowledge of Market Claims, Transformations and T2S
- Strong Team Player
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Securities Processing Analyst Resume Examples & Samples
- DCC Product and Coverage mainly in South Africa and London to ensure proper support is delivered to existing and new business
- Liaise with brokers, regulators and other market participants to make sure that each transaction is completely settled
- Act as back up for all positions in the unit including Head of DCC operations
- Work with the head of DCC operations to stream line processes and to achieve common goals
- Supervision of settlement operations within DCC Operations unit
- Co-ordinate provision of settlement information provided to customers by DCC Operations team in response to clients’ settlement related query
- Provide input to the development of DCC product programmes. Support the business units on all DCC business development projects
- Assist Head of DCC operations in providing feedback to business heads and the SCOO on all risks associated with DCC products/processes, including those associated with changes in the regulatory environment and ensure that such risks are appropriately documented and addressed by the implementation of effective controls
- Previous “Custody” related experience from local bank, central securities depository or JSE is required
- Computer literate and numerate
- Experience of effectively managing risk and controls
- Degree in Business or related discipline is an advantage or equivalent work experience
62
Securities Analyst Resume Examples & Samples
- Experience with Citi origination systems (LPM, LOIS, CM)
- Experience in the banking, financial or mortgage industry preferred
- Excellent written, communication and interpersonal skills, both verbally and written
63
Securities Analyst Senior Resume Examples & Samples
- Knowledge of tools, techniques, and practices, and ability to analyze and determine the credit-worthiness of a business enterprise through its financial statements
- Knowledge of and the ability to use numerical methods to compile information about a given situation or condition
- Knowledge of and the ability to locate, interpret and evaluate research findings compiled and documented by others and use this material to support empirical research
64
Securities Analyst Resume Examples & Samples
- Serve as the business lead to develop solutions and resolves the most complex issues as necessary, using knowledge of securitization market, specialty areas and of related disciplines
- Redefines and implements the components of policy, disclosure data, and eligibility standards
- Consults with business owners to design and implement the most effective disclosure approach
- Conducts extensive research and analysis of industry, best practices, and formulates key performance indicators
- Confers with product managers, marketing, and capital markets teams to determine policy, eligibility, and product related needs to support liquidity and MBS market execution
- Identifies and communicates operational weaknesses to management and serves as the lead in making remedial changes to tighten controls and enhance quality and mitigate risk
- Conducts research independently to determine methods for addressing and resolving business-related issues
- Develops and executes high-level strategies for reviewing transactions, recordkeeping, and communications, to ensure compliance with regulations affecting the securitization
- Design, develop, and deliver training to staff in policy and governance requirements. Follow up with the leadership team and staff regarding corporate training and mandatory classes
- Develops solutions and resolves a wide range of issues, as necessary. Work may be performed without direction. Typically participates in determining objectives of and approaches to assignments
- Excellent analytical skills to critically evaluate information gathered from multiple sources
- Effective oral and written communication skills working with Officers and Directors
- Demonstrated ability to drive work and succeed in a dynamic project environment
- Ability to grasp and communicate technical system diagrams, architecture diagram, and end to end data flow
- Experience working with various technical stakeholders, e.g., enterprise architecture, business architecture, development
- Experience with Service Oriented Architecture (SOA) framework, EDI/CDS business events, system events, and data payload
- Experience working with Securities Administration production team a plus
- Experience working with MF Target State and/or CSPi Strategic initiatives a plus
- Experience with Securities Administration and Project Management (non-technical) a plus
- Strong relationship management skills; experience working in a client engagement role a plus
65
Securities Analyst Resume Examples & Samples
- Ensure that daily and periodic at-issuance and ongoing disclosure activites are performed timely, accurately, and completely, and meet service-level agreements with investors. Analyze discrepancies to determine root causes and report on issues that have significant impact to the corporation
- Perform ad hoc analysis and problem resolution for disclosure-related inquiries from securities investors, data vendors, and internal stakeholders
- Perform testing and data analysis for enhancements to the disclosure-related product and system initiatives. Develop project scope and requirements documents in accordance with Software Development Life Cycle requirements. Conduct project reviews to trace the scope and requirements through to technology solutions, schedules, and quality management plans
- Analyze complex PCRs to ensure compliance with securitization policy and trust agreements and recommend decisions to management
- Stay abreast of MBS compliance policy/SEC requirements. Work with management to adjust compliance operations as necessary. Develop a solid understanding of the business drivers and processes. Increase knowledge, competence and scope of responsibility to contribute to the goals of the Disclosure Operations Team and Mortgage Operations
- Support the ongoing evaluation, documentation, and improvement in the control environment. Implement changes to address risk and control gaps. Ensure that processes, policies, and procedures are current, documented, followed, maintained, and stored
- Demonstrated experience with business process/software solutions (BPMS) and strong knowledge of business process improvement techniques (e.g. Six Sigma; Lean; Rational Unified Process)
- Ability to coordinate and lead reqs elicitation and software demonstrations with Business and Technology Stakeholders
- Experience working with BPM developers to ensure proper implementation of program and system specifications. Experience with User Acceptance Testing preferred
- Proficient process mapping with technical writing/procedure writing a plus
- A self-motivator with a willingness to be actively involved in the details of the system design and operability of the product
- Knowledge of Fannie Mae's single family mortgage business and/or industry knowledge strongly preferred
- Operations, Production Support Quality Control or Audit background strongly preferred
- Advanced MS Excel and MS Access is required, VBA, SQL and SAS experience is a plus
- Process Improvement Certification a plus
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Securities Processing Analyst Resume Examples & Samples
- To perform securities settlement
- To process the clients requests timely
- To participate in implementation of operational systems. To participate in new releases/ upgrades in local market settlement systems as well as Corporate Systems, follow up the upgrades, properly test them and provide the results to management
- Conduct financial monitoring and sanction screening in respect of clients transactions and duly notify the Compliance Office on all transactions which can be qualified as the transactions failing under obligatory and/or internal financial monitoring in accordance with the requirements of the current legislation and corporate regulations of Citibank. Evidence all sanction screening check
- Preparation of all required information for billing cycle and providing it to billing team prior to billing cycle. To check the invoice received from billing team and confirm it in accordance Custody Ops Tasks. To update the exchange rates in Secore and prices for Bonds if required by the last business day of the month. To book the fees into FLEX through Depos ITR in accordance with Custody Ops Tasks. To book from receivables to overdue accounts in accordance with clients agreements
- To provide the vendors’ invoices check for further processing. To maintain the vendors documentation related to SFS business up to date
- Other tasks as requested by SSO Head
- Back-up functions: Corporate Action, Corporate and Local Reporting & Billing Specialist
- Interact with Securities Services Front office, TROPS, LPMT, Fincon, CCU, ADU and others
- Prior experience in securities related areas, preferably in custody
- Good knowledge of current securities legislation
- Good knowledge of banking products
- Knowledge of Ukrainian, English and Russian
- Certificate of State Securities Commission on conducting depositary activities is a plus
- PC literate; OVDP Online, Oberon, Dekra, Secore, Flexcube, GSM, SFE, Citidirect for Securities, P2P
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Securities Processing Analyst Resume Examples & Samples
- Oversee the CFD/ETD team to ensure that KPIs are being met. This is to ensure that ETD and CFD reconciliations and reporting is completed accurately and in a timely manner
- Chair regular oversight calls and ensure that all issues are monitored and resolved
- Attend regular client calls and drive their requirements
- Provide SME advice for the ETD/CFD Offshore team
- Maintain a strong control environment across the team
- Monitor daily deliverables and drive through efficiency and process improvement
- Ensure CFD resets and margin instructions are completed by due deadlines for all clients
- Ensure ETD margins/FXs are completed by due deadlines for all clients
- Support activities relating to the on boarding of new clients as well as the extensive pipeline of change activity for existing clients
- Develop strong, pro-active working relationships with all internal and external customers, co-ordinating remote teams and external vendors
- Provide professional support to identified areas of the business and share specialist knowledge with colleagues and clients
- Maintain own standards of excellence and keep up to date with the latest industry developments
- Extensive experience of servicing derivatives products, including ETDs and CFDs
- Experience of accounting, valuation and/or administration of derivatives
- Experience of having worked on large scale technical projects
- Excellent communication Skills
- Ability to lead a team
- Ability to implement improvements
- Strategic mindset
- IOC qualification desirable
- Degree qualified desirable
68
Securities Analyst Resume Examples & Samples
- Experience with SQL Queries and running queries in MS Access
- Experience with developing macros in Excel/MS Access
- Familiar with ALM (Application Lifecycle Managment)
- Familiar/Knowledge of Single Family or Multifamily Mortgage Business Knowledge
- Has written/familiar with test cases
- Manipulate Data in Excel (Familiar with PIVOT Table and V-Lookup)
69
Securities Analyst Resume Examples & Samples
- Basic understanding of mortgage-backed securities and/or loan finance
- Strong team player with a positive attitude and critical thinking skills
- Experience in MS Access/ Excel
- Process Improvement experience desired
70
Securities Analyst Resume Examples & Samples
- Monitoring, confirming, and settling secondary trades
- Setting up new accounts and obtaining client documentation
- Managing trading relationships
- Aggregating and analyzing market data and incorporating results into our proprietary pricing database
- Ensuring risk-mindfulness; Helping the department adhere to compliance protocols and professional standards
- Preparing quarterly marketing updates summarizing market activity and pricing trends
- Creating and updating marketing materials for GC Securities (in collaboration with our in-house marketing department
- Quantitative analysis and development of risk and pricing models
- Summarizing Analytics of existing deals
- Assist in trading strategies
- 3 to 5 years of experience in trade settlement/back room operations or Purchase & Sales (P&S)
- Great organizational skills and a detail-oriented approach
- Good written and verbal communications skills Knowedge of the following is a plus: Pershing NetEx 360, Bloomberg, TRACE reporting, account opening procedures and documentation
71
Trust Securities Analyst Resume Examples & Samples
- The Held-Away service offering allows The Commerce Trust Company to provide our clients with a holistic view of their assets regardless of location or investment responsibility. The 401k Participant Directed offering provides investment overview of existing fund options and balances reflective of participation in order to offer investment management services. This position will be responsible for
- 2-3 years previous trust operations or related financial experience preferred
- General knowledge of Trust accounting system
72
Credit Risk & Securities Analyst Resume Examples & Samples
- Execute new security requests and renewals in line with client policy and procedure
- Act as a point of contact and subject matter expert for securities for both client credit manager queries
- Training new resources in credit analysis, operational tasks and securities in an offshore location
- Analyse financial statements to independently determine the financial condition of customers and make informed recommendations on whether to increase, decrease or maintain existing credit lines
- Provide weekly and monthly reports for review by senior management
- Perform any ad-hoc requests as deemed appropriate by Accenture or the client
- Proficiency in Excel and Word (Knowledge of SAP is an advantage)
- Flexibility around working hours, noting the international nature of this role
- Excellent analytical skills together with an ability to think laterally and strategically
- Strong organisational and time management skills
- Experience in a Multinational, fast moving environment
- Knowledge of additional languages would be an advantage
- Experience in financial modelling is an advantage
73
Securities Processing Analyst Resume Examples & Samples
- Validate and scrub corporate actions received from custodians and vendors
- Create a gold copy and follow-up for any differences in dates, terms, restrictions, etc
- Track deadlines, send reminders to clients, check position breaks and process clients instructions
- Follow-up with custodians for event notices, participation documents and receipt of instructions
- Prepare and send reports to clients and accountants
- Participate in UAT and any other projects as assigned
- Client servicing to support 24x5 global pass-the-book model
- Interact and participate in global calls and projects with counterparts in Europe and US
- At least 1 year of experience in processing of APAC corporate actions
- Experienced candidates may be considered for senior level position and fresh graduates may be considered
- Willingness to learn and take responsibility, possess positive attitude, can-do spirit, resilient, flexible with ability to work with staff of different cultures, age groups and seniority level
- Must be able to work on Singapore holidays and shift hours including early morning
- Customer service oriented with strong English oral and written communication skills
- Knowledge of Trade confirmation and settlement for equities/fixed income/FX will be an added advantage
74
Securities Processing Analyst Resume Examples & Samples
- Min. 3-4 years of previous experience within financial operations or management reporting areas
- Knowledge about financial instruments, corporate actions events
- Work with excellent accuracy and attention to detail
- SQL, VBA knowledge will be a strong asset
- English - very good spoken and written
- Willingness to develop at expert or supervior role
75
ADR Securities Analyst Resume Examples & Samples
- Manage conversion process for up to 50 conversions daily
- Liaise with Broadcort client services and/or Broadcort clients to resolve any settlement related issues that arise in the conversion process
- Liaise with ADR banks to facilitate conversions in a timely manner reducing risk to BAML as well as the client
76
HCM, Business Partner, Securities Analyst Resume Examples & Samples
- Highly organized, attention to detail and excellent follow-through required
- Analytical mindset and technical skillset – excellent quantitative skills, data analysis, and problem solving skills
- Flexibility to work across a diverse range of projects (i.e. strong quantitative skills combined with aptitude for talent management initiatives) with different stakeholders (HCM and Technology teams across the firm’s global offices)
- Strong verbal and written communication skills, as well as strong organizational and interpersonal skills
- Demonstrated client service focus and ability to build relationships across different levels, functions, and regions
- Results-oriented – ability to balance multiple, time-sensitive projects while maintaining a longer term, strategic focus
- Strategic mindset and ability to think conceptually, influence stakeholders, and drive excellent execution
77
Securities Processing Analyst Resume Examples & Samples
- Ensure timely and accurate service deliver
- Effectively manage risk and foster an environment that is knowledgeable about risk, abides by risk guidelines & controls
- Partner your other regional counterparts to achieve a global, regional or product consistent framework for the services provided
- Participate & Lead cross-departmental initiatives formulated to create or improve existing functionality and processes
- Remain accessible to your client, respond to queries from Trading, Sales, Operations, Middle Office and Finance
- Ability to work in Partnership with our global Asset Servicing Locations
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Securities Processing Analyst Resume Examples & Samples
- Securities operations experience, with a focus on domestic and fed trade settlement a must, familiar with SWIFT and global settlement processes are preferable
- Demonstrates ability to work with others, to assist and support others
- Demonstrates ability to work independently and be able to closely with global business partners
- Dependable, service oriented, professional, and proactive and having strong client/business focus. High level of attention to detail. Good organizational skills, ability to work under pressure and within aggressive deadlines
- Ability to work closely with other operational partners that are located in various global regions
- Knowledge of Fi-tek Global WealthES or TrustPortal a plus
79
Securities Analyst, Structured Securities Resume Examples & Samples
- Assist in implementing the company’s investment goals & strategies
- Evaluate current financial markets, trends, and the overall economic landscape to find potential opportunities for the structured securities portfolio
- Follow and maintain relevant market information to prepare written/oral reports for Investment Committee, Board of Directors, regulators, and auditors
- Perform fundamental security specific analysis from both a quantitative and a qualitative standpoint
- Recommend securities to Portfolio Manager, based on relative value analysis
- Develop and maintain relationships with multiple brokers and research analysts
- A proven team player with strong analytical and research skills
- A self-starter who is highly motivated
- Has excellent oral and written communication skills
- Demonstrates a strong interest in financial markets
- Experience with Bloomberg and Microsoft Office suite
- Knowledge of the investment needs and constraints of insurance companies
- Up to 5 years of investment experience CFA designation or a commitment to obtain one The position requires a broad knowledge of investments and capital markets, with proficiency in investment analysis
