Manager, Compliance Reporting Resume Samples

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L Gulgowski

Lowell

Gulgowski

9763 Hauck Motorway

Phoenix

+1 (555) 757 3087

9763 Hauck Motorway

Phoenix

Phone

p +1 (555) 757 3087

Experience Experience

Phoenix, AZ

Manager of Compliance Reporting

Phoenix, AZ

Runte and Sons

Phoenix, AZ

Manager of Compliance Reporting

Interpret investment management guidelines, set up corresponding compliance rules in the Aladdin compliance module, and monitor ongoing compliance with guidelines
Interact with business units including Legal and Compliance, Portfolio Managers, Asset Specialists, and other investment partners on compliance related issues and projects
Perform leadership duties that include goal setting and staff development
Understand the flow of information and how the information is utilized and use that knowledge to verify the integrity of the data and integrity of the compliance rules
Oversee the testing and change management process to ensure accuracy of the compliance rules
Maintain a training program including resource materials and policies and procedures to document all functions within the team
Participate in potential third-party client due diligence visits including demonstrating the compliance functionality within the Aladdin compliance module

Philadelphia, PA

Tax Compliance & Reporting Manager

Philadelphia, PA

Carter, Oberbrunner and Schmidt

Philadelphia, PA

Tax Compliance & Reporting Manager

Work in Test Driven Development environment, leveraging QA automation test suite to provide unit tests and integration tests for all new functionality
Make recommendations to reduce risk and establish continued tax reporting compliance
Assist in negotiation and relationship management with relevant fiscal authorities
Establish and maintain effective working relationships with regions, internal business partners, taxing authorities and third party administrators
Manage the day to day workflow, systems data and operations of the tax compliance reporting team
Management and development of direct report
Ensure service levels are met and team adherence to scheduled work tasks, policies and procedures

present

Phoenix, AZ

Manager Financial Crimes Compliance Operations Unusual Activity Reporting

Phoenix, AZ

Brakus-Kris

present

Phoenix, AZ

Manager Financial Crimes Compliance Operations Unusual Activity Reporting

present

Oversee the activities in a team lead capacity of the FCC Operations Analyst and Sr Analysts
Monitoring activities of FCC Operations staff which include Client Name Screening and Transaction Monitoring using relevant systems
Review escalated cases and action the most complex cases
Train and mentor Analysts and Sr Analysts on the team. Be a support system and sounding board for questions and escalations
Review and analyze compliance monitoring reports and other related source documents as it relates to systems, processes and metrics
Assist with the development and enhancement of AML policies and procedures that affect the daily work flows of this role
Assist in the creation and maintenance of tracking weekly/monthly metrics driven the various FCC queues

Education Education

Bachelor’s Degree in Accounting

Bowling Green State University

Bachelor’s Degree in Accounting

Skills Skills

Strong commercial tax knowledge – UK CT, some understanding of other areas would be useful but not essential
Proven ability to deliver to both internal and external deadlines
Monitoring claims & elections and compliance time table
Strong inter-personal skills
Strong problem solving skills
Tax reporting to include Consolidated reporting, IFRS 101 (UK GAAP), statutory tax disclosures & tax reconciliations
Good excel skills
Self-motivated with ability to work autonomously and pro-actively
Confident and able to promote the tax function internally across business units and also externally by maintaining good working relationships with external advisors, HMRC and auditors
Good experience of tax accounting and reporting at year end and interim under IFRS and local GAAP

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Manager Financial Crimes Compliance Operations Unusual Activity Reporting Resume Examples & Samples

As outlined in the HSBC Group Risk Appetite statement, the primary role of FCC is as second line of defence, providing advice, monitoring and effectiveness support over the compliance risk and control activities conducted by the first line of defence
Team lead for an approximate Staff Size of 10 - 15. Formally the team reports to the Sr Manager FCC Operations
Bachelor degree or equivalent experience. Must have Association of Certified Anti-Money Laundering Specialists (ACAMS) certification
5-7 years proven and progressive financial services operations, compliance or legal experience or equivalent
Proven managerial, communications, analytical, organizational, and planning skills, including strong writing skills
Knowledge of HSBC’s operational, back office and head office areas would be an asset
Knowledge of due diligence standards respecting Anti-Money Laundering and Know Your Client requirements
EEO/AA/Minorities/Women/Disability/Veterans

Tax Manager Compliance & Reporting Resume Examples & Samples

Consulting on federal income taxation
Preparing and auditing tax provisions for a public accounting firm that is registered with PCAOB, and working with large multinational clients
Managing consolidated corporate return engagements with 10+ state filing requirements
Managing 2 or more compliance engagements while consistently meeting all deadlines; and
Recent experience in tax compliance technologies including OneSource, CorpTax or Prosystem

Senior Manager International Taxation Reporting & Compliance Resume Examples & Samples

A developed knowledge of accounting for income taxes particularly with respect to IAS 12
Maintaining a working knowledge of tax laws of foreign jurisdictions in which Scotiabank operates. Monitoring impact of major legislative changes in foreign jurisdictions to ensure changes affecting the Bank’s financial statements are accurately reflected
Assisting subsidiaries and business lines in understanding how changes in tax laws will affect their profitability
Reviewing and discussing with personnel in the foreign subsidiaries various positions taken, isolating and documenting various GAAP to IFRS differences
Taking a lead role after before/and after closing on acquisitions to ensure the Canadian Tax issues, purchase price equations and quarterly reporting are considered and properly accounted for
Reviewing Canadian compliance related to the foreign subsidiaries and branches including, surplus calculations, repatriation, T106 and T1134 reporting forms
Assisting in providing information to queries by internal audit, external audit and tax authorities
Assisting with queries from various business lines with respect to withholding tax implications
Assisting in various tasks assigned by the Director, International Taxation Consulting, which would require a solid working knowledge of the Canadian foreign affiliate legislations
Providing instruction and guidance to the Managers, International Tax (Reporting & Compliance) with respect to duties and development
Extensive experience with accounting for income taxes
Extensive experience completing or reviewing T1134 and T106 forms
Extensive knowledge of the Canadian foreign affiliate legislations
Great organization skills
Ability to multi-task and co-ordinate multiple deadlines and tasks

Manager Compliance AML Reporting & Statistical Analysis Resume Examples & Samples

Create and develop reports based on business requirements; review existing reporting controls and identifying potential gaps
Gather, assess and document business reporting requirements and prioritize report building activities
Maintain and implement enhancements of reports, including improvements to visual presentation, data, and tools
In conjunction with management develop and implement best practices to ensure data integrity of information and proper document handling of historical reports
Liaison with AML Technology Support team to understand any system issues or changes
Provide expert data retrieval support within the GAMLU
As a subject matter expert will provide guidance to the end users
Assist management in identifying best practices in reporting methodologies and standards in the areas of business analysis, business process, governance and reporting
Create and update reporting guidelines, standard operating procedures and complete process mapping and documentation as required
Expert programming knowledge in data extraction/manipulation, publishing and macro processing
Excellent written and verbal communication skills including the ability to document developed models and work with non-technical users
Superior project management capabilities and skills to meet deadlines and handle changing priorities
Advanced knowledge of Microsoft Office environment and Tools
Very good interpersonal and management skills
Understanding of the different reporting requirements of the organization
Ability to interpret documents, procedures, and write reports and correspondence
Practical knowledge experience developing VBA applications in Excel/Access
AML knowledge considered as an asset

Manager, Compliance Reporting & Documentation Resume Examples & Samples

Provide professional documentation support for model development and reports, operating procedures and presentation decks
Participate in developing well-structured documentation management in Sharepoint
Minimum undergraduate degree. Business and Finance preferred
Minimum 3-year experience in professional writing and presentations
Minimum 2-year experience in a credit/financial/risk management environment preferred
Experience in documenting model development and validation reports will be beneficial
Proven competence in working with Word, Excel, PowerPoint, Outlook, Visio, Adobe Acrobat Professional and SharePoint use and administration
Works well independently and under pressure

Manager Compliance Reporting & Quality Assurance Resume Examples & Samples

Review processes to identify opportunities to streamline and further automate preparation of reports where possible
Keep OPCC Management informed of any new or amended internal or regulatory reporting or other requirements
Identify, develop, recommend and implement system or procedural changes to ensure compliance with any new or amended requirements as applicable
Contribute to the creation of a customer-focused approach to complaint management
Approach compliance and other responsibilities as a chance to enhance customer retention by championing a customer-focused approach to the Scotiabankers in the departments who are responsible for designing and maintaining our products, policies and processes
Review cases and assess quality of investigation, resolution and response to the customer to ensure internal policy and procedures, regulatory requirements and consistency are maintained at acceptable levels
Working knowledge of the consumer provision regulations for sections of laws monitored by regulators including the Bank Act, Trust & Loan Companies Act, Co-Operative Credit Associations Act, Insurance Companies Act
Strong business communication skills (verbal and written)
Superior knowledge of Microsoft applications (including Word, Excel and Power Point) and familiarity with the Bank’s applications as tools for conducting investigations
Bring a proactive and creative approach to investigating each regulatory complaint as quickly as possible
Analyze complex situations to determine the essential issues for an appropriate response
Knowledge of Scotiabank Group operations and a keen eye for detail to
Facilitate the effective monitoring of compliance and complaint-management effectiveness
Ensure timely effective responses to specific complaints escalated by regulators
Identify specific areas where standards and procedures require changes

Manager Compliance Metrics & Reporting Resume Examples & Samples

Thorough knowledge of policies and procedures relative to Regulatory Compliance
Working knowledge and understanding of Regulatory Compliance and Enterprise Risk Management requirements
Advanced knowledge and experience with software applications, especially but not limited to SharePoint, Adobe Acrobat, Microsoft Word, Excel, Power Point, Access, Visio & Projects
Knowledge of SQL and/or other database tools is an asset
Good oral & written skills (English/Spanish) with ability to review & translate to/from Spanish to English
Compliance/operational background in the financial services industry with a minimum of 5-7 years of experience

Manager of Compliance Reporting Resume Examples & Samples

Interpret investment management guidelines, set up corresponding compliance rules in the Aladdin compliance module, and monitor ongoing compliance with guidelines
Prepare monthly reports, compiling and evaluating data from multiple sources
Understand the flow of information and how the information is utilized and use that knowledge to verify the integrity of the data and integrity of the compliance rules
Maintain a training program including resource materials and policies and procedures to document all functions within the team
Lead the escalation and corrective action process for regulatory violations and other issues impacting the business
Interact with business units including Legal and Compliance, Portfolio Managers, Asset Specialists, and other investment partners on compliance related issues and projects
Master's degree in accounting, finance, or related field required
A minimum of 3 years experience in a compliance leadership or management role in a major insurance or banking institution, broker dealer or regulatory agency
Advanced degree and/or appropriate professional certification strongly preferred
Strong customer service skills, with a focus on continuous improvement
Strong computer skills, including proficiency with Microsoft Excel and Access

CIB Ops-compliance Reporting Service Manager Resume Examples & Samples

Primarily responsible for overseeing and direct management of a group of at least 15-20 individuals, providing guidance, work allocation, review/distribution of compliance reporting, and performance reviews. Also key contributor to team structure and strategic initiatives
12+ years of related industry experience, either in Trade Compliance Monitoring, Investment
1940, and/or Dodd-Frank and other Derivatives regulations, along with an overall
Experience advising management and clients of issues and recommending corrective

Treasury Manager, Debt Compliance & Reporting Resume Examples & Samples

Directing the annual private use verification/calculation effort to ensure compliance with IRS post-issuance requirements for tracking and calculating private business use of tax-exempt bond financed facilities
Reviewing leases, management and service contracts, and other use and sponsored research agreements for compliance with IRS guidelines
Managing reimbursement of eligible project expenditures with bond proceeds
Verifying debt and credit facility related payments (principal, interest and fees) on all outstanding bond issues and credit facilities; submitting annual reports to all parties as required by legal covenants
Completing quarterly and annual reporting for bond holders, credit providers and rating agencies
Developing graphical materials and conducting analyses for presentations to University administrative staff, Trustees and rating agencies
Support Director of Treasury in execution of financing transactions for all debt and liquidity facilities
Performing other related duties and special projects as assigned
Supporting Treasury operations
4+ years of compliance or financial reporting experience
Exceptional attention to detail, time management and organizational skills

Debt Reporting & Compliance Manager Resume Examples & Samples

A public company managing a complex, multi-billion dollar debt portfolio
A professional demeanor is needed for close collaboration with corporate accounting, finance, legal, senior management as well as and interfacing externally with lenders and rating agencies
Attention to detail is key in this role for accurate data collection, analysis, and forecasting activities
A strong corporate finance, treasury and/or public accounting background is preferred, including proven experience managing all facets of a large debt portfolio
Providing complex and timely data collection, trend and variance analysis reporting, and forecasting in regards to company debt portfolio, debt covenants, interest expense, interest rate positions, liquidity, cash flow, working capital, and financial ratios, while ensuring adherence to corporate and departmental policies as well as applicable local laws and regulations
Ensure accepted debt management practices are followed and that issues are escalated to management as necessary
Responsible for overseeing debt compliance requirements and monitoring
Manage lender communications and ensuring timely notice for and payment of principal, interest, and fees for all credit facilities and bond issues
Minimum of four years general corporate finance, accounting, or capital markets experience required, to include two years of debt portfolio accounting, reporting, and compliance

Senior Manager, Compliance Reporting Resume Examples & Samples

Lead compilation of reporting and communications for Compliance senior management to deliver to Board-level committees and other Discover Committees
Facilitate Compliance reporting requirements on behalf of the Compliance function
Oversee development and maintenance of KPIs, KRIs and standard reports to assist Compliance senior management in managing compliance risk
Oversee programs and projects on behalf of Compliance senior management to include MIS systems and other strategic initiatives
Direct preparation of ad-hoc reports upon request form Compliance senior management and local compliance officers
Lead Compliance MIS strategy, including (but not limited to) the reporting framework, which develops and maintains US compliance reporting standards, templates, processes and management information systems
Establish direct reporting and analysis to support the execution of compliance risk management and oversight. This will include providing information to enable first lines of defense to proactively monitor and assess compliance risk, compliance performance, emerging compliance risks, and the design and operational effectiveness of the Compliance Risk Program

Project Manager Compliance & Reporting Resume Examples & Samples

Provide project management and analytical support to rate cases, regulatory audits, and other regulatory proceedings on behalf of Electric Process and Engineering and Operations
Manage and support preparation of expert testimony
Manage and support responses to information requests
Compile, review and analyze operational, capital and performance data to support regulatory compliance reporting
Research primary data sources and select relevant information to enable analysis of key themes and trends
Prepare data to produce high level and detailed analysis necessary to support senior management in defining strategies relevant to gas and electric
Keep up to date with regulatory developments to ensure compliance with regulatory reporting requirements
Develop and maintain effective relationships with key stakeholders to share and solicit information regarding compliance matters
Prepare a variety of reports, including monthly/quarterly/annual technical regulatory reports, to support decision making and meet compliance requirements
Professional qualification and a minimum of five years experience within a specific field of expertise
Job holder must have good project management and analytical skills and be able to manage large amounts of data
Job holder must have good business writing skills
Requires technical understanding of Gas and Electric area of business
Demonstrates the ability to interpret information and analyze relationships among several parts of a problem or situation to clearly articulate the findings and anticipates obstacles and thinks ahead about next steps
Requires the ability to challenge processes and use knowledge or trends to look at current situations
Demonstrates an energetic and enthusiastic manner and the ability to add value to the regulatory reporting process

PLC Compliance & Reporting Tax Manager Resume Examples & Samples

Great Britain & Ireland Corporate Tax computation preparation & review and preparation of partnership returns using One Source
UK Tax Technical advice and application including, CFC, WWDC, Derivatives, (Share Option/Pension experience desired)
Monitoring claims & elections and compliance time table
Cash tax forecasting quarterly instalment payments
Corporate Tax balance sheet reconciliations
Tax reporting to include Consolidated reporting, IFRS 101 (UK GAAP), statutory tax disclosures & tax reconciliations
Country by country reporting experience (preferred)
SAO reporting & in year testing across taxes
Business partnering – explaining complex tax technical to business stakeholders and applying advice in practice
Other areas of UK tax experience would be useful including; property taxes, R&D tax credits, Capital Allowances
Irish GAAP
Strong commercial tax knowledge – UK CT, some understanding of other areas would be useful but not essential
Good experience of tax accounting and reporting at year end and interim under IFRS and local GAAP
One Source experience preferred
Confident and able to promote the tax function internally across business units and also externally by maintaining good working relationships with external advisors, HMRC and auditors
Self-motivated with ability to work autonomously and pro-actively
Proven ability to deliver to both internal and external deadlines
Enthusiastic, energetic and resilient
Good excel skills
Newly qualified considered, or candidates with relevent PQE within Industry
Experience of working in a PLC group tax department preferred or
Experience of working with or in large/medium sized businesses

Tax Manager, Federal Reporting & Compliance Resume Examples & Samples

Preparation and review of federal tax returns and audit-ready workpapers including the US reporting of foreign transactions
Preparation and review of tax adjustments for financial accounting for income taxes and maintenance of deferred tax positions
Manage the analysis and documentation of tax implications of emerging business issues, technical tax positions taken, and integration of such positions into the compliance/reporting process
Drive process improvements and coordinate with the Tax Technology team to facilitate streamlining and automation
Project manage components of the US federal income tax return, including participation in planning for and developing overall return calendar and coordination of timing and inputs with other tax team members
Research and analyze tax planning ideas to determine impacts for U.S. income tax reporting and the federal elements of the worldwide tax provision
Support IRS income tax audits by preparing responses and appropriate schedules
Liaise closely with members of Finance on accounting policy and members of the Federal Planning team for development of tax policy
Keep up-to-date on tax law and the organizational impact of changes
Train and mentor team members
Support customers in federal planning, controversy, state and local tax reporting, US outbound and provision

Arity Consumer Reporting Process & Compliance Manager Resume Examples & Samples

Develops and maintains a robust understanding of FCRA requirements by proactively working with legal and other applicable resources
Defines, executes and manages all of Arity’s policies, procedures and operations as it relates to complying with applicable CRA obligations under the FCRA
Develops and maintains a working knowledge of Arity’s business model(s), product(s) and their application(s), especially as it pertains to applicable CRA obligations under the FCRA
Articulates the policies and procedures to Arity leadership, Arity affilates and users of Arity’s consumer report(s) in order to ensure compliance with FCRA requirements
Partners with key Arity resources to create and maintain a relationship with users of Arity’s consumer report(s) so that these users can remain informed of policies and procedures to comply with FCRA requirements
Partners with key Arity resources to remain informed of uses (current or planned) of Arity’s consumer report(s)
Handles operational inquires on Arity’s consumer report(s) from varying audiences, document requests, complete and/or oversee corrections to applicable data, and resolve concerns
Bachelor’s Degree required – preferably in related field of study or equivalent combination of experience
7+ years of compliance and policy/procedure experience
Solid compliance, business process and documentation skills
Solid data management, quality assurance and data flow skills
Solid experience in time and task management demonstrated by the ability to handle multiple concurrent assignments
Strong written and verbal communication skills including the ability to collaborate with multiple disciplinary groups and all organizational levels

Senior Compliance Reporting Manager Resume Examples & Samples

Direct the development and production of Compliance reporting from a compliance risk perspective with an emphasis on continuous refinement and development of new MI that will heighten compliance management’s ability to implement strategic and tactical changes to the bank’s compliance profile
Drive ongoing enhancements to Compliance KRIs/KPIs that measure the effectiveness of compliance risk strategies; coordinate the design and implementation of both historical data analysis, as well as Early Warning System reporting
Oversee production, vetting and refinement of other compliance reporting and presentations, including, but not limited to, presentations for meetings with regulatory agencies, financial review meetings, etc
Support Compliance activities encompassing data collection and presentation, including but not limited to, Compliance Business Advisory Model oversight and governance, Compliance skills assessment, Compliance Program assessment and Annual Compliance Plan development
Coordinate interdepartmental efforts to drive continued improvements to reporting process and production
Experience with development of regulatory, governance and operational reporting for Executive Management preferred
Proven ability to drive forward under aggressive deadlines
Strong organizational and PowerPoint skills
Ability to effectively communicate (verbal and written) with all levels of management and with team members
Experience in developing performance metrics that support decision making and reporting preferred
Financial services product knowledge and regulatory acumen preferred

Bank ICM Reporting & Compliance Manager Resume Examples & Samples

Master's degree, or equivalent work experience
10 or more years of experience in project management and leadership activities
Five or more years of managerial experience
Experience with large scale incentive compensation administration (1000+ participants)
Proficient with Microsoft Office products (Word, Access, Project)
Database management
Highly Proficient with Microsoft Excel
Experience with Project Management
Problem solving skills and attention to detail
Excellent analytical, project management, problem resolution and customer service skills
Strong interpersonal, logical reasoning, written and verbal communication skills
Ability to manage multiple tasks and set priorities in a fast paced environment
System reporting and analysis skills required
ICM (Incentive Compensation Management) system knowledge preferred

Senior Compliance Reporting Manager Resume Examples & Samples

Direct the development and production of Compliance reporting from a compliance risk perspective with an emphasis on continuous refinement and development of new MI that will heighten compliance management's ability to implement strategic and tactical changes to the bank's compliance profile
Drive ongoing enhancements to Compliance KRIs/KPIs that measure the effectiveness of compliance risk strategies; coordinate the design and implementation of both historical data analysis, as well as early warning system reporting
Oversee production, vetting and refinement of other compliance reporting and presentations, including, but not limited to presentations for meetings with regulatory agencies, financial review meetings, etc
Support Compliance activities encompassing data collection and presentation, including but not limited to Compliance Business Advisory Model oversight and governance, Compliance Skills Assessment, Compliance Program Assessment and Annual Compliance Plan development
Experience with development of regulatory, governance, and operational reporting for Executive Management preferred
Experience in developing performance metrics that support decision making
Financial Services product knowledge and regulatory acumen

VAT Compliance & Reporting Manager Resume Examples & Samples

Manage a client portfolio, being responsible for the delivery of all services (compliance and related advisory)
Act as first point contact for a large number of multinational clients and be responsible for maintaining an excellent professional relationship
Be in charge of the management and delivery of a large number corporate tax compliance engagements, in particular the preparation of direct tax returns for Belgian companies that are part of a multinational organization
A master's degree in Law or Economics with a specialization in Tax Law or equivalent based on experience
At least 5 years of experience in a similar working environment or in a similar function involving leading a team and managing a multitude of projects
Specific experience in Romanian VAT tax compliance matters
Excellent language skills in English
Excellent skills in Excel and other MS Office software. affinity with other software , data processing systems and applications is a plus

Compliance Monitoring & Reporting Manager Resume Examples & Samples

Highly articulate confident individual with excellent written communication and presentation skills are essential
Strong interpersonal skills: good ability to translate concepts into an easily understandable format and to communicate these clearly, both orally and in writing, with all levels of management
Prior big 4 accountancy firm minimum experience with strong audit and compliance monitoring knowledge and appreciation of risk management and risk response mechanism
Strong knowledge of SAP and Governance, Risk and Compliance(GRC) technology
Self-starter; high degree of self-motivation; flexible attitude; attention to detail; able to work under pressure and to cope with unexpected and varied demand
Certifications such as CISA, CIRSC
Proficiency in other languages such as French, Spanish and Portuguese

Manager, Tax Compliance & Reporting Resume Examples & Samples

Understanding the implications of new information for both current and future problem-solving and decision-making
Communicates effectively in writing as appropriate for the needs of the audience
The ability to combine pieces of information to form general rules or conclusions
Using logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems
The ability to tell when something is wrong or is likely to go wrong. It may or may not involve actually solving the problem
Managing one’s own time and priorities to ensure the meeting of deadlines
Determining how a system should work and how changes in conditions, operations, and the environment will affect outcomes
8-10 years corporate income tax experience required, with a combination of public accounting and corporate accounting entities
Series 99 is required or obtained within a short period of time
Master’s degree in Tax or Accounting. Appropriate work experience will support a Master’s degree

Manager, Compliance & Regulatory Reporting Resume Examples & Samples

Manage and assist in the oversight of Real Estate Secured Lending (RESL) governance and compliance policies, reports and issues (including Customer Privacy, Know Your Customer process, AML/ATF statements, etc.), ensuring RESL and Bank legal interests are protected from an operational and reputation risk perspective by
The Canadian residential market, industry trends and practices, regional market differences
RESL policies and procedures across all delivery channels and centralized processing units
How RESL products/program function including pricing, underwriting, servicing, accounting

Tax Compliance & Reporting Manager Resume Examples & Samples

Participate within Agile SCRUM teams
Review requirements and user stories produced by Product Owners
Review and create software design documents and functional specifications
Ensure that software design documents and functional specifications address requirements and user stories
Implement coding solutions to meet requirements
Work in Test Driven Development environment, leveraging QA automation test suite to provide unit tests and integration tests for all new functionality
Ensure that coding solutions use resources efficiently and are scalable
Resolve QA (internal) and customer facing (external) issues logged against coding solutions
Mentor team members on new features and new technologies
A minimum of 8 years software development experience
A robust understanding of front-end technologies, Object-Oriented JavaScript, AJAX, XHTML, HTML, XML/DOM , Node.js, Angular JS, React JS, JS-Based framework
Hands on experience with Agile Methodologies and Test Driven Development
Experience with test automation frameworks
Thorough understanding of Object Oriented principles (Analysis and Design)
Experience with Web Services (REST, SOAP, XML-RPC, etc) and multi-threaded applications
Experience with relational databases and data access (JDBC/DAO/SQL); Oracle strongly preferred
Familiarity with Java and an in-depth understanding of other Java technologies, including JDBC, JMS, and messaging (e.g. MQ Series, Oracle AQ, JMS, etc.)
Experience in developing and driving SOA strategies within large enterprises and deploying SOA
Full lifecycle development experience on large projects, creating distributed and scalable business systems
Self-motivated team player who excels in a collaborative environment, has a strong sense of personal accountability, and contributes beyond job role and responsibilities

Tax Compliance & Reporting Manager Resume Examples & Samples

Manage the day to day workflow, systems data and operations of the tax compliance reporting team
Ensure accurate employer tax filings, payments, adjustments and registrations in compliance with federal, state, local tax rules, PEO requirements, ADP policies and procedures
Interpret and provide guidance on business rules for federal, state and local tax laws
Identify and mitigate risk, manage and coordinate PEO tax account audits, tax rate forecast and voluntary contribution activities
Serve as the point of management escalation for employer and PEO tax compliance matters
Collaborate with stakeholders to resolve complex issues and obtain prompt resolution to escalated matters
Ensure service levels are met and team adherence to scheduled work tasks, policies and procedures
Consistently communicates and implement employer and PEO tax regulatory changes
Monitor current and proposed employer/PEO tax regulatory and legal changes and develops appropriate course of action to ensure tax filing compliance
Make recommendations to reduce risk and establish continued tax reporting compliance
Analyze the effect of new tax laws or regulations on the organization and investigate opportunities to maximize employer cost savings
Prepare tax liability/cost reconciliations, accrual reports, performance and audit reports. Remain informed and knowledgeable of current employer tax reporting developments and effectively apply tax knowledge to projects, business and client needs
Establish and maintain effective working relationships with regions, internal business partners, taxing authorities and third party administrators
Responsible for continuous process improvement identified through root-cause analyses
Partners with the region management teams and internal business partners to ensure tax reporting compliance, reduce risk and improve overall client satisfaction and retention
Define and manage policies and procedures that ensure compliance with tax reporting regulations and support the tax compliance and services operations
Manages and enforces project timelines ensuring that all major milestones are met
Responsible for personnel duties including determining staffing needs, making selection recommendations, conducting performance appraisals, talent reviews, succession planning and providing recommendations for salary increases and promotions
This position can be filled in Alpharetta/Atlanta, GA or Miami, FL
Detail oriented, ability to implement concepts
Service environment, financial analysis, and people management
Proficient with MS Office Applications, Tax regulatory research
Possess a strong knowledge of industry services and tools
Ability to manage multiple tasks simultaneously, work well under pressure and problem-solve

Senior Manager Financial Crime Compliance Executive Reporting Resume Examples & Samples

Requires close working relationship with all FCC stakeholders as appropriate (e.g. Regulatory Affairs and Policy, AML, Sanctions, AB&C, MI&DG, BRCM, CMAT etc.) as well as Operational Risk and the broader Risk function
Contributes to maintaining an excellent relationship with the Regulators and industry bodies in respect of Compliance Risk
Possesses good knowledge on banking regulations, operations, audit and control concepts in order to develop a set of effective standard guidelines that can be implemented. In addition highly organized and to act independently and exercise discretion with minimal guidance and supervision
Implements compliance risk strategy in their area of responsibility by identifying weaknesses that pose significant impacts on businesses in meeting their strategic objectives
Wide scope of knowledge of all Bank businesses and support units including products, operations, systems, and organization and understanding of FCC regulatory compliance requirements applicable to the businesses
Strong writing skills; past experience creating compliance reports and/or reporting on compliance matters an asset
Demonstrated ability to grasp complex processes and concepts and make decisions and/or comprehensive recommendations across a broad range of subject matter
Ability to influence others through use of compelling facts, thought-provoking discussion and logic and use diplomacy and tact to resolve differing views
Ability to "connect the dots" and critically analyze situations, recommend effective solutions to problems and identify or anticipate regulatory concerns
Demonstrates ownership of topics and actively protects HSBC's reputation
Works well across diverse teams of individuals and is willing to assist others as needed
Experience in process design and improvement initiatives
Experience in compliance risk assessments, metrics, monitoring, and testing
Working knowledge of banking and consumer legislation
Working knowledge of business/function supported as well as pertinent compliance risk policies and regulations
Exposure to an operations and a control environment, such as audit or operational risk
Strong analytical, planning, problem-solving, communications, financial, technical, interpersonal and diplomatic skills
Strong writing skills; past experience creating documents/papers/proposals and compliance reports and/or reporting on compliance matters an asset
Understanding of Compliance systems is preferred

Cib-compliance Reporting Manager Resume Examples & Samples

Creating and sustaining a strong relationship with premier clients
Providing innovative solutions to client requirements (including coding the Compliance Reporting application)
Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner
Attending occasional face-to-face client meetings within the APAC region as required
Scope client requirements against that of the system and perform maintenance to the client's account
Discussing industry practice, product development and evolving regulations with the client
Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process
Strong client servicing and/or management experience
Compliance reporting product knowledge - including regional regulatory requirements (e.g. HK Unit Trust regulations)

Tax Compliance & Reporting Manager Resume Examples & Samples

Propose, build and lead robust processes for tax compliance, reporting and forecasting
Work closely with Group Finance, Group VAT and Transfer Pricing Mangers to ensure Group's tax position is aligned and filed as well as for GAAP Tax Accounting
Assist in negotiation and relationship management with relevant fiscal authorities
International Tax project work (including potentially M&A related)
Partner with the business to provide tax insight
Oversight of tax budget
Management and development of direct report

Compliance / Reporting Manager Resume Examples & Samples

Substantial experience in sponsored programs administration within a major research university or related academic environment
Working knowledge of federal, state and other regulations governing grant and contract administration
In depth knowledge of Office of Management Budget (OMB) Circulars A-21, A-110, A-133
In depth knowledge of cost accounting standards, facilities and administrative analysis
Working knowledge pertaining to research contracts, patents, copyrights, material-transfer agreements, confidentiality agreements and post award cost accounting
Experience in building financial reports from multiple data sources

Gaap Compliance / Reporting Manager Resume Examples & Samples

Ensure policies, procedures and transactions are in compliance with GAAP
Conduct technical research for compliance with GAAP and emerging FASB accounting standards to include position papers and presentations/education to the accounting department and the SCCA community. Bring forward executive summaries and proposals for implementation strategies, including system reconfiguration and procedural changes
Prepare footnotes for the financial statements
Collaborate with outside departments (including Patient Accounting, Corporate Finance and Financial Ops) to facilitate the flow of information
Coordinate accounting department staff to document information flow and processing for development of procedure and desk manual for the accounting department as needed
Work with accounting team to initiate efficiencies and improve processes, including updating procedures and notifying appropriate people of policy changes
Act as a resource for the accounting team
Serve as the accounting lead for the building expansion project
Work with the Controller and/or Finance Director on special projects as assigned
Act as backup for GL Manager and Regulatory Reporting Manager as needed
Minimum six years progressively complex general ledger accounting experience
Healthcare finance experience required
Demonstrated capabilities of progressive management experience to include: staff mentoring and cultivating a collaborative, innovative, and positive work environment for staff
Proven track record of working collaboratively and cohesively with cross functional teams such as IT and external entities to build consensus and process efficiencies

Manager, Compliance Reporting Resume Examples & Samples

The Manager of Compliance Reporting shall be responsible for the daily management of organization policy systems and corporate records to implement best practices, effective operations and compliance with applicable federal and state laws and regulations concerning the finance industry and best practice
Develops and ensures implementation of an effective Compliance governance framework and process across the organization to ensure compliance with applicable state and federal laws and regulations
Within the framework, defines the appropriate hierarchy of policies by business unit as well as the frequency of update, review, management approval and committee approval
Proactively develops, drafts and recommends corporate policies, standards, and programs to ensure effective operations, provide clear and thorough guidance, enable prudent decisions, and promote a workplace of excellence
Develops and delivers presentations which layout policy proposals and recommendations in a sound, concise and logical manner
Develops and implements effective communication strategies for review of policy proposals and understanding of adopted policies/programs
Engages in regular meetings to develop and improve organizational priorities as needed
Manages the production process (i.e. , collection, aggregation, and presentation) for various compliance risk reporting across the Compliance Department, and maintains adequate supporting documentation/procedures, preferred
Manages issue tracking and reporting to ensure effective remediation of consumer compliance related matters for SC and SC’s respective Business Units, preferred