Financial Intelligence Unit Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the financial intelligence unit job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

M Denesik

Malvina

Denesik

4234 Morissette Run

San Francisco

+1 (555) 583 3991

4234 Morissette Run

San Francisco

Phone

p +1 (555) 583 3991

Experience Experience

Dallas, TX

Financial Intelligence Unit Analyst

Dallas, TX

Cremin, Russel and Yundt

Dallas, TX

Financial Intelligence Unit Analyst

Providing feedback to relevant AMLCOs regarding detected weaknesses, coordinating the corrective action and tracking implementation
Performing compliance reviews and AML investigations, when escalated
Perform enhanced due diligence on targeted customers
Fraud Manager
Perform back up to various fraud system alerts for core related fraud monitoring. Typical sources are as follows: CaseTracker
The job-holder will interact principally with other FIU members and the UK AML Compliance Officers . There will also be contact with UK law-enforcement authorities
Participate and be the subject matter expert representative for relevant AML projects and enhancements involving transaction monitoring, investigations and associated controls and disciplines

Dallas, TX

Financial Intelligence Unit Group Lead

Dallas, TX

Abshire-Ankunding

Dallas, TX

Financial Intelligence Unit Group Lead

Ensure that complete, accurate, and timely SARs are filed with the Financial Crimes Enforcement Network (FinCEN) and ensure 90 day reviews and filings are completed within documented guidelines
Manage internal and external departmental BSA/AML and OFAC audits and examinations within each area of expertise and serve as a point-of-contact during internal audits and external examinations
Provide direction for the development of the necessary applications/solutions while working with the end- users to identify and recommend enhancements and solutions, as well as continually evaluating alternative systems and methodologies
Monitor and interpret current and future industry trends and BSA/AML and OFAC regulations within each area of expertise and adjust procedures and processes accordingly
Assist in the management of departmental and project budgets while optimizing service and cost to the business unit
Act as a liaison between Financial Intelligence Unit Management and other lines of business throughout the enterprise to ensure proper notification of decisions and reporting of Financial Intelligence Unit processes, enhancements, etc. 8. Manage process improvements, documentation, and merger/conversion activities in support of BSA/AML and OFAC laws and regulations
Monitor current and future BSA/AML and OFAC regulations and industry trends and communicate suggestions related to necessary adjustments regarding procedures and strategies

present

Dallas, TX

Financial Intelligence Unit Special Investigations Group Lead

Dallas, TX

Sawayn and Sons

present

Dallas, TX

Financial Intelligence Unit Special Investigations Group Lead

present

Maintain awareness of national and world events and industry trends through press releases, real-time monitoring, and collaborative relationships with law enforcement, internal or external watch lists or other relevant sources to mitigate the company’s reputation or regulatory risk
Provides direction in managing timely, special and complex investigations; enhanced due diligence research; real-time notification or reporting; transaction monitoring
Assist and provide guidance in collaborating with law enforcement and other financial institutions to address large scale or sensitive financial crimes including terrorist financing and money laundering
Provides direction in SAR drafting, surveillance testing, link analysis, data mining and analytics
Utilize a wide variety of research and transaction monitoring tools
Make recommendations for employment (recruiting and hiring), career development, performance evaluations, salary changes, promotions, transfers and terminations within established policies and guidelines
Participate in BSA/AML training that may include webinars, periodicals and self-study in order to stay abreast of the BSA/AML laws and regulations

Education Education

Bachelor’s Degree in Business

Florida International University

Bachelor’s Degree in Business

Skills Skills

Great attention to detail and ability to handle highly confidential information
Basic knowledge of the applicable areas of the institution that is critical to BSA/AML/OFAC and relationships/linkages between operations and compliance
Numerate, and comfortable with basic financial analysis techniques
Ability to read, analyze, and interpret general business periodicals, professional journals, technical procedures or governmental regulations
Basic knowledge of new typologies and trends in transactions affecting BSA/AML/OFAC compliance
Strong interpersonal skills including the ability to write reports and correspondence,
Ability to speak effectively with customers or employees of the organization
Significant attention to detail
Ability to manage and facilitate multiple projects
Foster company success through a professional appearance, being courteous to customers and all Scottrade associates and by having a positive attitude

Create a Resume in Minutes

6 Financial Intelligence Unit resume templates

Read our complete resume writing guides

Regional AML Analyst for Asia Pacific Financial Intelligence Unit Resume Examples & Samples

Responsible for the appropriate collection and analysis of documents to assist in identifying unusual transaction patterns
Document review findings, ensure awareness of conclusions and prepare a report of findings for Compliance and Business management
Minimum five (5) years’ experience in
Conducting Know Your Customer (KYC) related tasks, particularly on high risk customers; and

Senior Manager Financial Intelligence Unit Operational & Client Intelligence Resume Examples & Samples

Working collaboratively with the Head of FCC & RC FIU to build and improve local capacity in the bank to detect risks posed to the bank by its current and prospective clients via developing improved detection tools, analytic techniques and procedures
Recruiting and leading a team of local subject matter experts with the capability to respond in a timely, accurate and relevant manner to inquiries from local stakeholders for analytic products related to in-depth assessment of client risks, including financial crime, reputational, regulatory, security and fraud risks derived from their activities both with the bank and externally
Serving as the key representative of FIU on all specific client-related risk issues senior bank officials within the region
Developing and implementing innovative analytics and investigative and analysis techniques to enhance FIU’s ability to detect and report emerging financial risk
Balancing and maintaining both reactive and proactive case flows, to ensure HSBC local client risks are effectively detected, understood, and addressed
Provision of intelligence packages for relevant HSBC leaders to decision and resolve risks identified, including support for deeper investigation by specialist units
Resolving dissonant analytic viewpoints between and among client intelligence analysts
The role holder will be subject to sensitive, and therefore risky, information and must exercise sound judgement in protecting it and must adhere to all relevant rules and regulations
The jobholder must exercise considerable autonomy in dealing with live major issues for which there is often no clear cut solution. S/he must be able to identify the nub of the matter where conflicting evidence can mislead decision makers. In such unclear circumstances s/he must be able to provide sound judgement and guidance. Where matters of profound reputational risk are identified, the jobholder must alert senior management, if necessary by seeking guidance from Local Head of Security and Fraud Risk. The nature of the role requires close routine liaison with bank Compliance staff, senior Local business heads and with external Governmental and non-Governmental agencies, so necessitating excellent professional relationships across internal and external agencies
Education to degree level or above
Proven leadership experience in a high performing team
Outstanding analytical, investigative and problem-solving skills with a demonstrable aptitude for analysing complex, multi-faceted banking relationships
Strong communication, influencing and interpersonal skills with the ability to build and maintain relationships
Ability to build connections and work collaboratively across boundaries
Demonstrable track-record of achievement in new and uncertain environments
Experience/knowledge of wholesale banking and a keen interest in business and current affairs
Highly motivated, entrepreneurial and autonomous
Ability to work under pressure of tight deadlines
Ability to formulate, disseminate and implement strategy
Ability to think creatively to solve complex problems
Awareness of regulatory and in-house operating environment and potential impact on function
Strong multi-cultural awareness
Strong track record of managing intelligence and/or due diligence activities
(Desirable) Track record of successful intelligence analysis in a high pressured environment
(Desirable) Project/Programme Management experience and qualifications

Manager FCC Financial Intelligence Unit Client Intelligence Resume Examples & Samples

Using a range of innovative systems the role holder will undertake qualitative analyses of the bank’s client relationships to identify intelligence on financial crime risks
The role holder will be responsible for assessing this intelligence, determining the level of enquiry required and engaging with other colleagues in the Financial Intelligence Unit (FIU) to enable further client review to take place
The role holder will also provide input to aid ongoing development of the systems in use with the FIU
The role is in a new department, so the post holder must be able to work comfortably within a fluid and developing framework. The role holder will be expected to demonstrate considerable entrepreneurial spirit in identifying and realizing opportunities to improve the management of financial crime risk across banking. The role holder will be subject to sensitive, and therefore risky, information and must exercise sound judgment in protecting it and must adhere to all relevant rules and regulations
Outstanding analytical (qualitative), investigative and problem-solving skills
Demonstrable aptitude for analyzing complex, multi-faceted banking relationships
A keen interest in business and current affairs, including financial crime
Resourceful, creative and inquisitive approach to highly complex tasks
Excellent written and verbal communication skills, with meticulous attention to detail
The ability to undertake comparative assessments of multiple competing hypotheses
Strong team player with leadership potential
Robust, accountable and independent
(Desirable) Experience/knowledge of wholesale banking
(Desirable) Experience of intelligence analytics/investigations
(Desirable) Experience of IT development and data modelling
(Desirable) Foreign language capability

Financial Intelligence Unit Analyst Resume Examples & Samples

Due diligence reviews for high risk customers/potential customers
Review completed Fraud Investigations and submit Suspicious Activity alerts as required by the Citi Nominated reporting Officer
Review automated suspicious activity alerts and reports made by Citi staff and determine whether further investigation is required or the information should be escalated for disclosure to the National Crime Agency (NCA). to the NCA
Deal with ad hoc queries related to AML compliance issues in respect of account opening and potentially suspicious transactions
Assist in enhanced due diligence as and when requested by the business or when required in a higher risk situation
Maintain group records and provide management information relating to AML investigations as required
Liaise with the UK MLRO to ensure that identified suspicious are considered by them for escalation
Assist in producing and providing AML training as required by the business or Poland Hub Development value: Broadening experience of the UK legal and regulatory regime as it relates to financial crime
Strong written and personal communication skills
Numerate, and comfortable with basic financial analysis techniques
Familiarity with standard Microsoft Office applications is essential
Flexibility to work with rapidly-changing priorities and deadlines

Financial Intelligence Unit Analyst Resume Examples & Samples

Assist with KYC and CDD projects
Review and approve high risk customer KYC/due diligence
Perform enhanced due diligence on targeted customers
Undertake AML related investigations arising from internal monitoring as well as ad hoc referrals
Providing feedback to relevant AMLCOs regarding detected weaknesses, coordinating the corrective action and tracking implementation
Collaborate with Business, AML Advisory and other Compliance partners as required
Assist relevant AMLCOs in reporting suspicious activity to the relevant authorities in a timely manner
Assist in responding to search requests by local Regulators, Law Enforcement and other Governmental Bodies
Respond to sanctions related escalations and investigations
Attend and where necessary, lead AML related customer interactions
Instigate and manage ad hoc projects as required
Minimum of 10 years post-qualification experience out of which, at least, 7 must have been in a relevant area
Knowledge of relevant AML regulations and industry guidance
Good understanding of corporate banking and investment banking products
Experience in AML investigations, particularly in relation to Suspicious Activity Reporting
Experience in compliance/KYC reviews, e.g. account opening or periodic reviews
Experience related to financial investigations; AML, fraud or counter terrorism
Ability to work individually and in teams on all aspects of AML
Proficiency in Microsoft office applications
Ability to embrace new technologies
University degree in Finance, Accounting, Economics, Law or degree in any other discipline
Operations, Control, risk related experience, though not compulsory, will be an added advantage

Director Global Financial Intelligence Unit Resume Examples & Samples

Lead the Global FIU team. Develop and implement the operational strategy for the Global FIU ensuring the efficient and effective execution of the GAMLUs AML monitoring, detection and reporting program
Establishing and maintaining a coordinated approach to the monitoring of customer account activity and identification of high-risk customers on a group-wide basis, regardless of whether the accounts are held on- or off-balance sheet, as assets under management or on a fiduciary basis
Managing the design, calibration, sensitivity thresholds and ongoing operation of the Bank’s automated monitoring systems commensurate with the inherent risks in various business lines for branches and subsidiaries of the Scotiabank Group
Design risk-based models to automate transaction monitoring and enterprise-wide management of high risk customers/clients
Determine appropriateness of the analytics model in light of evolving industry best practices, money laundering typologies and higher risk industry and customer types including Politically Exposed Persons
Overseeing the centralized, group-wide information sharing on AML related investigations. Fostering communication with subsidiaries and branches to acquire necessary information and timely response to requests for information from the Global FIU. In turn, use this information to aid in the global management of reputational and regulatory risks
Engaging senior business management and the respective Director - Oversight & Program Sustainment to address systemic exposures resulting from internal control weaknesses or non-compliance with established standards
Coordinating the investigation of unusual transactions and potential high-risk customers
Design and refine operational processes to maximize efficiency and efficacy of investigative activities
Manage the development of a team of investigative analysts to acquire an expert level knowledge of regulatory requirements and money laundering typologies
Maintaining accurate and complete records of investigations including rationale for concluding whether or not activities are suspicious and whether or not customers represent higher or unacceptable levels of risk
Reporting suspicious transactions to the appropriate regulatory authority in a timely manner and in accordance with regulations
Evaluating the potential risk posed by activity reported by branches and subsidiaries and where appropriate, assesses its group wide exposure to a given customer. Follow the Bank’s policies and procedures for ascertaining whether branches or subsidiaries hold other accounts for the same party and assessing the group-wide reputational, legal, concentration and operational risks
Exercise judgment as to the materiality of risks where identified
Maintain a thorough knowledge of a broad scope of business activities, products and services throughout the Bank’s divisions including retail, commercial, wealth management and investment banking
Applying and interpreting policies and procedures governing global account relationships that are deemed higher risk, including enhanced due diligence, escalation procedures, restricting activities, and exiting client relationships as appropriate
Provide advice and counsel to senior management to aid in risk mitigation actions including enhanced due diligence, enhanced monitoring or termination or client relations where warranted
Apply strategic thinking in determining risk mitigation activities with appropriate consideration to the impact to the business line where relationships are important or valuable
Coordinating activities in response to requests from law enforcement agencies, FINTRAC, or other Bank’s Financial Investigation Units under the auspices of the BCPIO. The Director, Global FIU will oversee searches and risk mitigation activities which may include enhanced due diligence, enhanced monitoring and management of client relations with the business line relationship owners

Financial Intelligence Unit Analyst Resume Examples & Samples

Performs various responsibilities and special projects as required
Support the FIU team with various customer service (internal and external) responsibilities, i.e. providing a resource to bank staff/partners, assist and recommend training for self and staff, perform enhanced due diligence requests for additional customer information
Support the FIU team with ongoing regulatory research, policy & procedure review, etc
Minimum of two (3) years banking experience; or equivalent combination of education and financial industry experience
Ability to speak effectively with customers or employees of the organization
Proven ability to problem solve, prioritize tasks and meet required deadlines
Fiserv experience required

Malaysia Financial Intelligence Unit Lead Resume Examples & Samples

Conduct AML investigations and review investigative work performed by peers in relation to high risk customers
Conduct QA reviews of case files, case tracking logs and various AML processes
Graduate Degree from a recognized university (Accountancy, Banking, Business, Economics or Law) or relevant professional qualification in financial services or audit
Post Graduate Degree is a plus
Preparing/reviewing and/or filing Suspicious Transaction Reports (STRs)

Bsa Specialist, Financial Intelligence Unit Resume Examples & Samples

Detects, analyzes and reports suspicious trends in customer activity that may require filing a Suspicious Activity Report (SAR)
Obtains copies of Currency Transaction Reports (CTRs), Suspicious Activity Reports (SARs) and Monetary Instrument Logs (MILs) from affected departments
Provides assistance to affected departments and employees in relation to inquiries regarding the BSA and economic sanction regulations
Screens new depository and lending accounts against various law enforcement agency lists for potential matches
Updates and maintains department databases and storage files per regulatory record retention policies
Files reports with the appropriate law enforcement agency when necessary
A minimum of a High School diploma or GED is required
A minimum of 2+ years of previous experience working in a bank environment a teller or in bank corporate operations is required
Individuals with a working knowledge of the Bank Secrecy Act are preferred
Must be able to demonstrate previous successful experience performing the following key skills

Financial Intelligence Unit Analyst Resume Examples & Samples

Independently conduct searches, gather data and record evidence from Citi internal systems, the internet and commercial databases
Independently assess and analyse research results and conduct complex data analysis applying background knowledge and experience
Conduct investigation using global standard policies, procedures and tools, aimed at meeting internal and external regulatory requirements
Conduct enhanced due diligence investigations and reviews in support of policies and procedures
Determine investigative and analytical approach, use sound decision-making and discretion in making independent decisions that mitigate corporate risk at each decision point throughout the investigation
Coordinate with Citi colleagues as needed to identify additional information for case analysis
Reviewing automated suspicious activity alerts and reports made by Citi staff and determine whether further investigation or action is required
Deal with ad-hoc queries related to AML compliance issues that have been escalated as potentially suspicious
Assist in enhanced due diligence when requested by the business or when risks are idenitifed
Assist in producing and providing AML training as required by the business or Operations teams
Prepare regular management reports and participate in AML, business and related Governance forums for matters under direct responsibility
Participate and be the subject matter expert representative for relevant AML projects and enhancements involving transaction monitoring, investigations and associated controls and disciplines
Support the annual High Risk Client and SPF/PEP review
Act upon and submit any information required from orders received from relevant authorities
Three plus years’ experience in reviewing customer transactions for potentially suspicious activity and performing investigations
Two plus years experience in reviewing and approving Know Your Customer (KYC) files for complex banking products, performing analysis of customer information/transactions, conducting customer reviews and supporting the preparation of Suspicious Activity Reports (SARs)
Knowledge of the laws applicable to money laundering, including the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC, FinCEN requirements, and SAR requirements
Excellent research skills, including experience with online research tools
Very strong writing, analytical, and communication skills in English language
Self-starter with strong ability to work independently
Able to multitask and complete projects in a timely fashion
Strong organizational, project and time management skills
Strong interpersonal skills. Commitment to co-operative and collaborative working

Financial Intelligence Unit Business Systems Analyst Resume Examples & Samples

Assists on projects that relate to FIU applications, and partners with FIU management and external departments to implement changes to systems and processes in order to increase the efficiency and effectiveness of the FIU’s anti-money laundering and fraud detection software
Works with the Sr. Business Systems Analyst to research, analyze and determine business requirements. Monitors department software needs and determines capabilities required to meet changing conditions and requirements
Partners with the FIU and IT to prepare documents as they relate to projects. This will include drafting business requirements, preparation of test scripts, and execution of testing
With assistance from the Senior Business Systems Analyst, will build and validate models for use by the business and software applications
Works with IT and software vendors to resolve any software issues, including the testing and documentation of any software update before implementing in production setting
Acts as a resource for system access provisioning, in accordance to the bank’s Information Security policies
Acts as a resource for FIU operations investigators and analysts providing system guidance, testing and problem resolution
Bachelor’s degree in Business or Technology (MIS) or related discipline is required. Candidates with a two-year degree and related experience equal to a 4-year related degree will be considered
2 - 4 years Business and System Analysis experience; preferably within an Anti-Money Laundering or Fraud environments is required. Candidates with knowledge of database/data mart protocol or knowledge of TCF systems and processes would be preferred
Understanding of Bank Secrecy Act, Anti-Money Laundering, financial transactions and related systems, and/or previous experience with BSA Software Applications or comparable AML/Fraud detection systems are preferred
Proven project management skills, problem solving skills, decision-making skills, time management skills, and ability to meet deadlines and to manage multiple projects simultaneously is required
The ability to work both independently or within groups is required
Must be well versed in information collection, information management methods, analysis techniques, and analytics. Strong data analysis skills and the ability to drive process change using data driven decision making is also required
Must have proven ability to understand business processes and procedures and strategic goals
Excellent written and oral communication skills are required

Anti Money Laundering Financial Intelligence Unit-specialized Investigations Unit Resume Examples & Samples

Align operational procedures and processes with AML Program objectives to mitigate the enterprise’s exposure to money laundering risk. Provide input on the design and implementation of policies, procedures and processes utilized within Financial Intelligence
Oversee and direct the monitoring, identification, research, analysis, investigation and follow-up of suspicious activity. Ensure that activities are reviewed in a holistic manner across the spectrum of products and services used by the customer
Ensure appropriate and timely follow-up of identified issues
Report concerns and status of AML compliance to senior management. Recommend follow-up actions and ways to improve to the Financial Intelligence Manager and Chief US AML Officer
7+ years of prior BSA/OFAC and Compliance experience
3+ years experience in a management role
Maintaining, or pursuing an AML-related certification (e.g., CAMS)
Experienced presenter, with excellent communication skills and ease interacting with Senior and Executive level management

Anti Money Laundering Financial Intelligence Unit-group Lead Resume Examples & Samples

Recommend: Has the authority to provide and recommend actions to mitigate risk and use judgment-based decision-making regarding BSA/AML compliance
Monitoring: Has the authority to examine the work of others to ensure compliance with agreed upon operating requirements
Information Access: Has authority to use and access confidential information related to customer information, product and financial information
BMO Financial Group U.S. LE/LOBs Management Team
Corporate Compliance/Audit/Investigations
Knowledge of the enterprise’s approach to risk management including Audit, internal controls and/or similar oversight procedures preferred
Demonstrated ability to interpret and disseminate regulatory changes and their application to the Financial Intelligence Team

Financial Intelligence Unit ‘fiu Analyst Resume Examples & Samples

Providing oversight of compliance reviews and AML investigations performed by FIU designees
Performing compliance reviews and AML investigations, when escalated
Providing feedback to the FIU designees regarding detected weaknesses, coordinating the corrective action and tracking implementation
Developing and providing guidance regarding conducting FIU responsibilities in a standardised manner
Consulting and collaborating with the Business, AML Advisory and other Compliance partners as required
Identifying and escalating potential risks to the EMEA FIU Regional Head
Proactively highlight identified risks to FIU designees by using any source of intelligence available to the EMEA FIU
FIU processes and procedures, as identified by the EMEA FIU Regional Head
Extensive experience in AML investigations, particularly in relation to Suspicious Activity Reporting
Comprehensive experience in compliance/KYC reviews, e.g. account opening or periodic reviews
Experience of working in an AML Compliance function, preferably within the EMEA region
Proficiency in a foreign language (German, French, Arabic, and Hungarian) is desirable
Demonstrable knowledge of the laws applicable to money laundering in EMEA’s countries/territories
Proven experience of Risk and Controls testing, e.g. Management Control Assessments
Significant attention to detail
Ability to manage and facilitate multiple projects
The capacity to motivate and encourage others, in the achievement of specific objectives, and to carry ultimate responsibility
Be proficient in Microsoft Office, especially in the manipulation of data in Excel
Have the ability to deal with numerical data, including statistics, graphs and figures
Being able to assess situations, recognise difficulties and determine the action that might be needed to achieve a successful outcome

Citibank Berhad Kl-malaysia Financial Intelligence Unit Analyst Resume Examples & Samples

Strong organizational, time management and project management skills
Strong negotiation, analytical and organizational skills
Excellent research skills including experience with online research tools and databases
Graduate degree from a recognized university (Accountancy, Banking, Business, Economics or Law) or relevant professional qualification in financial services or audit
Post graduate degree is a plus
Minimum three to five (3-5) years of experience in
Perform and/or provide oversight of Manager’s Control Assessment at country level
Lead ad-hoc projects and provide appropriate guidance to members of the project teams
Interface with relevant units and the business in regards to compliance reviews, investigations, as well as other ad-hoc projects
Draft STRs, recommend relationship retention or termination, and track recommendations and account closures, as required

UK Financial Intelligence Unit Analyst Resume Examples & Samples

Review automated suspicious activity alerts and reports made by Citi staff and determine whether further investigation is required or the information should be escalated for potential disclosure to the National Crime Agency (NCA)
Review, approve and submit any disclosures required in relation to the investigations completed by Operational Hubs
As and when required, review and approve KYC for high-risk customers to ensure that it is complete and accurate
Liaise with the UK Nominated Officer to ensure that identified suspicions are considered for escalation

Financial Intelligence Unit Resume Examples & Samples

Excellent organizational, time management and project management skills
The ability to work effectively, under pressure, in a rapidly changing environment, as well as autonomously and as an effective member of a dynamic team
Proficiency in a foreign language (Mandarin, Bahasa Indonesia or other Asia Pacific languages) is a plus but not a requirement
Laws and regulations applicable to money laundering in Asia Pacific’s countries/territories, as well as the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC, FinCEN requirements and Suspicious Activity Report (SAR) requirements and guidelines
The Recommendations of the Financial Action Task Force on Money Laundering (FATF), including recent FATF Annual Reports
Role & Responsibilities
Perform compliance reviews (on-boarding and maintenance) and AML Investigations in conjunction with countries/regions, particularly in relation to high risk customers
Conducting Know Your Customer (KYC) related tasks, particularly on high risk customers

Anti-money Laundering Analyst for Financial Intelligence Unit Resume Examples & Samples

The individual must possess excellent interpersonal skill as well as have the ability to work very closely and confidently with many different levels of management on the business side. Strong negotiation, analytical and organizational skills are also necessary. The candidate should be a fast thinker/quick learner and possess the ability to work effectively under pressure in a rapidly changing environment in order to meet deadlines. He or she will also need to be able to work autonomously as an effective member of a dynamic team
Effective communication, both written and oral, is crucial to successful job performance. Excellent English skills are a key requirement, particularly in the context of delivering clear and considered investigation reports. Additionally, strong familiarity with conducting funds tracing and transaction analysis using Excel is a fundamental requirement
Must be familiar with the following materials
Knowledge of the laws applicable to money laundering in Asia Pacific’s countries/territories, including but not limited to the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC, FinCEN requirements, and Suspicious Activity Report (SAR)/Suspicious Transaction Reports (STR) requirements
The Recommendations of the Financial Action Task Force on Money Laundering (FATF) and the most recent FATF Annual Report
Any official guidance issued by local government authorities regarding suspicious activity involving possible money laundering
Experience, Education, Certifications
Graduate Degree from a recognized university (Accountancy, Banking, Business, Economics or Law) or Relevant professional qualification in financial services or audit
Five (5) plus years experience in reviewing customer transactions and information for potentially suspicious activity and performing AML related investigations
Five (5) plus years experience in reviewing and approving Know Your Customer (KYC) files for complex banking products, performing analysis of customer information/transactions, and preparing Suspicious Activity Reports (SARs)/Suspicious Transaction Reports (STRs)
Excellent organizational, time management, and project management skills
Excellent research skills including experience with online research tools
Advanced proficiency in Microsoft Word, Excel, Access, PowerPoint, and Outlook
Strong writing, analytical, and communication skills
Able to multitask and complete projects on time
Proficiency in a foreign language (Mandarin, Bahasa Indonesia or Japanese) is a plus but not a requirement
AML / Compliance/ law enforcement backgrounds and/or internal candidates who can demonstrate a firm understanding of Citi AML policies and procedures is a plus

Cbna-gf-regional AML Analyst for Asia Pacific Financial Intelligence Unit Resume Examples & Samples

Excellent interpersonal skills and the ability to interface and partner with Citi businesses across APAC countries subject to the FIU’s oversight
Strong analytic skills and a good understanding of conducting funds tracing and transaction analysis using Excel
Laws and regulations applicable to money laundering in the Philippines, as well as the Bank Secrecy Act (BSA), The USA Patriot Act, OFAC, FinCEN requirements and Suspicious Activity Report (SAR) requirements and guidelines
Minimum five (5) years of experience in
Conducting AML investigations, including undertaking customer transaction reviews and open source research, with the aim of identifying potentially suspicious activity

Financial Intelligence Unit Client Intelligence Assistant Manager Resume Examples & Samples

Provides support to management for improvement of the quality of intelligence and trends communicated to the LOBs, AML LCOs and US law enforcement as it relates to financial crime, money laundering and terrorist financing
Escalates matters to management as needed
Demonstrates a thorough understanding of policies and procedures pertaining to the role. Aware of what constitutes and effective control environment
Minimum of Bachelor’s degree from accredited college or a degree in criminal justice or other related field or equivalent experience
Ability to exercise discretion and confidentiality, adhere to established deadlines and deal with difficult customers or suspicious transactions
Flexibility to work alternate schedules, including weekends and holidays, as needed
Proficiency with personal computers and pertinent mainframe systems, and software packages

VP-aml-financial Intelligence Unit Resume Examples & Samples

Provide key leadership and tactical support for the Firm wide BSA/AML/OFAC policies, program and procedures, as well as, governance oversight for key BSA/AML/OFAC initiatives
Identify, measure and monitor compliance with applicable BSA/AML/OFAC laws, regulations and rules that govern the Firm’s businesses and utilizes independent judgment and resolves complex issues
Provide expertise on BSA/AML/OFAC compliance matters, assess and measure BSA/AML/OFAC compliance and related risks
Work with Chief AML/OFAC Officer, with respect to implementation of end-to-end BSA/AML/OFAC oversight, risk assessments, policies & procedures, training, monitoring, and management of regulatory or self-identified issues and associated reporting of BSA/AML/OFAC risks
Collaborate with Chief AML/OFAC Officer, Legal and other related groups to design unique responses including BSA/AML/OFAC compliance practice elements to support the desire for a best-in-class BSA/AML/OFAC compliance practices program to effectively and comprehensively manage BSA/AML/OFAC compliance risks
Design, develop, implement, review and report on BSA/AML/OFAC Compliance programs/ frameworks addressing BSA/AML/OFAC compliance risks that impact the Firm
Identify and escalate issues. Assist in managing program steering on key BSA/AML/OFAC compliance initiatives, and assessing/benchmarking BSA/AML/OFAC compliance best practices
Act as a delegate on AML-related governance committees and establishing a robust process for follow up, documentation, governance, etc
Ensuring good process is in place around operating procedures and coordinating new initiatives that come into the team
Ensuring oversight and follow through on identified issues from regulatory examinations, audits, compliance testing or other issues identified through testing
Lead both proactive and reactive projects around cross-LOB issues to design and build a best-in-class BSA/AML/OFAC compliance programs. Successfully transition projects to business-as-usual state
Assist Chief AML/OFAC Officer in special projects, reports, training and/or presentations to communicate BSA/AML/OFAC program updates and resolve complex issues
Other duties as assigned by the Chief AML/OFAC Officer
Bachelor’s Degree required, Master’s Degree/MBA preferred, Professional certification (i.e., ACAMS, CFE) strongly preferred, 10+ years financial services industry or government agency/regulatory body experience
Strong subject matter knowledge of compliance risks and issues for a financial institution in BSA/AML/OFAC regulations
In-depth knowledge and understanding of BSA/AML/OFAC compliance practices and methodologies, including risk assessment, monitoring/ surveillance, testing activities and project management
Past experience in executing a corporate-wide compliance program within a challenging environment of regulatory change, and as a leader with an established track record of overseeing successfully both short term objectives and long range strategic vision with interim and measurable goals
Past experience of developing or enhancing a BSA/AML/OFAC compliance program
Strong knowledge of Anti-Money Laundering rules and regulations
Demonstrated experience leading cross business programs with interdependencies
Experience managing projects with multiple technologies that are geographically distributed
Proven experience with program and project management processes; including project planning, issue management, risk management, resource tracking and management score-carding
Demonstrated experience making independent critical fact based decisions while understanding the appropriate escalation points
Excellent written and verbal communication skills Strong working knowledge of Microsoft office skills, including Power Point, Excel, Visio, Microsoft Project Proven ability to prioritize requests and working in a fast paced environment
Strong judgment and excellent written and oral communication skills with the ability to present information in differing degrees of details and form depending on the audience
Experience supporting strategic improvements and delivering measurable change
Comfortable working with all levels of management
Strong analytical skills, problem solving, good critical thinking and decision making skills
A high level to detail and quality assurance

Financial Intelligence Unit Analyst Resume Examples & Samples

Monitor and research suspicious activity in Scottrade customer loan accounts across business lines using data from multiple sources, and take appropriate action as necessary, including discussing potential issues with branch personnel or other departments, conduct in-depth analysis of customer activity, and determine if activity warrants a SAR
Identify relevant negative information and escalate as appropriate
Draft SARs for Manager review for submission to the Financial Crimes Enforcement Network (FinCEN) as necessary
Assist with investigating, developing and implementing new BSA/AML/OFAC policies and procedures to ensure that Scottrade is operating within applicable BSA/AML/OFAC rules and regulations for all business lines
Train new Scottrade employees regarding the firm’s BSA/AML/OFAC program Assist with conducting trend analysis with monitoring systems to ensure the quality of the systems output
Actively participate in and contribute to the FIU High Risk Team in the performance of the teams’ duties as it relates to Loan Review, Risk Assessment and Internal Audit & Regulatory Affairs
Basic knowledge of BSA/AML/OFAC regulatory requirements and their impact to the financial institution
Basic knowledge of banking and brokerage products/services and customer due diligence requirements for those products
Basic knowledge of new typologies and trends in transactions affecting BSA/AML/OFAC compliance
Basic knowledge of the applicable areas of the institution that is critical to BSA/AML/OFAC and relationships/linkages between operations and compliance
Excellent written (including technical writing) and verbal communication skills
Great attention to detail and ability to handle highly confidential information
Ability to write reports, business correspondence, and procedure manuals
Ability to develop relationships across business units, including various operations groups and equivalent teams
Enthusiastic with ability to work in a fast-paced environment
Ability to read, analyze, and interpret general business periodicals, professional journals, technical procedures or governmental regulations
Ability to calculate figures and amounts such as discounts, interest, commissions, proportions, and percentages
Intermediate level proficiency with Microsoft Excel, Word, Outlook and Internet Explorer
Bachelor degree in Finance, Business, Accounting or Economics, or related field, or equivalent combination of education and experience required
1+ years of brokerage, bank or audit experience required, such as experience n loan review/financial service data analysis required
1+ years of AML/BSA/Office of Foreign Asset Control (OFAC) experience required
Certified AML Specialist (CAMS) or Audit designation preferred

Senior Manager Financial Intelligence Unit Resume Examples & Samples

Support the Director FIU to implement new AML/ATF methodologies and monitoring tools to mitigate new and emerging ML/TF risks. Responsible for the ongoing analysis of core operational processes to identify potential procedural gaps and foster an environment of continuous improvement
Manage the FIU investigations team. Ensuring the efficient day-to-day operations of the unit and the timely dispositions of case files. Leverage strong operations expertise and people management skills to provide effective coaching and mentoring to the team leaders
Oversee centralized, group-wide information sharing. Foster communication with Canadian branches and subsidiaries to acquire necessary information and timely response to requests for information from the FIU. Apply this information to aid in the global management of reputational and regulatory risks
Coordinate the investigation of unusual transactions and potential high-risk customers. Design and refine operational processes to maximize efficiency and efficacy of investigative activities. Manage the development of the team of investigative analysts to acquire an expert level knowledge of regulatory requirements and money laundering typologies. Develop and maintain FIU training material and resources. Contribute to the ongoing development of the team by creating and maintaining structures to share best practices, knowledge, expertise and lessons learned on a regular basis
Report suspicious transactions to the appropriate regulatory authority in a timely manner and in accordance with regulations
Evaluate the potential risk posed by activity reported by branches and subsidiaries and where appropriate, assess its group wide exposure to a given customer. Define appropriate risk mitigation strategies including exiting relationships that pose unacceptable risks to the Bank. Maintain accurate and complete records of investigations including rationale for concluding whether or not activities are suspicious and whether or not customers represent higher or unacceptable levels of risk
Coordinate activities in response to requests from law enforcement agencies, FINTRAC, or other Bank's Financial Investigation Units under the auspices of the BCPIO. The Senior Manager will oversee searches and risk mitigation activities which may include enhanced due diligence, enhanced monitoring and management of client relations with the business line relationship owners
As an AML subject matter expert, provide direction and guidance to line managers and compliance officers on appropriate remediation action for high risk accounts. Support other risk stakeholder groups (including Security & Investigations, and Shared Services) in the assessment and resolution of investigations initiated by those groups
Certified Anti-Money Laundering Specialist designation (must complete ACAMS certification within 4 months of assuming the role)
Solid knowledge of Canadian AML/AFT regulations and regulatory reporting framework
Previous experience in an AML, audit or compliance role would be an asset
Strong analytical, problem-solving and critical thinking skills
Proven people management and mentoring skills
Results oriented and highly motivated

AML Financial Intelligence Unit-analyst Resume Examples & Samples

Perform AML suspicious activity monitoring analysis on transactions that occur within India based on a set of AML and terrorist financing typologies and rules that generate reporting of card activity that meets or exceeds defined thresholds:◦Analyze patterns of behavior by card and/or merchant to detect suspicious activity
Bachelor degree required, AML monitoring experience preferred or equivalent experience working within a Financial Intelligence Unit
ACAMS Certification preferred
Ability to proactively manage time and prioritize tasks to meet analysis and investigative goals in an efficient and complete manner
Demonstrated ability to manage and work independently, effectively and efficiently in a fast paced environment, and able to identify issues for escalation within a timely manner
Practical problem solver with demonstrated ability to partner effectively with cross functional teams in handling issues
Ability to prioritize and manage multiple assignments
Self-motivated with excellent organizational skills and in-depth analytical skills
Ability to conceptualize complex technical matters quickly
Ability to meet schedules and deadlines with thorough, accurate and quality work products
Ability to remain flexible in a demanding work environment and adapt to rapidly changing priorities
Excellent written, oral and listening skills

Citibank Berhad Kl-malaysia Financial Intelligence Unit Lead Resume Examples & Samples

People management, training and development
Ability to lead and influence people across cultures at a senior level using sound judgment, successful execution of strategies, and with an understanding of how to operate effectively across diverse businesses
Candidates must work collaboratively and creatively with the businesses they support, in a matrix environment, providing compliance guidance and administering the company’s Compliance policies/procedures in a timely manner
Present findings of investigations to senior managers of AML Compliance and other Citigroup units
Perform compliance reviews (on-boarding and maintenance), particularly in relation to high risk customers
Implement and/or provide oversight of Manager’s Control Assessment at country level
Conduct research via available Bank systems and commercial databases, as well as the Internet
Ensure timely and accurate regulatory report submissions including Suspicious Transaction Reports and any other regulatory reporting to the Central Bank (BNM), Securities Commission, Labuan FSA or other Law Enforcement Agencies relating to AML Investigations
Responsible for communicating with senior managers, members of the Business and other Citigroup AML monitoring units to ensure findings are incorporated in all aspects of the AML control program
Provide Governance and Oversight to the AML Monitoring Hub including oversight from a vendor management perspective
Review technology enhancements related to AML scenarios and provide recommendations based on local regulatory requirements, if any
Minimum 8 years’ experience with at least 5 years’ experience in

Regional AML Analyst for Asia Pacific Financial Intelligence Unit Resume Examples & Samples

Perform AML investigations and compliance reviews (on-boarding and maintenance) in conjunction with countries/regions, particularly in relation to high risk customers
Assist in the execution and/or oversight of Manager’s Control Assessment at regional and/or country level(s)
Minimum three (3) years’ experience in

Financial Intelligence Unit Group Manager Resume Examples & Samples

Leads activities to ensure BB&T Corporation remains in compliance with all applicable BSA/AML regulations by following the appropriate risk-based, enterprise-wide Financial Crimes Program. Manages assigned group and initiatives within the FIU. Develops and manages implementation of the long- term vision and direction of assigned FIU Group
Ensures all applicable Suspicious Activity Reports (SARs) are filed with the Financial Crimes Enforcement Network (FinCEN) and ensure 90 day reviews and filings are completed within documented guidelines
Serves as the point-of-contact and manage all internal and external departmental BSA/AML audits and examinations within each area of expertise, while ensuring no violations of law or repeat findings from previous audits or examinations occur
Provides support for development of the software solutions and systems within each area of expertise while working with the end-users to identify and recommend enhancements and solutions, as well as continually evaluating alternative systems and methodologies
Maintains strong knowledge of all applicable current and proposed BSA/AML laws and regulations. Monitors and interprets current and future industry trends and BSA/AML regulations within each area of expertise. Applies a risk based perspective to incorporate this knowledge into policies, procedures, and processes. 6. Cultivates and maintains an effective relationship with the vendors and suppliers who work closely with the departments within each area of expertise. Negotiates with these vendors in the course of enhancing or developing technical solutions to comply with on-going and future compliance requirements
Manages all process improvements, documentation and merger/conversion activities in support of BSA/AML laws and regulations
Manages all internal control processes to ensure appropriate access and privileges are assigned to BSA/AML personnel regarding the systems and applications managed and owned by the departments within each area of expertise
Provide direction and leadership or assist in the direction and leadership for the development of applicable BSA/AML and OFAC training programs. Coordinate the training and guidance for new associates as they are hired or transferred into the area
Leads and mentors associates to achieve their fullest potential and prepare those associates for the next level of responsibility and achievement. Makes recommendations for employment (recruiting and hiring), career development, performance evaluations, salary changes, promotions, transfers and terminations within established policies and guidelines
Plans, develops and manages applicable group and project budgets while optimizing service and cost to the business unit
Bachelor’s degree in Business or related field or equivalent education, and related training
Eight years of managerial, banking or financial industry experience, with at least two-three years in a BSA/AML leadership role
Thorough understanding of process, project and production management principles
Thorough working knowledge of BSA/AML reporting requirements and regulations within each area of expertise, including but not limited to, money laundering and terrorist financing detection
Ability to communicate effectively, both verbally and in writing, with Executive Management, Senior Leadership, Line of Business Executives, and external entities (e.g. senior federal examiners)
Strong conceptual and problem solving abilities
Excellent analytical and problem solving skills and ability to make sound and rational decisions with limited supervision
Thorough working knowledge of information technology and operational methodologies and... -->

AML Financial Intelligence Unit-analyst Resume Examples & Samples

Bachelor’s degree required/ or the equivalent experience in operations, risk management, law enforcement, and/or compliance experience
Practical problem solver with demonstrated ability to partner effectively with others in handling issues
Innovator with the ability to execute creative ideas
Ability to work independently in a fast-paced matrix environment
Proven ability to analyze problems and offer sound solutions
Highly organized with superior attention to detail
Quality driven individual
Knowledge of banking/financial operations, transaction processing and/or payments-related industry experience is preferred
Strong understanding of AML, BSA, USA PATRIOT Act and OFAC controls and requirements
Ability to make decisions and meet deadlines
Well skilled in Microsoft Excel

Team Lead Financial Intelligence Unit Investigations Resume Examples & Samples

Proven supervisory/coaching experience
Demonstrated record of identifying and proactively remediating risks
Excellent written and oral communication skills is a must
Proven ability to identify and understand money laundering trends and scenarios in order to apply that intelligence to observed customer activity
Proven knowledge of retail banking, lending and bank operations processes
Demonstrated understanding of the importance of maintaining confidentiality of suspect/account investigation and associated SAR reporting
Demonstrated ability to function as part of a team
Understanding of AML transaction monitoring applications to include alert scenarios, workflows, and SAR reporting and filing
Experience with management information reporting
5+ years Financial Services Experience
4+ years AML or Financial Crimes Experience

Financial Intelligence Unit Group Lead Resume Examples & Samples

Lead activities to ensure that BB&T Corporation remains in compliance with applicable BSA/AML and OFAC regulations by establishing and following appropriate risk-based, enterprise-wide BSA/AML and OFAC policies and procedures and by providing and managing the resources necessary to accurately identify and mitigate money laundering and terrorist financing risks
Ensure that complete, accurate, and timely SARs are filed with the Financial Crimes Enforcement Network (FinCEN) and ensure 90 day reviews and filings are completed within documented guidelines
Manage internal and external departmental BSA/AML and OFAC audits and examinations within each area of expertise and serve as a point-of-contact during internal audits and external examinations
Provide direction for the development of the necessary applications/solutions while working with the end- users to identify and recommend enhancements and solutions, as well as continually evaluating alternative systems and methodologies
Monitor and interpret current and future industry trends and BSA/AML and OFAC regulations within each area of expertise and adjust procedures and processes accordingly
Cultivate and maintain effective relationships with the appropriate business partner working with vendors and suppliers that provide applications/solutions for their respective areas
Act as a liaison between Financial Intelligence Unit Management and other lines of business throughout the enterprise to ensure proper notification of decisions and reporting of Financial Intelligence Unit processes, enhancements, etc. 8. Manage process improvements, documentation, and merger/conversion activities in support of BSA/AML and OFAC laws and regulations
Manage internal control processes to ensure that appropriate access and privileges are assigned to FIU personnel regarding the systems and applications managed and owned by their respective areas
Participate in BSA/AML training that may include webinars, periodicals and self -study in order to stay abreast of the BSA/AML laws and regulations. Maintain awareness of national and world events and industry trends through press releases, internal or external watch lists or other relevant sources to mitigate the company’s reputation or regulatory risk
Lead and mentor associates to achieve their fullest potential and prepare those associates for the next level of responsibility and achievement. This includes making recommendations for employment (recruiting and hiring), career development, performance evaluations, salary changes, promotions, transfers, and terminations within established policies and guidelines
Manage or assist in the management of departmental and project budgets while optimizing service and cost to the business unit
Six years of managerial, banking or financial industry experience
Five years of experience in investigative research and documentation or related BSA/AML experience
Thorough working knowledge of BSA/AML and OFAC reporting requirements and regulations, including, but not limited to, currency transaction reporting, money laundering and terrorist financing detection
Ability to communicate effectively, both verbally and in writing, with Senior Leadership, Line of Business Department Heads, and external entities ( e.g. federal examiners)
Strong work prioritization and time management skills; strong planning and coordination skills
Ability to provide constructive feedback through leadership, motivation, and persuasion; ability to influence others without direct authority
Excellent analytical and problem solving skills and ability to make sound and rational decisions
Proven team building skills
Ability to make sound decisions with limited supervision
Thorough working knowledge of information technology and operational methodologies and practices
Ability to stay abreast of and interpret industry trends and apply where necessary
Ability to work in a high stress, fast paced, and rapidly changing environment, with time-critical situations
Demonstrated proficiency in basic computer applications such as Microsoft Office software products and BSA/AML software
Ability to learn all internal applications necessary to perform the requirements of this position
Ability to travel as required, occasionally overnight
Master’s degree in Business or other related field, or a graduate of BB&T or other widely recognized banking school
Eight years of bank and compliance experience with emphasis on BSA/AML and OFAC laws and regulations
Knowledge of project management and problem management processes 4. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering
Ability to lead system related testing and implementation activities for the FIU (may need some IT background)
Ability to lead the effort to develop and implement a self-testing function for the FIU that includes on-going monitoring and testing of established FIU procedures and controls

VP, Financial Intelligence Unit, GRC Resume Examples & Samples

Develop, implement and administer financial intelligence capabilities for compliance with Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and Office of Foreign Assets Control (OFAC) programs. Primary responsibility over the Firm’s customer due diligence and enhanced due diligence programs designed to ensure on-going compliance with AML standards and regulatory updates
Develop, manage and strengthen a team of professionals who perform reviews and investigations in connection with the onboarding of new clients for OFAC, CIP, and negative news, as well as other risk based issues
Drive the development and finalization of the Firm’s expanded customer due diligence program to comply with new FinCEN requirements
Provide leadership, coaching and assessment to ensure optimum team and individual performance in support of department and firm goals
Work with management and staff across the firm to identify and implement necessary control improvements or business practices and develop corresponding policies and procedures
Ensure appropriate documentation is maintained, developed and implemented for all initiatives and processes to support regulatory, audit and BSA/AML/OFAC requirements
Serve as a delegate on AML and FIU related governance committees
Respond to information requests regarding the Firm’s BSA/AML/OFAC program
Bachelor’s degree required, graduate degree preferred
Professional certifications (i.e., ACAMS, CFE) preferred
10+ years financial services industry or government agency/regulatory body experience
In-depth knowledge and understanding of BSA/AML/OFAC compliance practices and methodologies, including risk assessments, monitoring, surveillance and testing protocols
Broker-dealer experience preferred
Experience making independent, critical, fact-based decisions while understanding the appropriate escalation points
Experience in dealing with regulators, auditors, lines of business and operations preferred

UK Financial Intelligence Unit Analyst Resume Examples & Samples

Excellent interpersonal and team-building skills
Strategic and goal-oriented focus
Able to work on own initiative
Motivated, enthusiastic and positive

Senior Manager Financial Intelligence Unit Resume Examples & Samples

Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems and knowledge
Provides strategic support to head office compliance and risk functions relative to the management of high profile cases, ensuring operational and reputational risks are duly managed from a Scotiabank Group brand perspective
Provide subject matter expertise, direction and guidance to line managers and compliance officers on appropriate remediation action for high risk accounts
Acquires extensive knowledge of local and major international AML laws and regulations
Reports analytics to the Global FIU Director
Certified Anti-Money Laundering Specialist designation
Ability to build strong cross-functional business relationships
Ability to identify and implement continuous improvement initiatives to drive operational efficiency without compromising compliance requirements
Demonstrates integrity when working with colleagues and leads others by setting example of required behaviours
Excellent written and verbal communication skills, able to manage difficult conversations
Self-reliant and pro-active approach to work
Supervisory experience of large diverse teams and coaching skills

Financial Intelligence Unit Team Lead Resume Examples & Samples

Assist with inquiries from government agencies regarding individuals that have been identified as known or suspected terrorists, terrorist organizations or money launderers to support the FIU
Maintain strong knowledge of all applicable current and proposed BSA/AML laws and regulations
Communicate results of analysis and/or research to appropriate FIU/Enterprise Risk Management personnel and LOB representatives as may be related to reportable suspicious activity including conclusions and recommendations for next steps
Perform detailed testing or monitoring to identify compliance/control issues or deficiencies, which require corrective action and resolution
Efficiently and effectively resolve BSA/AML exceptions with awareness of all timelines as directed by FIU management and may be responsible for reporting non-compliant exceptions to appropriate management to include potential resolutions
Participate in the preparation of data and activities required for regulatory examinations and internal audits/tests
Lead, mentor and coach FIU Analysts to include training and regular performance evaluations, both verbal and written
May be responsible for process enhancements, keeping up with emerging compliance trends, coordinating in-depth research requests, merger/conversion activities and working with both internal and external auditors and examiners
Four years of managerial banking or related experience; preferably in a branch, audit or compliance area
Three years of experience in investigative research and documentation or BSA/AML experience
Strong knowledge and experience with BSA regulations and related compliance requirements (including reporting and record retention requirements), and understanding of how changes in those regulations or compliance requirements affect FIU management and other LOBs or subsidiaries within BB&T
Thorough working knowledge of the risk indicator trends in money laundering and terrorist financing, and the ability to position our processes to ensure we are able to mitigate those risks at BB&T
Knowledge of project management and problem management processes with the ability to represent the applicable LOB within the FIU
Strong analytical, investigative research and documentation skills
Ability to provide constructive feedback through leadership with ability to influence others with direct authority
Ability to work in a high-stress, fast-paced and rapidly changing environment
Master’s degree in Business or related field
Graduate of BB&T Banking School or other widely-recognized banking school
Two years project management and problem management processes
Working knowledge of user acceptance testing including planning, development and execution of test cases
Experience with BSA transaction monitoring or case management applications
Certified Anti-Money Laundering Specialist (CAMS) or other qualified related professional certifications

Analyst Financial Intelligence Unit Resume Examples & Samples

Analyze System Generated and/or Staff & Service Provider Submitted Alerts
Based on scheduled processes/program requirements, review system FIU alerts for escalation to SAR filing queue. Typical sources are as follows
Support the FIU team during audits and exams
Active participation in various team meetings, committees and project plans
High school degree (or GED)
Minimum of two (2) years banking experience; or equivalent combination of education and financial industry experience
Knowledge of Regulation E preferred
Knowledge of BSA/AML/OFAC required, specifically within the area of CTR & OFAC requirements
Strong interpersonal skills including the ability to write reports and correspondence,
Superior attention to detail required
Superior skill set in the use of the following software applications: Microsoft Excel, Word, and Outlook
Experience with AML and/or fraud transaction alert monitoring systems desired

Financial Intelligence Unit Senior Data Analyst Resume Examples & Samples

Analyze and interpret trends and patterns in complex data sets
Identify areas of improvement
Communicate results and offer potential solutions, such as new business processes, training methods or technology changes
Clean, transform, validate and model data to understand and optimize FIU results
Design reports or tools for ease of presentation to FIU, Financial Crimes Program and other executive level management
Establish data collections strategies/systems, reporting standards and criteria, and maintain data and reporting integrity
Monitor and interpret financial information, and research and report on factors that influence the FIU performance
Participate in Bank Secrecy Act/Anti-Money Laundering (BSA/AML) training that may include webinars, periodicals and self-study in order to stay abreast of the BSA/AML laws and regulations. Maintain awareness of national and world events and industry trends through press releases, internal or external watch lists or other relevant sources to mitigate the company’s reputation or regulatory risk
Mentor less experienced data analysts, as appropriate
Bachelor’s degree in Mathematics, Computer Science, Information Management, Statistics or Data Analytics, or equivalent education and related training
Five years of proven working experience as a data analyst
Strong analytical skills with the ability to collect, organize, analyze, and disseminate significant amounts of information
Capable of writing queries, reports and presentations
Ability to communicate effectively, both verbally and in writing, with senior management
Results driven and goal oriented
Proven analytical and problem-solving skills; ability to use logic, reason and sound judgment; ability to make sound decisions with limited supervision
Ability to work in a high stress, fast-paced, and rapidly changing environment, with time-critical situations
Demonstrated proficiency in basic computer applications, such as Microsoft Office software products, including Project and Tableau
Master’s degree in Mathematics, Computer Science, Information Management, Statistics or Data Analytics
Knowledge of project management and problem management processes
Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) or other applicable related certifications

Financial Intelligence Unit Group Lead Resume Examples & Samples

Ensure that BB&T Corporation remains in compliance with applicable Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and OFAC regulations by establishing and following appropriate risk-based procedures and by providing and managing the resources necessary to accurately identify and mitigate money laundering and terrorist financing risks
Assist in the management of applicable internal and external departmental Financial Intelligence Unit (FIU) audits and examinations
Ensure that complete, accurate, and timely SARs are submitted for filing with the Financial Crimes Enforcement Network (FinCEN) and ensure 90 day reviews and submissions for filing are completed within documented guidelines
Provide direction to the Community Bank and any BB&T subsidiary or affiliate regarding applicable BSA/AML and OFAC policy and procedure, and assist with research and problem resolution
Identify and communicate necessary updates to applicable policies and procedures
Monitor current and future BSA/AML and OFAC regulations and industry trends and communicate suggestions related to necessary adjustments regarding procedures and strategies
Maintain a thorough understanding of vendor capabilities working closely with the respective area within the Financial Intelligence Unit
Manage or assist in the management of process improvements, documentation, and merger/conversion activities in support of BSA/AML and OFAC laws and regulations
Provide direction and leadership or assist in the direction and leadership for the development of applicable BSA/ AML and OFAC training programs. Coordinate the training and guidance for new associates as they are hired or transferred into the area
Lead and mentor associates to achieve their fullest potential and to prepare those associates for the next level of responsibility and achievement. This includes making recommendations for employment (recruiting and hiring), career development, performance evaluations, salary changes, promotions, transfers, and terminations within established policies and guidelines
Assist in the management of departmental and project budgets while optimizing service and cost to the business unit
Bachelor’s degree in Business or related field or comparable education and related training
Three years of experience in investigative research and documentation or three or more years prior BSA/AML experience
Ability to communicate effectively, both verbally and in writing, with Senior Leadership, Line of Business Department Heads, and external entities (e.g. federal examiners)
Ability to provide constructive feedback through leadership, motivation, and persuasion; ability to influence others with direct authority
Thorough working knowledge of the BSA/AML and OFAC regulations, including, but not limited to, currency transaction reporting, money laundering and terrorist financing detection
Proven analytical and problem solving skills; ability to use logic, reason and sound judgment; ability to make sound decisions with limited supervision
Demonstrated proficiency in basic computer applications such as Microsoft Office software products
Five years of bank and compliance experience with emphasis on BSA/AML and OFAC laws and regulations
Successful completion of an American Bar Association approved paralegal training program; or certification by a State Bar approved paralegal certification program; or equivalent professional working knowledge and experience
Experience with law enforcement or a prosecutor’s office
Experience in one or more specialized legal practice areas

Senior Manager, Financial Intelligence Unit Resume Examples & Samples

Leads and manages the investigation of complex cases and serves as an escalation and resolution point on higher risk cases that pose material risk exposure to the Bank
Support the implementation of new AML/ATF methodologies and monitoring tools to mitigate new and emerging ML/TF risks while conducting ongoing analysis of core operational processes to identify potential procedural gaps and foster an environment of continuous improvement
Coordinate the investigation of unusual transactions and potential high-risk customers and manage the development of the team of investigative analysts to acquire an expert level knowledge of regulatory requirements and money laundering typologies. Liaising with line management and key stakeholders to exit clients that pose unacceptable to risk the Bank
Oversee searches and risk mitigation activities including enhanced due diligence, enhanced monitoring and management of client relations with the business line relationship owners
Coordinate activities in response to requests from law enforcement agencies, FINTRAC, or other Bank's Financial Investigation Units under the auspices of the BCPIO
Creates an environment in which his/her team pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct
Develops extensive experience with case management and analytics reporting
Has systems expertise and experience implementing process enhancements as well as the experience to oversee the resolution of process deficiencies
Strategically anticipates and identifies the need for additional resources, leads the hiring and promotion process for Sr. Team Leads, Team Leads, and Analysts
Advanced problem solving skills to deal with complex operational issues, across functions
High client focus and high risk management focus
Practical knowledge of Scotiabank branch operations and culture
Results oriented, highly motivated with a keen ability to influence others

Financial Intelligence Unit Special Investigations Group Lead Resume Examples & Samples

Manage the investigative activities and effectiveness of Special Investigations Unit Investigators/Analysts, who receive escalations from AML Monitoring and AML Investigations units, and who handle the most sensitive, most complex and difficult investigations for the FIU. These will include Terrorist Financing, National Security Letters, Grand Jury Investigations, Politically Exposed Person cases, and joint case investigations with federal law enforcement
Provides direction in managing timely, special and complex investigations; enhanced due diligence research; real-time notification or reporting; transaction monitoring
Assist and provide guidance in collaborating with law enforcement and other financial institutions to address large scale or sensitive financial crimes including terrorist financing and money laundering
Provides direction in SAR drafting, surveillance testing, link analysis, data mining and analytics
Utilize a wide variety of research and transaction monitoring tools
Assist with the preparation of various regulatory and analytical reports
Maintain strong knowledge of all applicable current and proposed Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) laws and regulations, specifically as they apply to money laundering, terrorist financing and OFAC
Participate in BSA/AML training that may include webinars, periodicals and self-study in order to stay abreast of the BSA/AML laws and regulations
Provide direction and leadership for the development of training programs within the special investigations area
Lead and mentor special investigators/analysts to achieve their fullest potential and prepare those associates for the next level of responsibility and achievement
Make recommendations for employment (recruiting and hiring), career development, performance evaluations, salary changes, promotions, transfers and terminations within established policies and guidelines
Maintain awareness of national and world events and industry trends through press releases, real-time monitoring, and collaborative relationships with law enforcement, internal or external watch lists or other relevant sources to mitigate the company’s reputation or regulatory risk
Bachelor’s degree in Finance, Business Administration or related field, or equivalent education and related training
Four years of managerial banking or financial industry experience
Federal Law Enforcement experience in the investigation, research, and documentation of money laundering or terrorist financing or 10 years of BSA/AML experience
Strong knowledge and/or experience with BSA/AML, USA PATRIOT Act and OFAC regulations and related compliance requirements (including reporting and record retention requirements), and understanding of how changes in those regulations or compliance requirements affect FIU management and other lines of business (LOBs) or subsidiaries within BB&T
Thorough working knowledge of the risk indicator trends in money laundering, terrorist financing or other related financial crime and the ability to position our processes to ensure we are able to mitigate those risks at BB&T
Proven team building and problem solving skills; ability to use logic, reason and sound judgment; ability to make decisions with limited supervision
Excellent verbal and written communication skills; ability to communicate effectively with senior leadership, LOB managers and external entities (e.g. federal examiners)
Strong work prioritization and time management skills; strong planning skills; results driven; goal oriented
Ability to provide constructive feedback through leadership, motivation and persuasion
Ability to work in a high stress, fast paced and rapidly changing environment, with time-critical situations
Proficient knowledge of information technology and operational methodologies and practices
Master’s degree in Business or related field, or a graduate of BB&T Banking School or other widely-recognized banking school
Five years of bank and compliance experience with emphasis on BSA/AML, USA PATRIOT Act and OFAC laws and regulations
Knowledge of SAR filing requirements
Strong practical or management experience in investigative functions as it relates to current and proposed BSA/AML and USA PATRIOT Act laws and regulations, specifically as they apply to money laundering, terrorist financing and OFAC

Analyst, Financial Intelligence Unit Resume Examples & Samples

Review alerts or exceptions generated by Prime transaction monitoring system or other internal and external sources
Responsible for documenting alerts and exceptions investigations using Google, WorldCheck, Internal Databases and other available sources
Provide guidance and instruction to the other FIU analysts as needed
Working in conjunction with the FIU and Compliance team in NY and Canada (GAMLU) where necessary to identify, investigate, and escalate transactions that represent unusual or potentially suspicious activity
Liaise with operations and on-boarding teams as needed to obtain KYC information on customers if needed during an investigation and ensure that the profiles are consistent with current account activity
Obtain any additional information needed to gain a better understanding of a customer or transactional activity via Requests for Information (“RFIs”)
Document AML Cases and supporting documentation in Prime
Maintain a log of Suspicious Activity to evidence investigate activity, disposition and reasons for conclusions
Prepare recommendations for disposition of cases and draft SAR reports for filing with FinCEN
Keep abreast of regulatory changes, industry best practices and potentially suspicious patterns of activity and recommend changes to rules, parameters and thresholds maintained within the BSA Prime Reporter system to ensure its continued effectiveness
Assist in preparing MIS AML Monitoring Reports
Assist as needed in the UAT testing related to Prime BSA system or monitoring rules enhancements
Using the established procedures report system, data or monitoring rules issues to the appropriate parties for timely resolutions

Financial Intelligence Unit Manager Resume Examples & Samples

Production Management: On a daily basis, monitor production environment against service level agreements within their designated team of Investigators, spanning from staffing coordination to performance evaluation
Quality Management: Perform and monitor the work product quality of their designated team of Investigators through quality assurance reviews and oversight
Employee Development: Manage a team of Investigators through daily interaction, mentoring and coaching opportunities
Reporting: Monitor, on a daily basis, sensitive investigative matters that may require escalation and briefing to the FIU Vice President and/or Chief BSA/AML Officer
Coordinate investigative activities on a daily basis with their peer FIU Managers to de-conflict, understand trends and anomalies, and further link investigative efforts within the FIU environment
Serve as a subject matter expert on more complex investigative matters and take on complex case support as needed by their designated team of Analysts
Provide investigative direction, guidance and strategy to the team of Investigators
Monitor process areas to identify efficiency opportunities and/or enhancements to improve program scalability
Minimum 5 years of professional people and process management experience in the areas of intelligence, investigations, compliance, audit or risk
Minimum 8 years of professional progressive experience in the areas of intelligence, investigations, compliance, audit or risk
Strong preference given to individuals who have investigative experience within the U.S. Department of Justice
Strong knowledge of statutes, rules and regulations covered by the BSA, USAPA and FFIEC manual
Strong knowledge of risk management and due diligence requirements set forth in the FFIEC manual
Strong knowledge of banking operations, financial products and services offered within the spectrum of bank business lines (commercial, consumer, private banking segments to include deposits, lending/credit, etc.)
Ability to effectively lead people through change
Ability to establish strong partnerships within the AML organization and the overall enterprise
Ability to execute against the Chief BSA/AML Officer’s strategic vision for BSA/AML operational tempo and design

Manager Financial Intelligence Unit Resume Examples & Samples

Oversees the day to day operations of the FIU designated team of AML/ATF Analysts, providing coaching and direction on the handling of alerts generated by the system while facilitating Analyst’s development and ensuring succession planning for the team is up to date
Provide direction to the analysts in the investigation and disposition of cases generated by the Automated Transaction Monitoring System, received as Unusual Transaction Reports from branches or as Referrals from other units including Regional FIUs, Fraud, Corporate Security and others
Ensure that case records and related documentation are prepared in accordance with regulatory requirements and department standards
Review risk assessment analysis reports and case memoranda
Review and approve the analyses prepared to file Suspicious Transaction Reports with the Financial Transaction and Reports Analysis Centre of Canada (FINTRAC)
Provide case specific AML guidance to business units including specific direction on appropriate escalation procedures to mitigate risk associated with money laundering or terrorist financing
Identify opportunities for process and system improvements and take a leading role in the implementation process
Ensure effective and efficient operations of your respective area, while ensuring the adequacy of, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, regulatory, compliance and AML/ATF risk as outlined in the following enterprise-wide (EW) policies: EW AML & ATF and Sanctions Handbook, EW AML & ATF Policy, EW AML & ATF Risk Assessment Methodology, EW KYC Policy, EW AML/ATF CRR Methodology, EW Transaction Monitoring and STR Policy and the Code of Conduct
Champion a high performance environment and implement a people strategy that attracts, retains, develops and motivates the team by fostering an inclusive work environment; communicating vison/values and strategy
Builds a high performance environment and implements a people strategy that attracts, retains, develops and motivates their team by fostering an inclusive work environment; communicating vison/values/business strategy and managing succession and development planning for the team
Operational experience in a leadership role is required
Proven communication skills, written and verbal
Working knowledge of Canadian and International regulatory statues and other reporting requirements
Working knowledge of AML and KYC procedures
ACAMS or CFCS designation an asset

Manager Financial Intelligence Unit-sanctions Resume Examples & Samples

Proven organization and time management skills
Proven leadership skills and keen ability to influence others
Working knowledge of Microsoft applications (including Word, Excel and Power Point) and expertise performing open source inquiries via the Internet
Previous experience in AML an asset or proven knowledge and understanding of the Bank's AML policies and procedures
A CAMS or CFCS designation an asset

Download Financial Intelligence Unit Resume Sample as Image file

Related Job Titles

Financial Coordinator Resume Sample

Manager, Financial Systems Resume Sample

Financial Specialist Resume Sample

Financial Administrator Resume Sample

Accountant / Financial Analyst Resume Sample

Financial Management Resume Sample

Financial Markets Resume Sample

Financial Anst Resume Sample

Financial Controlling Resume Sample

Associate, Financial Resume Sample

Financial Center Resume Sample

Financial Aid Director Resume Sample

Browse More

Financial Intelligence Unit Resume Samples

The Guide To Resume Tailoring

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Resume Builder

6 Financial Intelligence Unit resume templates

Read our complete resume writing guides

How to Tailor Your Resume

How to Make a Resume

How to Mention Achievements

Work Experience in Resume

50+ Skills to Put on a Resume

How and Why Put Hobbies

Top 22 Fonts for Your Resume

50 Best Resume Tips

200+ Action Words to Use

Internship Resume

Killer Resume Summary

Write a Resume Objective

What to Put on a Resume

How Long Should a Resume Be

The Best Resume Format

How to List Education

CV vs. Resume: The Difference

Include Contact Information

Resume Format PDF vs Word

How to Write a Student Resume

Regional AML Analyst for Asia Pacific Financial Intelligence Unit Resume Examples & Samples

Senior Manager Financial Intelligence Unit Operational & Client Intelligence Resume Examples & Samples

Manager FCC Financial Intelligence Unit Client Intelligence Resume Examples & Samples

Financial Intelligence Unit Analyst Resume Examples & Samples

Financial Intelligence Unit Analyst Resume Examples & Samples

Director Global Financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Analyst Resume Examples & Samples

Malaysia Financial Intelligence Unit Lead Resume Examples & Samples

Bsa Specialist, Financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Analyst Resume Examples & Samples

Financial Intelligence Unit Business Systems Analyst Resume Examples & Samples

Anti Money Laundering Financial Intelligence Unit-specialized Investigations Unit Resume Examples & Samples

Anti Money Laundering Financial Intelligence Unit-group Lead Resume Examples & Samples

Financial Intelligence Unit ‘fiu Analyst Resume Examples & Samples

Citibank Berhad Kl-malaysia Financial Intelligence Unit Analyst Resume Examples & Samples

UK Financial Intelligence Unit Analyst Resume Examples & Samples

Financial Intelligence Unit Resume Examples & Samples

Anti-money Laundering Analyst for Financial Intelligence Unit Resume Examples & Samples

Cbna-gf-regional AML Analyst for Asia Pacific Financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Client Intelligence Assistant Manager Resume Examples & Samples

VP-aml-financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Analyst Resume Examples & Samples

Senior Manager Financial Intelligence Unit Resume Examples & Samples

AML Financial Intelligence Unit-analyst Resume Examples & Samples

Citibank Berhad Kl-malaysia Financial Intelligence Unit Lead Resume Examples & Samples

Regional AML Analyst for Asia Pacific Financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Group Manager Resume Examples & Samples

AML Financial Intelligence Unit-analyst Resume Examples & Samples

Team Lead Financial Intelligence Unit Investigations Resume Examples & Samples

Financial Intelligence Unit Group Lead Resume Examples & Samples

VP, Financial Intelligence Unit, GRC Resume Examples & Samples

UK Financial Intelligence Unit Analyst Resume Examples & Samples

Senior Manager Financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Team Lead Resume Examples & Samples

Analyst Financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Senior Data Analyst Resume Examples & Samples

Financial Intelligence Unit Group Lead Resume Examples & Samples

Senior Manager, Financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Special Investigations Group Lead Resume Examples & Samples

Analyst, Financial Intelligence Unit Resume Examples & Samples

Financial Intelligence Unit Manager Resume Examples & Samples

Manager Financial Intelligence Unit Resume Examples & Samples

Manager Financial Intelligence Unit-sanctions Resume Examples & Samples

Related Job Titles

How to Make
a Resume

50 Best
Resume Tips

200+ Action
Words to Use

Internship
Resume