Financial Auditor Resume Samples
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Financial Auditor Resume Samples
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AM
A Mayert
Abigayle
Mayert
8373 Amiya Manors
Phoenix
AZ
+1 (555) 574 0262
8373 Amiya Manors
Phoenix
AZ
Phone
p
+1 (555) 574 0262
Experience
Experience
Boston, MA
Financial Auditor
Boston, MA
Conroy Group
Boston, MA
Financial Auditor
- Reviewing the adequacy of information systems and reporting to ensure sufficient information is being conveyed to senior management; and
- Executing audit work. This encompasses execution of the planned approach for the audit in a team-based environment, interacting closely with various levels of staff and management throughout the Bank. For product-line audits, work encompasses a review of controls within the Front Office and the procedures performed by the Bank’s various Middle and Back Office departments to control and/or support the business subject to audit. Functional audits entail separate review of a Middle or Back Office department that supports multiple businesses to gain assurance that controls that transcend such businesses operate effectively. Audit also periodically conducts thematic regional or global reviews to address key risk areas, which include special reviews mandated by the Audit Committee and/or Executive Board
- Performing administrative duties as it relates to key responsibilities and participating in special projects as delegated by Department Management
- Gaining commitment from site management to implement the audit recommendations
- Participating in the agreement of the audit objectives with the management
- Executing audit work. This encompasses execution of the planned approach for the audit in a team-based environment, interacting closely with various levels of staff and management throughout the Bank. For product-line audits, work encompasses a review of controls within the Front Office and the procedures performed by the Bank’s various Middle and Back Office departments to coordinate and/or support the business subject to audit. Functional audits entail separate review of a Middle or Back Office department that supports multiple businesses to gain assurance that controls that transcend such businesses operate effectively. Audit also periodically conducts thematic regional or global reviews to address key risk areas, which include special reviews mandated by the Audit Committee and/or Executive Board
- Provides technical advice to lower level positions and other functional areas
San Francisco, CA
Internal Financial Auditor
San Francisco, CA
Bauch, Runolfsson and Heathcote
San Francisco, CA
Internal Financial Auditor
- Identify areas of risks and work closely with operations to identify and implement solutions which result in cost savings and operational improvements
- Discuss findings with management and contribute ideas for corrective action in order to improve processes by making practical and value-added recommendations
- Perform internal control testing and evaluation of design of internal controls in the context of Sarbanes Oxley certification
- Performs risk assessments and identifies audit risks for scope approval
- Work with moderate direction and supervision
- Designs and develops audit programs for specific and non-specific control objectives
- Work with the GL, CIA to design and document the Annual SOX Audit Plan
present
San Francisco, CA
Senior Financial Auditor
San Francisco, CA
Kemmer Inc
present
San Francisco, CA
Senior Financial Auditor
present
- Establish positive working relationships with management and provide input on risks and controls while maintaining independence and objectivity
- Bring audit issues to management, present value-added suggestions for resolution and work with management to determine best corrective action
- Prepare and organize audit work papers to document work performed and support the audit comments
- This role will plan and perform of audit field work such as substantive and compliance testing under the direction of RC&A management
- Manage and oversee 5-10 business partners performing SOX related work
- Develops and maintains proactive working relationships with relevant Operational and Financial Business Managers across Ceridian
- Develop sound recommendations for improvements to controls and business processes
Education
Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Illinois State University
Bachelor’s Degree in Accounting
Skills
Skills
- Ability to apply detailed knowledge of organizational procedures to make independent decisions and serve as a credible resource for a senior management team
- Highly motivated, results driven and proactive professional with strong organisational and time management skills
- Strong attention to detail
- Knowledge and experience using the Government standards for reviews published by the U.S Government Accountability Office (GAO)
- Excellent problem solving skills with ability to analyze situations, identify existing or potential problems and recommend solutions
- Interpersonal skills, including the ability to build good working relationships and present findings/ recommendations to management; and
- Able to multitask efficiently and effectively
- Ability to travel up to 35% including ex-US assignments of up to 3 weeks in duration
- Microsoft Excel proficient
- Great interpersonal skills
15 Financial Auditor resume templates
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1
Financial Auditor Resume Examples & Samples
- Executing audit work. This encompasses execution of the planned approach for the audit in a team-based environment, interacting closely with various levels of staff and management throughout the Bank. For product-line audits, work encompasses a review of controls within the Front Office and the procedures performed by the Bank’s various Middle and Back Office departments to control and/or support the business subject to audit. Functional audits entail separate review of a Middle or Back Office department that supports multiple businesses to gain assurance that controls that transcend such businesses operate effectively. Audit also periodically conducts thematic regional or global reviews to address key risk areas, which include special reviews mandated by the Audit Committee and/or Executive Board
- Developing, presenting and finalizing audit reports. This process entails initial drafting of the report, discussion with management to ensure factual accuracy and clearance and coordination with Management to obtain written responses to Audit’s recommendations
- Participating in the recruitment of other Financial Auditors
- Developing and maintaining relationships with Bank Staff and Management to facilitate proactive assessment of the Bank’s risk profile and career development; and,
- Certified Public Accountant (CPA) or internationally recognized Chartered Accountant (CA) designations and/or Series 7 certifications preferred, but not required
- Ability to work independently and within a team environment
- Willingness to travel (10-15% annually)
2
Senior Financial Auditor Resume Examples & Samples
- Minimum 4 years of related professional experience required, including significant auditing experience with a major public accounting firm, or 'Blue Chip' financial/audit/operational component in industry
- Bachelor's degree in accounting, finance or information systems required; post graduate education desirable. CPA, CMA, CISA, or international equivalent required
- Proven financial, retail and/or operational knowledge, exposure to contemporary cost accounting, manufacturing flow, and management reporting practices; or, as applicable, information systems knowledge relating to diverse computer platforms (Mainframes to LAN), general and application-based controls, SAP and other application software, information security, systems development principles, and automated audit routines
- Strong verbal and written English communication skills are mandatory
- Strong personal computer skills (Microsoft Office, ACL, SAP AIS, other CAATS, Visio, etc.)
- Strong project management skills necessary to coordinate all activity relating to projects of a complex nature
- Strong leadership traits, and ability to operate with great latitude and resourcefulness
- Identify all significant internal control deficiencies associated with assigned internal audits
- Identify meaningful Value at Risk on assigned internal audits
- Compose internal audit reports in accordance with VF Internal Audit Report Preparation Standards
- Assist with recruitment activities of VF Internal Audit
- Provide on-the-job training to new senior internal auditors assisting on assigned internal audits
3
Senior Financial Auditor Resume Examples & Samples
- 2 - 5 years experience preferred for various SFA roles, including significant auditing experience with a major public accounting firm or “Blue Chip” financial/audit/operational component in industry - - with in-charge experience
- Certifications: CPA, CMA, CISA or international equivalent (or expected to obtain within 2 years of employment)
- Strong verbal and written English skills
- Additional languages a plus
- Proficient with Microsoft Office programs
- Strong leadership traits and resourcefulness
- Professional, flexible approach taken in handling multiple priorities
- Annual travel of 40-45%, including some travel outside of the U.S. (Major cities)
- Telecommuting may be utilized in this position
4
Senior Financial Auditor Resume Examples & Samples
- Ensure execution of all audit activities in the planning, testing, reporting and wrap up phases
- Bachelor’s degree in Business required; Accounting preferred
- Certified Regulatory Compliance Manager (CRCM) certification preferred
- CPA or CIA preferred. At a minimum, should be actively pursuing a professional certification,
- Proficient with MS-Windows and other related PC application. Demonstrated ability to learn
- Demonstrates leadership, coaching and project management skills
- Ability to work within a team environment and maintain professional composure in a dynamic
- Must be able to adjust to multiple demands, shifting priorities, and rapid change
- Must be results and goal oriented, possess sound judgment and ability to apply logical/critical
5
Financial Auditor Resume Examples & Samples
- Ongoing assessments of the control environment to ensure that business is effectively risk managed
- Assisting key business groups in the development of risk mitigation strategies
- Involvement in a variety of bank-wide high level initiatives and special projects
- Reviewing the adequacy of information systems and reporting to ensure sufficient information is being conveyed to senior management; and
- Assessing controls to ensure compliance with laws, regulations and best practice
- 3-5 years auditing or risk and controls experience in Internal Audit or professional services firm
- Interpersonal skills, including the ability to build good working relationships and present findings/ recommendations to management; and
- Highly motivated, results driven and proactive professional with strong organisational and time management skills
6
Senior Financial Auditor Resume Examples & Samples
- Ensure execution of all audit activities in the planning, testing, reporting and wrap up phases are in compliance with the Audit Division's methodology /standards and within the timeframes to support department metrics
- Bachelor's degree in Business required; Accounting preferred
- CPA or CIA preferred. At a minimum, should be actively pursuing a professional certification, such as CPA or CIA
- 4+ years Fifth Third Audit or large public accounting firm experience; or 5+ years of general industry audit experience required. Supervisory experience required. Banking or financial services experience preferred
- Proficient with MS-Windows and other related PC application. Demonstrated ability to learn mainframe applications, and automated data analysis tools and techniques
- Ability to work within a team environment and maintain professional composure in a dynamic work environment that often requires management/completion of multiple tasks
- Must be results and goal oriented, possess sound judgment and ability to apply logical/critical thought processes when developing business solutions
- Demonstrates ability to display a positive business presence and sound judgment with management and external personnel
- Must be able to maintain independence and objectivity in all aspects of position
7
Financial Auditor Resume Examples & Samples
- 5+ years of Financial Services Audit experience
- Undergraduate Degree in Accounting, Business Administration or related areas
- Certified Public Accountant (CPA) or internationally recognized Chartered Accountant (CA) designations and/or Series 7 certifications
8
Senior Financial Auditor Resume Examples & Samples
- Deliver high impact reviews to executive/senior financial management
- Rapid absorption of complex financial subject matter
- Assignments conducted around the world (U.S., Asia, Europe, Latin America)
- Frequent interactions required with executive/senior management ranks of VF Corporation
- 3 - 5 years experience preferred for various SFA roles, including significant auditing experience with a Big 4 or large regional public accounting firm or “Blue Chip” financial/audit/operational component in industry - with in-charge experience
- Certifications: CPA required
9
Senior Financial Auditor Resume Examples & Samples
- Three or more years of experience, either in a Fortune 500 internal audit function or professional services firm. Although financial services and/or technology experience is highly desired, other industry experience will be considered as appropriate
- A bachelor’s degree from an accredited university
- Professional certification (e.g., CPA, CISA, CIA, CFE, PMP, etc.) or the desire and determination to pursue such
- Technical proficiency in one or more of the following areas
- Professional services experience, acquired from a Big 4 environment or highly regarded consulting firm, including supervising or in-charging audit engagements
- Financial services and/or technology experience, including working in highly regulated environments
- Knowledge of COSO
- Credible and Trustworthy
- Quality and Execution Focus
- Sound Decision Making and Judgment
- Serve as part of the Corporate Audit Services team
- Lead or support audit teams as appropriate based on engagement specifics
- Identify and execute audit procedures within a risk-based internal audit plan
- Assess risks and formulate logical and supportable conclusions
- Develop workpapers and other audit materials that meet all relevant professional practice requirements
- Prepare well-written and meaningful reports summarizing audit results
- Develop and foster constructive professional relationships
- Establish trust and credibility with key stakeholders
- Contribute to a high performance environment with an execution focus
- Participate in select internal improvement initiatives
10
Financial Auditor Resume Examples & Samples
- Work as part of a team conducting financial and programmatic analyses and reviews of Federal grant funding recipients
- Assist with developing and documenting in-depth compliance review notes, working papers, and reports
- Provide technical assistance to grantees as needed
- Attend week-long Federal grantee compliance reviews within the USA
- Provide financial management support services for other projects, as needed
- 6 years of general experience, having the following functional responsibility: With direction from project leaders, capable of using relevant analytical, methodological, and management tools needed to organize, perform and deliver the services being provided, Implements specialized solutions to problems; supervises junior staff; develops project work in areas of technical competence that will support other staff
- A certificate as Certified Public Accountant (CPA) or a Certified Internal Auditor (CIA), or equivalent, obtained through written examination; and one or more of the following
- A degree in accounting; or a degree in a related field such as business administration, finance, or public administration that included or was supplemented by 24 semester hours in accounting. The 24 hours may include up to 6 hours of credit in business law. (The term accounting refers to both accounting and auditing.); or
- A combination of education and experience that includes at least 4 years of experience in accounting and at least 36 semester hours of college level course work in accounting or auditing courses of appropriate type and quality, including up to 6 hours of business law
- Ability to independently conduct objective and subjective analysis of information from multiple sources to provide concise, accurate reports of analysis, findings, and recommendations
- Outstanding skills using MS Office applications including Excel, Word, and PowerPoint
- Priority will be given to a candidate having experience with auditing and monitoring government and nonprofit organizations that receive Federal grants
- Demonstrated experience supporting Federal agencies
- Knowledge and experience using the Government standards for reviews published by the U.S Government Accountability Office (GAO)
- Demonstrated experience designing and implementing monitoring systems and protocols for compliance reviews and visits
- Ability to be flexible to handle multiple priorities and to work limited overtime as necessary
11
ENO / Avp-financial Auditor Resume Examples & Samples
- Comprehensive risk assessment and engagement planning. This entails obtaining an in-depth understanding of each business and/or function being audited, identification and assessment of risks (including understanding the manner in which such risks are controlled and the audit approach required to ensure controls are appropriately designed and operating effectively) and preparing documentation (Workpapers, Planning Memorandum and Audit Program) that reflects the aforementioned information and assessments
- Mentoring new hires to aid in their acclimation to the Bank and the manner in which the Department operates
- Supervising less experienced Auditors on multiple auditor assignments
- Performing administrative duties as it relates to key responsibilities and participating in special projects as delegated by Department Management
- Assessing personal development needs (e.g., training) in conjunction with Department Management
12
Financial Auditor Resume Examples & Samples
- A minimum of a BA/BS degree is required, with a preferred major in Accounting, Finance or other business discipline
- A minimum of 2 years of professional working experience in Accounting, Finance and/or Auditing is required
- Sarbanes Oxley experience is preferred
- CIA, CPA, CMA, CFA or CISA is preferred
- Ability to travel approximately 40%, which includes domestic and international travel, is required
- Fluency in multiple languages is preferred.Internal Audit
13
Financial Auditor Resume Examples & Samples
- Collaborate with the engagement team to prepare for engagements by reviewing the audit scope, determining the work plan, and participating in the risk assessment of the client environment prior to fieldwork
- Execute assigned sections of the work plan to identify potential issues, areas for improvement, and formulate recommended actions through review of documentation and client inquiry
- Support and coach less experienced team members in the execution of their assigned tasks
- Provide timely status updates to the Engagement Manager by communicating observations, engagement risks, and potential roadblocks
- Actively seek clarification amongst team members on engagement task requirements, processes, controls and technical matters as needed
- Prepare working papers and review initial drafts of less experienced team members for discussion with the Engagement Manager. Discuss cleared audit findings with the client and agree on management planned actions. Draft initial sections of the audit report and participate in discussions with management
- MBA or Master’s degree
- Domestic and/or international mobility including previous experience either working or studying abroad
- Related professional qualification (CPA, ACCA, ACA or CFA)
14
Lead Financial Auditor Resume Examples & Samples
- Communicating with site management to scope the work environment, assessing the risk exposure and strategy of the audit engagement, and reviewing and planning the audit areas
- You will also have the opportunity to work on special projects, as well various audit department and overall finance initiatives
- BS/BA in Accounting/Finance required
- 7+ years of public accounting/auditing experience with leadership responsibilities
- The job requires up to, but no more than, 35% travel with some ex-U.S. assignments of up to three weeks in duration
- Knowledge of GAAP and SOX
- CPA/CIA/CMA
- Foreign language (Spanish / Portuguese / Other)
15
Financial Auditor Resume Examples & Samples
- Reviewing and planning audit areas
- Gaining commitment from site management to implement the audit recommendations
- Thoroughly documenting work procedures, testing results and information collected
- Ability to travel up to 35% including ex-US assignments of up to 3 weeks in duration
- MBA or MS/MA
- SAP
16
Senior Financial Auditor Resume Examples & Samples
- Analyzes moderate to complex processes to support detailed audit documentation, representative of the current business and systems control environments
- Continuously assesses opportunities to improve the internal control environment
- Develops and maintains productive team-oriented client and IA team relationships through individual contacts and group meetings
- Maintains awareness of significant changes across the organization and the potential impact on the established control environment
- Pursues professional development opportunities, including external and internal training, and shares information gained with co-workers
- Demonstrates knowledge of primary accounting framework (US GAAP, etc.) and related financial reporting matters
- 2 - 4 years experience with internal or external auditing of financial statements, finance and accounting controls, compliance, or regulatory standards
- Bachelor's degree, from an accredited college or university, preferably in Accounting, Finance, Business Administration, or related field
- Demonstrated ability in planning and project management, and in maintaining composure under pressure while managing multiple assignments and priorities
- Working knowledge of internal audit testing techniques and procedures
- Demonstrated work successes utilizing project plans, issues logs, risk/mitigation strategies, governance risk controls (GRC) tools
- Ability to apply business knowledge and practical experience to the identification, analysis, and solution process
- Excellent oral, written, and presentation skills
- Demonstrated skills in researching, collecting and analyzing complex data, evaluating information and systems and drawing logical conclusions
- The position may be required to travel 10-20% within the US with possibility of International
- Public accounting firm experience with financial statement or controls auditing
- Experience analyzing and designing controls around finance and accounting processes
- Experience with revenue assurance controls is beneficial
- Experience with Sarbanes Oxley is very highly preferred
- Experience with the Pre-Paid or Stored Value Payments industry is beneficial but not required
- Professional designation, such as CIA, CISA, CPA, PMP is beneficial
- Knowledge of COSO's Internal Control - Integrated Framework
- Knowledge of the SSAE No. 16 AICPA standard for reporting on controls at a service organization
- This position is eligible for the Employee Referral Bonus Program
17
Financial Auditor Resume Examples & Samples
- Assist in planning, developing, conducting, and occasionally leads non-complex financial and control audits
- Accumulates pertinent data, organizes material, uses sampling techniques and software analysis tools, makes detailed analysis of existing conditions and appropriate recommendations on non-complex audits
- Writes and presents audit reports describing scope, objectives, conclusions, findings and recommendations
- Identifies and quantifies adjustments to financial statements
- Conducts supervised draft review meetings
- Ensures work papers fully support conclusions and conform to departmental and professional standards and meet standards of external auditors
- Provides input to audit management in developing the Annual Audit Plan
- Ensures compliance with Sarbanes-Oxley requirements
- Bachelor's Degree in accounting, computer science, finance, business administration, or engineering from an accredited college or university, preferred
- Must have availability to travel outside the service area
- Must have relevant professional experience normally acquired in three years of working in an audit capacity
- Preference will be given to candidates who have experience auditing large, publicly-held organizations required to file with the SEC
18
Financial Auditor Resume Examples & Samples
- Partner with clients to assess client business and financial risks on non-complex subjects
- Write and present audit reports describing scope, objectives, conclusions, findings, and recommendations to both internal and external stakeholders. Identifiers and quantifies adjustments to financial statements
- Conduct supervised draft review meetings and ensure workpapers fully support conclusions and conform to departmental and professional standards and meet standards of external auditors
- Assist in planning, developing, conducting, and occasionally lead non-complex financial and control audits and assess associated risks of those company systems, operations, processes, functions, and activities
- Accumulate pertinent data, organize material, use sampling techniques and software analysis tools, make detailed analysis of existing conditions and appropriate recommendations on non-complex audits
- Perform non-complex special investigations as well as functions requiring the application of specialized auditing principles and practices with limited supervision
- Ensure compliance with SOX requirements
- Keep up to date with relevant professional literature regarding technical accounting and financial reporting standards
- Provide input to audit management in developing the Annual Audit Plan
19
Internal Financial Auditor Resume Examples & Samples
- Identify areas of risks and work closely with operations to identify and implement solutions which result in cost savings and operational improvements
- Written and verbal fluency in 2 languages one of which must be English
- Demonstrable Internal Audit experience within a range of engineering, design and construction disciplines preferred
- Degree (or equivalent) educated
- Relevant Financial professional qualification e.g. ACA, CMIA, ACCA etc
- Proven communication skills (verbal and written) to influence others at all levels within the business
- Ability to partner with and act as a trusted advisor to operations
- Deliver difficult or unpopular messages with clarity, and diplomacy, encouraging discussion when appropriate
- Capitalise on teamwork opportunities and builds cohesion encouraging team and colleagues to share experience, knowledge and best practices to create solutions
- Independent and objective outlook with the ability to challenge accepted ways of doing things and assessments of risks in a constructive and professional manner
- Proven ability to understand regulations and see how they apply in a practical way to the business
- Good analytical and decision making skills
- Attention to detail but mindful of the bigger picture
- Self-motivated and well organised
- High professional integrity and honesty
- Strong client service focus with drive for continuous improvement, innovation and quality
- Strong overall business and commercial acumen
20
Financial Auditor Resume Examples & Samples
- Undergraduate degree in Accounting, Business Administration or related areas (MBA or equivalent a plus)
- 2-5 years work experience; financial services audit experience
- Highly motivated, pro-active and results oriented professional
- LI-AM2*
21
Internal Financial Auditor Resume Examples & Samples
- Associate's degree - Bachelor's/Master's degree strongly preferred
- 2 years in a professional accounting/audit position - strongly prefer public accounting experience
- Certifications: CPA or CIA (in process is acceptable)
- Demonstrates ability to effectively communicate, orally and in writing, audit issues and other information to ensure effective operations
- Demonstrates ability to understand process control and effectively apply procedures for control evaluation; able to simplify information or situations to provide clarity and support a decision
- Audit responsibilities, applied audit standards and C&A methodologies
- Expert knowledge of Accounting & Financial Knowledge - strongly prefer SOX and compliance experience
22
Senior Financial Auditor Resume Examples & Samples
- Design and perform data analytics and other procedures to meet engagement objectives
- Develop sound recommendations for improvements to controls and business processes
- Bachelor's or Master’s Degree in Accounting or Finance or other technical field such as Engineering, Mathematics, Computer Science, etc
- 5+ years of experience in auditing, consulting, or other relevant financial or operational experience
- Advanced PC skills, including Word and Excel
- Comfort in dealing with ambiguity
- Strong technical, analytical and decision making skills
- Commitment to the BHI Core Values – Integrity, Teamwork, Leadership, Performance and Courage
23
Senior Financial Auditor Resume Examples & Samples
- Scope of work covers Toyota's SOX compliance
- Will oversee the integration of SOX across North America and be responsible for minimizing related control deficiencies
- Manage and oversee 5-10 business partners performing SOX related work
- Interact with various operations across North America
- Possess an understanding of Toyota’s business, processes, culture, and systems along with knowledge of the audit profession’s standards and techniques
- Lead the performance of large and complex financial audits cross North America per annual audit plan, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting processes and procedures
- Conducts interviews, analyze documents, identify, obtain, and evaluate relevant financial information & controls to identify areas of improvement and determine business impact
- Identifies, develops, and documents audit issues and recommendations for improvement using independent judgment concerning areas being reviewed
- Anticipate potential barriers, issues, and management concerns and create action plans and recommendations to address these concerns while helping the company make progress
- Determine which issues should be elevated to the appropriate levels of management to ensure prompt and accurate communication in an effort to influence change
- Communicates the results of audit and consulting projects via written reports and oral presentations on a timely basis to business units’ management and executives
- Manage SOX compliance project and ensure project carried out in accordance with TMC requirements (ICOFR)
- Navigate and balance profession requirements, organizational culture, risk appetite, and organizational landscape
- Provide consulting services to implement lasting change and sustained improvements around key activities to support the company’s highest priorities
- Manage third party consulting firm and project budget, including preparing and reviewing audit plans and work
- Develop areas of expertise within the business and educating other members of the Internal Audit team
- Supports external auditors by coordinating information requirements
- Bachelor’s degree (or higher) in Accounting
- Certified Public Accountant (CPA) or Certified Internal Auditor (CIA)
- Experience with internal auditing, external auditing, operations, accounting, business analysis, or program evaluation
- Experience with current financial statement audit and financial reporting
- Knowledge of contemporary risk management and control techniques and working knowledge of contemporary control frameworks
- Considerable knowledge of industry program policies, procedures, regulations, and laws
- Extensive skill in planning and project management, and in maintaining composure under pressure while meeting multiple deadlines
- Considerable skill in negotiating issues and resolving problems
- Business Process Improvement
- Project Management certification
24
Senior Financial Auditor Resume Examples & Samples
- The Senior Auditor is responsible for performing and leading financial, compliance and operational audits and special projects under the direction of Risk, Audit & Control (RC&A) management
- This role will plan and perform of audit field work such as substantive and compliance testing under the direction of RC&A management
- The role will also prepare and review work papers that evidence audit procedures performed and that support the related audit findings
- Specific responsibilities are noted below
- The role may have some exposure / interaction with Business Controllers, Corporate Functional leaders and other member of management
- The role is part of the RC&A pool, providing opportunities for diversity in audit type and scope
- General Responsibilities
- Leading audit projects with 1 to 3 staff with diverse skills
- Perform audit procedures under the direction of the Manager – Financial and Operational Audits to determine the reliability and document issues related to internal financial and IT controls, systems, processes and policies; in addition to special projects
- Audit a variety of financial, compliance and operating records and procedures requiring the application of professional accounting and auditing principles and standard operating procedures for the various business units
- Execute a diverse audit portfolio, interacting with a wide range of stakeholders, business units and audit types
- Promptly respond to information requests or issues arising the in course of audits and promptly communicate them as appropriate
- Exhibit Safety as a value
- Execute a portfolio of financial, compliance and operational audits according to FMC Corporation’s Audit plan, executing steps within the plan, determining audit findings and reporting findings back to the audit client as well as RC&A management; including special projects
- Review and apply FMC Corporation’s Finance and other policies and procedures as the standard when executing audits
- Review and understand FMC’s finance and operations environment to establish elevated knowledge prior to audit execution
- Using ACL, SAP or other technical knowledge to focus audit testing on specific risk areas
- Identify and communicate control weaknesses at the audit location
- Identify, evaluate and communicate audit issues to the RC&A management and, where appropriate, site management
- For some projects, under the direction of RC&A management, lead audit entrance and exit meetings on some projects
- Prepare and organize audit work papers to document work performed and support the audit comments
- Prepare audit report memoranda outlining issues and recommendations identified during an audit assignment
- Provide assistance to external auditors
- Understand US GAAP, the Sarbanes-Oxley Act (SOX) and local GAAP accounting rules, where applicable
- Understand FMC IT, internal controls and accounting policies, procedures and processes
- Be the “face” of RC&A on site audits
- Provide coaching and guidance to more junior team members, as well as review their work papers
- Function as a member of the RC&A team, demonstrating effective teaming
- Achieve deadlines set by leadership. Proactively monitor and raise instances where deadlines cannot be met in a timely fashion
- Demonstrate excellent communication skills, both oral and written
- A four-year degree in business administration, finance, accounting or management information systems required
- Professional accounting, auditing or other qualifications such as CPA, CISA, CIA, PMP, CFE or foreign equivalent required
- Technical accounting skills and working knowledge of U.S. GAAP, SOX and FMC Financial Standards required
- Knowledge of auditing principles
- Ability to use ACL, SQL, Tableau a plus
- Good working knowledge of SAP is a plus
- 4 - 5 years of relevant experience; preferably in public accounting and/or internal auditing in a global manufacturing / chemicals company
- Combination of a background , including experience in accounting or finance is a plus
- Intermediate knowledge of audit principles, US GAAP & SOX
- Some experience working with complex global financial information systems and controls
- Experience working in a customer-focused environment
- Deadline focused
- Able to work in foreign operations and travel
- Demonstrated ability to accurately scope projects, set objectives and goals; break down work into the process steps; anticipate and adjusts for problems and roadblocks; measure performance against goals
- Demonstrated organizational skills, strong interpersonal skills, customer management skills, analytical, change management and communication skills
- Ability to build appropriate rapport; build constructive and effective relationships; use diplomacy and tact when delivering difficult messages/audit findings
- Highly motivated and team oriented
- Ability to identify competency/skill gaps and implement learning development plans for some staff members, assisting the Supervising Senior(s) or Manager – Financial and Operational Audits in staff development
25
Financial Auditor Resume Examples & Samples
- Comprehensive risk assessment and engagement planning. This entails obtaining an in-depth understanding of each business and/or function being audited, identification and assessment of risks (including understanding the manner in which such risks are controlled and the audit approach required to ensure controls are appropriately designed and operating effectively) and preparing documentation (workpapers, planning memorandum and audit program) that reflects the aforementioned information and assessments
- Executing audit work. This encompasses execution of the planned approach for the audit in a team-based environment, interacting closely with various levels of staff and management throughout the Bank. For product-line audits, work encompasses a review of controls within the Front Office and the procedures performed by the Bank’s various Middle and Back Office departments to coordinate and/or support the business subject to audit. Functional audits entail separate review of a Middle or Back Office department that supports multiple businesses to gain assurance that controls that transcend such businesses operate effectively. Audit also periodically conducts thematic regional or global reviews to address key risk areas, which include special reviews mandated by the Audit Committee and/or Executive Board
- 4-10 years work experience; financial services experience preferred, but not required
- Certified Public Accountant (CPA) or internationally recognized Chartered Accountant (CA) designations and/or Series 7 certifications required (must be a U.S. specific certification accompanying U.S. specific work experience)
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Senior Financial Auditor Resume Examples & Samples
- 5+ years of experience as Auditor (big 4 experience preferred)
- 2+ years team lead/supervisory/ experience
- Audit experience in public accounting and/or internal audit
- Ability to work with all levels of management
- Demonstrated experience in leading audit teams (preferably globally)
- Proven ability to effectively manage time, prioritize, and handle multiple concurrent tasks
- Ability to work effectively with people even under difficult circumstances
- Ability to motivate others to achieve desired results. Leads others to take appropriate action, and follows through on commitments
- Ability to build collaborative relationships and contribute to the efforts and accomplishments of individuals and teams throughout the organization
- Excellent communications skills, including significant experience in written and oral reports and presentations to high-level management
- Should have ability to listen effectively, evaluate the most critical elements being communicated and communicate with staff and management on an open and timely basis
- Ability to travel up to 50% (including international)
- All candidates must be currently in the US to be considered**
- Relocation assistance is available
- Visa sponsorship is available for very targeted candidates
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Senior Financial Auditor Resume Examples & Samples
- Under guidance of departmental leadership lead client audit engagements, which include planning executing, directing, and completing SOX, financial and operational audits
- Possess a thorough understanding of Generally Accepted Accounting Principles, Generally Accepted Auditing Standards and common audit procedures and techniques
- Must be able to evaluate and document SOX, operational and financial internal control processes and procedures
- Supervise, train and mentor staff auditors and interns on audit process
- Research and analyze financial statement and operational audit related issues
- Possess the ability to interact with personnel across the organization, conduct opening and closing meetings, resolve problems, and make recommendations for process improvements
- Clearly communicate verbally and in writing results of audit testing
- Able to follow test programs to complete testing of SOX controls, operational controls and tests of Financial Statement account balances
- Must have a high attention to detail, excellent analytical skills and sound judgment
- Ability to analyze and evaluate accounting documentation, previous reports, data, flowcharts etc
- Able to approach projects with curiosity and an open mind, and able to recommend cost effective ideas and solutions
- Participate on investigations and special projects as needed
- Perform other job related duties as necessary
- Objective, logical and strong analytical skills
- Proficiency in Microsoft Office software programs, including spreadsheet programs (i.e. Excel)
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Senior Financial Auditor Resume Examples & Samples
- Ability to plan and perform work independently
- Outline the background, purpose and objective of audit
- Ability to interact and conduct meetings with various levels of management
- Performing audit in accordance with audit program
- Prepare works papers which record and summarize assigned audit segment
- Summarize audit findings in written and quantitative form
- Survey functions and activities in assigned areas to determine the nature of operations and the adequacy of the system of control. Evaluate conditions of business operations and processing functions
- Identify and document findings, related exposures, business risk/implications and areas of potential operational improvements in a timely fashion for management’s review
- Bring audit issues to management, present value-added suggestions for resolution and work with management to determine best corrective action
- Prepare formal written reports, expressing opinions on the adequacy and effectiveness of the system and the efficiency with which activities are carried out, including findings and recommendations of corrective actions for deficiencies
- Appraise the adequacy of the corrective and preventive action taken to improve deficient conditions
- Where deemed necessary, perform audit follow-up
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Financial Auditor Resume Examples & Samples
- Execute financial and operational assurance and consulting engagements worldwide
- Develop an understanding of processes, risks and opportunities through research and interviews with subject matter expert employees
- Communicate recommendations to all levels of management through presentations and report writing
- Document work performed to support conclusions and recommendations
- Desire to pursue the CPA or CIA certification
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Financial Auditor Resume Examples & Samples
- Commitment to the BHGE Core Values
- 2-3+ years of experience in auditing, consulting, or other relevant financial or operational experience
- Intellectual curiosity and a commitment to personal development
- Professional assertiveness and strong interpersonal skills with ability to interact with all levels of management
- CPA or CIA certification in progress or completed
- Must have the ability to travel globally up to 30% of the year on International trips that are 2-3 weeks in
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Senior Financial Auditor Resume Examples & Samples
- Utilize skills and knowledge acquired from 3-6 years of public accounting experience to assess the accuracy of financial statements, adequacy of internal controls, and identify business process improvements
- Document all audit work performed in a clear, purposeful, and timely manner
- Establish positive working relationships with management and provide input on risks and controls while maintaining independence and objectivity
- Promote an effective team-oriented atmosphere and take initiative to assist in the orientation and development of new auditors
- Achieve individual and department goals as assigned
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Lead Financial Auditor Resume Examples & Samples
- Lead risk based audits and manage 1-4 auditors per engagement
- Create process maps of significant financial, business, and operational processes in order to identify potential internal control weaknesses and recommend opportunities for improvement
- Present audit conclusions and recommendations to senior management
- 5-8 years of progressively responsible experience with Big 4 or national public accounting firms with exposure to a manufacturing environment
- Depending on the position, domestic and/or international travel may take between 50-70% of work time, and so applicants must be willing to commit to this travel schedule
- Bi-lingual language skills, either Spanish or Portuguese, are desired
- Proactive and results/metrics driven
- Bachelors Degree in Finance, Accounting, or related business disciplines
- CPA, MBA will be considered a strong plus, however not required
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Financial Auditor Resume Examples & Samples
- Perform audits in various financial and operational areas of the organization
- Responsible for planning, examining, evaluating and documenting the adequacy and effectiveness of internal controls and operating procedures
- Monitoring of internal controls over financial reporting as part of SOX compliance
- Identify and communicate opportunities to strengthen controls, improve processes, and ensure compliance with internal policies and procedures
- Participate as consultants on special project assignments as requested by management
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Senior Financial Auditor Resume Examples & Samples
- Very good analytical and problem-solving skills
- Strong computer skills, including Word and Excel
- Previous audit experience preferred
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Senior Financial Auditor Resume Examples & Samples
- Planning and assisting on audits within assigned areas of responsibility
- Responsible for all aspects of audit execution -- assessing risk and performing detailed audit planning; determining required resources (numbers and skill sets) and working with Ceridian’s Audit management to obtain resources; providing leadership throughout the audit; regularly communicating with management and serving as the key interface between management and the auditee; developing and communicating audit concerns to appropriate levels of management; writing and delivering audit reports; and working with management to develop reasonable and sufficient corrective actions
- Assists with audits outside of assigned areas of responsibility (in a team member role) on operational and technology audits
- Develops and maintains proactive working relationships with relevant Operational and Financial Business Managers across Ceridian
- Maintains regular contact with key managers and become involved in key management processes (e.g., meetings, information streams, etc) to maintain awareness of strategies and initiatives and provide input on risks and controls
- Works with Ceridian’s external auditors, as needed, to coordinate coverage across areas of responsibility and ensure that audit work is comprehensive and sufficient to allow the external auditors to rely on the work. This is to be accomplished across Ceridian’s financial statement audit, SOC-1 work, Sarbanes-Oxley Section 404 assessment, and other relevant attestation work
- Follows up and works with management on open action plans to ensure remediation plans are being followed and risks are being mitigated on a timely basis
- Bachelor’s Degree in accounting, finance, or a related field; master’s degree desirable
- 3+ years of internal and/or external audit or similar experience
- Minimum 1 year leading audits
- Operational and financial audit experience required
- Experience with the following areas of an audits: Risk assessment, Planning, Audit execution, Issue/report writing
- Working knowledge of automated audit tools, including data mining/analysis tools (e.g., IDEA and GRC)
- Excellent presentation, relationship building and interaction skills
- Solid strategic thinking approach, business risk awareness and appropriate judgment to use a risk-based approach in planning the audit focus
- Ability to work in both independent contributor and team roles (both as a team leader and team member)
- High level of tact and ability to communicate complex and potentially sensitive issues to various levels of management
- Experience at working both independently and in a team-oriented, collaborative environment is essential
- Ability to conform to shifting priorities, demands and timelines through analytical and problem-solving capabilities
- Reacts to audit adjustments and alterations promptly and efficiently
- Ability to effectively prioritize and execute tasks in a high-pressure environment is crucial
- Professional certification preferred [e.g., Certified Internal Auditor (CIA), Certified Public Accountant (CPA)
- Mix of operational, financial and IT audit experience desired
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Internal Financial Auditor Resume Examples & Samples
- Work with the GL, CIA to design and document the Annual SOX Audit Plan
- Perform internal control testing and evaluation of design of internal controls in the context of Sarbanes Oxley certification
- Review functions and business processes to identify key risks and determine the adequacy and effectiveness of internal control over financial reporting
- Plans and conducts financial and operational audits related to DFARS Business Systems, and other areas related to business operations
- Performs risk assessments and identifies audit risks for scope approval
- Designs and develops audit programs for specific and non-specific control objectives
- Discuss findings with management and contribute ideas for corrective action in order to improve processes by making practical and value-added recommendations
- Prepare clear and accurate reports on internal audit findings and audit activities
- Track progress of implementation of corrective actions on deficiencies and report accordingly
- Work with moderate direction and supervision
- A Bachelor of Arts or Science in Accounting or related discipline
- 3-4 years of audit experience or other relevant combination of training and related experience
- Ability to take initiative, detect problems and propose practical solutions and be resourceful
- Knowledge or experience in the use of accepted COSO Framework; compliance requirements of DFARS and FAR
- Ability to communicate effectively to all levels of the organization
- Interpret and analyze data and statistics and to apply concepts of basic calculations
- Apply principles of logical or scientific thinking to a wide range of intellectual and practical problems
- Certified Internal Auditor, Internal Audit Practitioner, Certified Fraud Examiner
- Must have the ability to travel and work overtime as necessary
- Must be able to sit and operate a personal computer for long periods
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Financial Auditor / Senior Financial Auditor Resume Examples & Samples
- Making recommendations required to safeguard company assets and to optimize operational efficiencies
- Effectively communicating with Monsanto business people worldwide at a variety of responsibility levels
- The Staff/Senior Financial Auditor will participate in audits ranging in size from one to ten-plus auditors and will be exposed to various Monsanto locations and business activities
- BS/BA in Business, Accounting or Finance preferred
- 3+ years of audit experience at a Big Four or Fortune 500 company
- CPA, CIA or CMA
- Foreign language capability (Spanish / Portuguese / other)
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Financial Auditor Resume Examples & Samples
- Working knowledge of A-123 ICOR financial testing methodology
- Experience with Federal Audit Manual (FAM) guidelines and other audit standards
- Experience with Enterprise Risk Management (ERM),
- Financial management experience
- Ability to sit in an office environment for long periods of time
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Senior Financial Auditor Resume Examples & Samples
- 1) Collecting financial raw data and design and build financial modeling to forecast financial outcome
- 2) Accounting rules for IFRS and US GAAP
- 3) Financial Risk Control: Identifying the weakness of internal control process and making recommendations to mitigate the risks; and
- 4) Designing financial models using Microsoft Excel with Macro embedded
- 1) Business Analytics and Process Improvement: Understanding business logic by performing multiple liner regressions analysis and making suggestions to improve the business process; and
- 2) Forecasting and Financial Analysis: Projecting financial statement items and performing appropriate analysis including trend analysis and valuation
- 1) Simulation for Business Analytics; and
- 2) Corporate Financial Strategy
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Financial Auditor Resume Examples & Samples
- Audits complex accounting, statistical, operations, SOX and regulatory compliance data
- Verifies accuracy for compliance with plans, policies, and procedures prescribed by management, and / or regulatory guidelines and laws
- Assists in determining objectives and scope of audits
- Prepares reports on results and findings of the audits, providing recommendations on improvements, including improvements to policies and procedures
- Discusses results of tests and recommendations with all levels of company management
- Collaborates and develops working relationship with external auditors
- Provides technical advice to lower level positions and other functional areas
- Bachelor’s Degree Accounting, Finance or a related discipline
- 2 to 6 years auditing, accounting and / or insurance experience
- A technical background with exposure to various software is a plus!
- Progress toward or completion of a Professional Designation (for example, CPA, CIA, CPCU, etc.) preferred
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Financial Auditor Resume Examples & Samples
- Depending on experience, lead internal audits, including supervising auditors in planning, executing and reporting phases of the audit
- Conduct research and process walkthroughs of business areas to assist in identifying and documenting processes, risks and controls
- Develop audit objectives, scope and audit program based on the risk assessment conducted
- Perform audit tests and document work performed and results
- Perform tests of internal controls over financial reporting and direct assistance to the external auditors
- Identify opportunities to use tools and techniques to improve quality and efficiency
- Conduct follow-up reviews of financial, operational, or regulatory compliance deficiencies noted during audits
- Assist in the monitoring of practices and changes within the banking industry and internal audit profession. Be able to respond and adapt to new regulations
- Become a resource for management throughout the Bank. Represent Internal Audit’s goals, objectives and viewpoints
- Perform other job-related duties or special projects as assigned
- Degree in Business, Finance, Accounting, or related field
- 1-7 years of Banking, Finance, or Audit experience. Salary commensurate with experience
- Knowledge of internal controls over financial reporting preferred
- Strong understanding of accounting principles and standards
- Experience in risk based auditing preferred
- Professional certification preferred or willingness to pursue certification
- Excellent project management, analytical, interpersonal, oral and written communication skills
- Highly motivated self-starter with ability to multitask and complete assignments within time constraints and deadlines
- Travel less than 20%
- Proficient in MS Excel and Word
