Audit Project Manager Resume Samples
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Audit Project Manager Resume Samples
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GL
G Langosh
Geovanny
Langosh
16667 Dicki Pine
New York
NY
+1 (555) 523 9549
16667 Dicki Pine
New York
NY
Phone
p
+1 (555) 523 9549
Experience
Experience
San Francisco, CA
Audit Project Manager
San Francisco, CA
McDermott-Hagenes
San Francisco, CA
Audit Project Manager
- Executes completion of the Audit Plan, measured by planned monthly report issuance, to within 95% of the Audit Committee approved plan
- Completes all audit planning activities in accordance with CAS Policies and Procedures including client communications
- Acts as the primary client contact throughout the audit process
- Supervises the assigned audit team during their completion of the Risk & Control Design Assessments and Control Performance Effectiveness work. This includes reviewing and approving sampling rationale and test design
- Responsible for having a comprehensive knowledge of all PFDs and obtains Director Approval prior to client submission
- Completes detailed workpaper reviews to assure work is completed and documented in accordance with CAS Policies and Procedures
- Completes the summarization phase of assigned audits
Boston, MA
IT Audit Project Manager
Boston, MA
Hettinger-Wilderman
Boston, MA
IT Audit Project Manager
- Clearly articulating the status and results of work performed, both orally and in written form, to internal management and the project client
- Execute and review in a timely manner, working papers prepared by project team members for
- Provide oversight of the development and execution of a risk-based testing approach for assigned audits
- Strong familiarity with common technology, project management, and control assessment frameworks (e.g., ITIL, PMBOK, and COBIT)
- Lead and execute audits with a focus on business processes and their supporting IT processes,
- Lead teams of up to three staff auditors with responsibility for on-the-job training, development and feedback
- Supervise audit projects including managing their individual time; scheduling and assigning work and
present
Philadelphia, PA
Internal Audit Project Manager
Philadelphia, PA
Runolfsson-Schuppe
present
Philadelphia, PA
Internal Audit Project Manager
present
- Participates in developing and applying the data analytics scripts, queries and to improve the efficiency and effectiveness of Internal Audit activities
- Leads project teams and sub-teams to develop and implement new programs and process improvements
- Provides written and verbal communication of audit findings to management
- Consolidates, communicates and ensures resolution of all issues. May develop and collect performance metrics
- Develop strong, long term relationships with key internal stakeholders, including the senior management team
- Plans and executes IT audits, including scoping, detailed fieldwork, and reporting. IT audit projects span cloud and on-premise system reviews, cyber security reviews, IT GCC reviews, IT security control reviews, and IT SOX control validation
- Manages all aspects of risk assessment and internal audit plan development. Coordinates interviews, synthesizes results, facilitates team discussions regarding risks identified and related proposed audit scopes, and prepares final audit plan for Audit Committee approval
Education
Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
Baylor University
Bachelor’s Degree in Accounting
Skills
Skills
- A very good working knowledge of basic Microsoft Office Applications (Word, PowerPoint and Excel)
- Demonstrates strong Interpersonal skills and ability to develop solid working relationships with others
- Professional behaviour, ability to summarise, diplomatic skills, attention to detail and a willingness to learn
- The incumbent should possess strong verbal skills and should be able to communicate effectively with the audit team as well as the auditee
- Good knowledge of internet / intranet tools,
- The incumbent should possess strong documentation skills and should be able to demonstrate proper grammar in their written documentation
- At least basic knowledge of project management and change management
- Candidate should have the ability to manage multiple project audits simultaneously while ensuring adherence to audit timelines and workproduct quality
- Good working knowledge of standard software applications such as MS Office
- Strong critical thinking and analytical skills
9 Audit Project Manager resume templates
Read our complete resume writing guides
1
Audit Project Manager Resume Examples & Samples
- Completes detailed workpaper reviews to assure work is completed and documented in accordance with CAS Policies and Procedures
- Completes the summarization phase of assigned audits
- Identifies issues that warrant issuance of CAS Alerts and writes the Alert narratives
- Provides responses to issues identified in connection with the CAS Quality Assurance Review (QAR) and resolves QAR issues as necessary
- Responsible for personnel management of the assigned team in accordance with Human Resource Policies including performance evaluations, career development, training, and recruiting. The department standard is to keep unplanned turnover to 15% or less
- Manages chargeable hours of the assigned team to a minimum of 80% (1700 hours annualized)
- Performs other duties as requested by the Audit Director
- Bachelor’s degree in accounting or relevant area of study,
- A combination of at least seven years progressive experience in public accounting, federal regulator, financial institutions internal audit, consulting and/or project management experience
- Professional Certification as a CRCM, and/or CAMS
- Knowledge in auditing, reporting and analysis
- Well-developed ability to identify and resolve exceptions and to analyze data
- Thorough knowledge of all appropriate federal regulations, and expertise in interpreting and communicating complex federal regulations to personnel corporate-wide
- Strong leadership, team building, analytical and organizational skills
- Ability to manage multiple tasks/projects and deadlines simultaneously
2
Audit Project Manager Resume Examples & Samples
- Completing or assisting the Audit Manager in planning of integrated project audit engagements. Includes identifying and analyzing project and business processes, key risks and critical controls; determining audit scope; and developing risk controls diagrams used to help evaluate control design adequacy and performance effectiveness as well as making evaluations which effectively achieve audit objectives
- Leading integrated audit teams in the completion of integrated project audit engagements. Includes assessing work performed by Senior and Staff Auditors; providing coaching notes that are relevant to the scope, accuracy and completeness of work performed; performing reviews to ensure work papers contain relevant facts to support audit scope and conclusions and adhere to CAS Policies, Standards and Guidelines; and reviewing issues to ensure root causes are identified, and operationally effective and cost-effective actions to address those causes are developed into appropriate recommendations
- Assisting the Audit Manager in the reporting and wrap-up phases of project audits. Includes appropriate disposition of issues described in Points for Discussion and drafting audit reports which include reportable issues
- Monitoring progress of project audit engagements against plan and schedule. Includes making necessary adjustments and promptly completing work paper reviews on a timely basis to ensure all issues are identified and dispositioned prior to report draft issuance
- Performing other duties as requested by CAS management
- Bachelor’s degree (preferably in Accounting, Finance, MIS) or equivalent work experience
- Seven or more years of combined experience in one or more of the following
- Leading/managing moderate to high risk technology projects (e.g. ,1+ year duration and $1mm budget)
- Information system auditing (internal auditing or public accounting)
- Professional certification such as PMP, CISA, CIA, CPA or other relevant professional designation
- Special consideration given for Master’s degree(s)
- Candidate should have demonstrated leadership skills
- Candidate should have the ability to manage multiple project audits simultaneously while ensuring adherence to audit timelines and workproduct quality
- Candidate should have at least three to five years of project management/business system analyst experience and/or three to five years of audit experience (preferably within a technology area)
- Candidate should be able to communicate (written or verbal) effectively with technology and business line resources across the entire organization
- Candidate should be able to work independently and complete tasks within assigned timeframes as well as work in a team environment and assist other team members as needed
- Working understanding of PMI Project Management Body of Knowledge and/or IIA Standards and the common definition of internal controls
- Relevant financial service industry knowledge (e.g., banking, insurance, investments)
3
Audit Project Manager Resume Examples & Samples
- Bachelors or Master’s degree in accounting, finance or relevant area of study, or equivalent work experience
- A combination of at least five years progressive experience in public accounting, financial institutions internal audit, consulting and/or project management experience
- Professional Certification as a CPA, CIA, or CISA
- Working knowledge of Enterprise Risk Management, Model Risk, and Operational Risk
- Considerable knowledge in auditing, reporting and analysis
- Ability to coach and develop team members
4
Internal Audit Project Manager Resume Examples & Samples
- Manages and monitors project or program schedules, progress and costs to ensure that expected results are delivered on time and within budget. Maintains, adjusts and updates project plans as needed
- Leads project teams and sub-teams to develop and implement new programs and process improvements
- May directly lead the work of partners as required by the scope of specific projects
- Progressive experience with audit, finance or accounting 6 years
- Project management, including all elements of scope, time, cost, quality, integration, procurement, human resources and communications 4 years
- Working across functional areas to develop effective business solutions that align with company
- Able to balance multiple priorities and meet deadlines
- Able to lead projects to completion
- Change management skills
- Able to define objectives, scope and resources for projects extending beyond a department or business unit
- Knowledgeable in issues management
- Able to perform risk analysis
- Able to travel periodically
5
Internal Audit Project Manager Resume Examples & Samples
- Bachelor's Degree in Accounting or a related field
- Solid organizational and analytical skills
- Proficient with Microsoft Office tools, especially Excel
6
Audit Project Manager Resume Examples & Samples
- Monitors the program/project from initiation through delivery, interfacing with internal business, customers and external audit firms
- Works on issues of diverse scope where analysis of situation or data requires evaluation of a variety of factors, including an understanding of current business trends
- Acts as advisor to subordinates and peers to meet schedules and/or resolve technical problems
- Develops and administers schedules and monitors budgets
- Frequently interacts with supervisors, customers, and/or functional peer group managers, normally involving matters between functional areas, other company divisions or units, or customers and the company
- Ability to simultaneously manage/coordinate multiple SOC engagements with business and external audit firms
- Assist in tracking external audit fees and expenses to ensure compliance with expectations
- Become familiar with a working knowledge of general IT control processes primarily in the network and client-server environments
- Become familiar with operational and business process control environments
- Compile project metrics and develop reports for senior management
- Perform special projects as assigned by management
- Maintain knowledge of current technology and IT auditing practices through continuing professional education
- Travel of 10% to 25% may be required
7
Senior Audit Project Manager Resume Examples & Samples
- Bachelor's degree in accounting, business, or related field
- Possess appropriate professional certification (Certified Public Accountant, Certified Internal Auditor, Certified Information Systems Auditor)
- Ability to lead and execute risk review and audit programs to include Capital Adequacy & Planning, Market & Liquidity risk Management, Model Risk Management, Treasury, Basel compliance, Stress and Scenario testing and all aspects of Enterprise Risk Management activities
- Demonstrated experience in the risk evaluation and/or audit of Capital, Stress testing, Market & Liquidity risk Management, Model Risk Management and Enterprise Risk Management activities or related areas
- Advanced knowledge, ability, and expertise in Stress Testing, Capital adequacy, Market & Liquidity risk and Basel compliance
- Substantial leadership experience, advanced client service consulting skills and ability
- Excellent project management and consulting skills
- Excellent analytical, facilitation, interpersonal and decision-making skills
- Excellent written, verbal, and negotiating skills
- Excellent auditing skills and a broad understanding of banking and financial services
- Demonstrated proficiency in basic computer applications such as Microsoft Office software products
- Willingness to travel when necessary, including overnight
8
Senior Audit Project Manager Resume Examples & Samples
- Provide guidance on critical and more complex compliance-related audit risk review assignments
- Provide leadership in development of team members. Take an active role in the training and mentoring of new and junior team members. Be a client service champion by consistently modeling world standard client service delivery
- Develop and maintain communications with management in areas of specialization to ensure effective working relationships
- Bachelor’s degree in Accounting, Business, or related field, or equivalent education and related training
- Professional certification, such as CIA, CPA or CISA or CRCM or other relevant certification
- Eight years of previous audit or compliance-related experience, preferably in large financial services organization
- Excellent critical thinking, analytical, facilitation, interpersonal and decision-making skills
- A broad understanding of banking and financial services
- Master’s degree (e.g. Legal, MBA or Graduate School of Banking)
9
Audit Project Manager Resume Examples & Samples
- Serve as auditor-in-charge for high-risk, complex audit assignments by
- Develop and maintain communications with management in areas of specialization to ensure effective working relationships. Assist management in establishing internal controls by consulting in the implementation of new systems, processes and changes to existing systems, standards and procedures. Assist other departments in their periodic compliance reviews
- Six years of banking, auditing or other relevant experience, preferably in a role similar to Senior Internal Auditor
- Demonstrated ability in a specific area(s) of banking and financial services relevant to the area of specialization
- Demonstrated leadership ability and decision making skills
- Strong understanding of risk management and process concepts
- Strong project management and consulting skills
- Strong analytical, facilitation, interpersonal and decision-making skills
- Strong written, verbal and negotiating skills
- Strong auditing skills and a broad understanding of banking and financial services
- Good working knowledge of standard software applications such as MS Office
- Completion of a Graduate School of Banking
- Possess appropriate professional certification
10
Senior Audit Project Manager Resume Examples & Samples
- Serve as auditor-in-charge for critical and more complex audit assignments by
- Serve as advisor to bank management on more complex assignments by
- Provide leadership in development of team members. Take an active role in the training
- Develop and maintain communications with management in areas of specialization to
- Bachelor's degree in accounting, business or related field or equivalent education and related training
- Two years of experience in audit, preferably in a role similar to an Audit Project Leader
- Advanced knowledge, ability and expertise in audit and a broad understanding in multiple areas of banking and financial services
- Substantial leadership experience and demonstrated leadership ability and decision making skills
- Excellent understanding of risk management and process concepts
- Excellent written, verbal and negotiating skills
- Good working knowledge of standard software applications such as MS Office and TeamMate
11
IT Audit Project Manager Resume Examples & Samples
- Provide oversight of the development and execution of a risk-based testing approach for assigned audits
- Review and evaluation of process walkthroughs and documented workpapers
- Provide effective communication with the client and audit team during all phases of the audit
- Lead teams of up to three staff auditors with responsibility for on-the-job training, development and feedback
- Demonstrates understanding of Internal Audit Standards and Frameworks such as Sarbanes Oxley (SOX), COSO, COBIT, ISO, NIST, and ITIL
- Demonstrates advanced understanding of IT risks, processes, and controls, including application controls, ITGCs, and security configuration controls within Windows, UNIX/Linux, Active Directory, Oracle, SQL, iSeries, z/OS, VMware, and network devices
- Demonstrates strong analytical skills
- Demonstrates ability to review data, develop themes and determine what is important
- Demonstrates ability to logically organize thoughts
- Demonstrates interpersonal skills and ability to develop solid working relationships with others
- Demonstrates strong writing skills
- Demonstrates ability to present opinions in a clear and concise manner in order to influence peers and management
- Demonstrates understanding of how the audit process is designed and the purpose/objective of each task
- Demonstrates ability to Influence audit team through open communication and sharing of ideas
- Demonstrates ability to review and critique the work of others (e.g., workpapers)
- Demonstrates ability to independently develop a risk-based test approach and plan
- Demonstrates ability to anticipate roadblocks/delays, assess critical path, develops alternative approaches
- Demonstrates ability to evaluate and execute data mining strategies using MS Excel, MS Access or other tools (e.g., IDEA) to quantify results or test controls
- Demonstrates proficiency in conducting interviews in order to gather information from all levels of management
- Knowledge of the PeopleSoft ERP environment
- Knowledge of GLBA/Information Security Regulations
- Experience in performing new systems development audits
- Experience with perl scripts and developing scripts to pull operating system and database configurations
- Experience with TeamMate, IDEA, and other audit software
12
Senior Audit Project Manager Resume Examples & Samples
- Lead the critical and more complex Model Risk Management, Broker/Dealer, Market & Liquidity Risk Management and Treasury related audit risk review assignments by
- Provide leadership in development of team members. Take an active role in the training and mentoring of new and junior team members. Be a Client Service champion by consistently modeling world standard client service delivery
- Develop and maintain communications with management in areas of specialization to ensure effective working relationships. Assist management in establishing internal controls by consulting in the implementation of new systems, processes, and changes to existing systems, standards, and procedures
- Maintain rapport with external auditors/bank examiners and assist in the coordination efforts to ensure prompt and efficient completion of their examination
13
Audit Project Manager Resume Examples & Samples
- Serve as auditor-in-charge for high-risk, complex broker-dealer, capital markets, corporate and investment banking, and investment advisory audit assignments by
- Bachelor's degree in accounting, business, finance or related field or equivalent education and related training
- Six years of banking, auditing or other relevant experience, preferably in a role similar to Audit Project Manager
- Demonstrated ability in a specific area(s) of banking and financial services relevant to the area of specialization, such as broker-dealer, capital markets, corporate and investment banking, and investment advisory services
- Possess appropriate professional certification such as CIA, CPA, or Series 7
14
Audit Project Manager Resume Examples & Samples
- Oversight of the development and execution of a risk based testing approach for assigned audits, review and evaluation of process walkthroughs and documented workpapers, and effective communication with the client and audit team during all phases of the audit
- Lead teams of one to three staff auditors with responsibility for on-the-job training, development and feedback
- Demonstrates understanding of internal audit standards and frameworks such as COSO, IIA Professional Standards, and COBIT
- Demonstrates ability to provide a strategic perspective to audit planning and execution
- Demonstrates strong Interpersonal skills and ability to develop solid working relationships with others
- Demonstrates ability to thrive in a team environment or work independently
- Demonstrates self-management by effectively balancing commitments
- Demonstrates ability to identify and assess risks and controls
- Demonstrates ability to distinguish between a root cause and a symptom; identify and provide fact-based criteria to support conclusions
- Demonstrates ability to lead a team including effective delegation/follow-up
- Demonstrates ability to anticipate roadblocks/delays, assesses critical path, develops alternative approaches
- Demonstrates ability to evaluate data mining strategies using MS Excel, MS Access or other tools to quantify results or test controls
- Demonstrates proficiency in Microsoft Office Suite
- Financial services and/or banking knowledge
- TeamMate and other audit software
- Demonstrates ability to execute data mining strategies using MS Excel, MS Access or other tools to quantify results or test controls
- Demonstrates proficient level of understanding of IT general controls and security concepts
15
Internal Audit Project Manager Resume Examples & Samples
- Working across functional areas to develop effective business solutions that align with company and business unit/department objectives
- Implementing department strategy or new initiatives involving significant ambiguity
- Managing large scale or multiple mid-sized finance, accounting or audit projects
16
Senior Audit Project Manager Resume Examples & Samples
- Lead critical and complex model risk management, trust and wealth, capital planning, broker/dealer, market and liquidity risk management and treasury-related audit risk reviews and business monitoring activities
- Provide leadership in development of team members. Take an active role in the training and mentoring of new and junior team members. Act as client service champion by consistently modeling perfect client experience behaviors
- Bachelor’s degree in Accounting, Business or related field, or equivalent education and related training
- Eight years of experience as a securities and/or treasury, or Trust auditor at a significant broker/dealer or financial services firm or commensurate experience as an examiner within the financial services industry
- Possess appropriate professional certification (e.g. Certified Public Accountant, Certified Internal Auditor, Certified Information Systems Auditor)
- Ability to lead and execute risk review and audit programs to include capital adequacy and planning, market and liquidity risk management, model risk management, treasury, Basel compliance, stress and scenario testing and all aspects of Enterprise Risk Management activities
- Demonstrated experience in the risk evaluation and/or audit of capital, stress testing, market and liquidity risk management, model risk management and Enterprise Risk Management activities or related areas
- Advanced knowledge, ability, and expertise in stress testing, capital adequacy, market and liquidity risk and Basel compliance
- Master’s degree in Business or related field
- Professional certifications such as Certified Investments and Derivatives Auditor and/or Series 7
17
Audit Project Manager Resume Examples & Samples
- To be able to work effectively in a team, to plan, manage and execute audit engagements, within a risk based environment efficiently and effectively
- To be a role model and mentor for less experienced members of the team providing on the job training and to be able to develop young talented team members
- Good Polish GAAP/IFRS knowledge
- To be able to develop effective business relationships with clients in order to identify, package and sell business solutions that help our clients grow and become more successful
- Minimum 4 years of experience in auditing companies
- Certificate of Polish Chartered Accountant (Biegły Rewident), its international substitute (ACCA) would be an advantage
- Entrepreneurial flair and drive
- Client service experience
- Oral and written communication skills (Polish and English language)
- IT skills such as advanced use of MS Word, Excel and PowerPoint packages are required
- Pursuing Polish Chartered Accountant certification, ACCA or other professional certification
- Taking proactive career steps - set goals and career plans with your career counselor
- Developing excellent professional skills
- Continuous development through our Deloitte Learning curriculum, e-learning modules and regional training programs
- Competitive salary and social package
18
Audit Project Manager Resume Examples & Samples
- Five or more years of experience in internal auditing or public accounting
- CIA, CPA or other relevant professional designation. [Note: Experience can be accepted in lieu of certification/advanced degree when hiring individuals without a professional certification at the Audit Senior or higher levels. CAS requires all professional staff members at the Audit Senior and above levels to obtain a professional certification or advanced degree that is applicable to the work performed by CAS.]
- Thorough understanding of IIA Standards and the common definition of internal controls
- Relevant Financial Service Industry knowledge (e.g., Lending, Operations, Trust, Payment Services, Corporate Functions, etc.)
19
Audit Project Manager Resume Examples & Samples
- An MBA or four year business degree from an accredited university preferably with a major in accounting or finance
- Professional Certification as a CPA, CIA, CFSA, or area of specialization
- Thorough knowledge of all appropriate regulations
- The incumbent should possess basic business knowledge of their assigned area of responsibility specifically having knowledge of default mortgage banking operations is a plus
- The incumbent should possess strong documentation skills and should be able to demonstrate proper grammar in their written documentation
- The incumbent should possess strong verbal skills and should be able to communicate effectively with the audit team as well as the auditee
- The incumbent should be organized and detailed oriented to ensure all assigned tasks are completed in an efficient and effective manner. The incumbent should be able to manage multiple tasks at the same time
- The incumbent should be able to work independently and completed tasks assigned within the assigned timeframes as well as work in a team environment and assist other team members as necessary
20
Audit Project Manager, Intermediary Business Resume Examples & Samples
- Manages crew assigned to the audit project, setting clear expectations, providing appropriate development and constructive and candid feedback during and after the audit assignment
- Develops and maintains an ongoing working knowledge of Vanguardfunds and business
- Provides advice and guidance to staff as assigned and works collaboratively with team members
- Drafts and reviews audit reports and other communications to management. Assists the Senior Manager and Audit Director in preparing communications to the audit committee
- Minimum of five years general business experience, including two to four years of asset management experience
- Minimum of five years Internal Audit experience
- Strong working knowledge of and demonstrated interest in financial services
- Excellent leadership, interpersonal, verbal and written communication, presentation, and problem solving skills
- Experience in situations requiring diplomacy. Strong negotiation skills
21
Audit Project Manager, Institutional Resume Examples & Samples
- Works with Audit Senior Management team to develop the annual audit plan to achieve departmental and corporate objectives
- Works closely with client management in the planning, development and execution of the audit plan
- Demonstrates initiative and creativity in independently recommending and implementing control solutions
- Develops and maintains an ongoing working knowledge of processes and systems (including associated operating risk factors) that support Vanguard's operations
- Demonstrates a solid understanding of internal control concepts and their application to Vanguard's global operations
- Ensures operational efficiency and effectiveness within the unit. Sets measurable goals and examines ways to raise standards, to increase quality and to improve overall performance of the unit. Participates in the development of project budgets
- Strong Client/Focus and relationship skills
- Understanding of retirement products, ERISA, retirement plan recordkeeping, institutional asset management
22
Investments Senior Audit Project Manager Resume Examples & Samples
- Serves as an internal consultant to the business and technology auditors across the audit group regarding business risks. Applies a significant depth of expertise in business and/or technology risk and control related matters to enable audit teams and ensure risk is properly evaluated in audit work. Leverages technical business expertise to influence appropriate audit coverage and assurance, such as investment instruments and product intricacies, regulatory considerations on a global scale (including the broker-dealer landscape) and/or Sarbanes-Oxley depth
- Owns a portion of the audit plan and the associated senior business leader relationships. Manages, plans and executes the audit activities for the business areas assigned. Develops the audit strategy for specific audits that includes clearly defined identification of risks, control objectives, and audit approach. Directs the preparation of or prepares detailed audit activities to be performed to accomplish the audit strategy
- Leads and manages complex audit projects for the organization assessing business and technology risks. Serves in an advisory capacity in support of enterprise-wide initiatives related to new business ventures and technologies (Vanguard programmatic strategic initiatives) being implemented locally and or globally
- Evaluates audit results ensuring the quality of the audit activities and the audit requirements are met in adherence to the professional standards of internal auditors and in keeping with our position as the independent third line of defense for the organization. Ensures audit deliverable is accurate, complete, and addresses key risks
- Undergraduate degree or equivalent combination of training and experience. CPA, CIA, CFA or MBA also preferred as related to one’s area of expertise
- Eight to ten years of experience in the audit profession required; five years of project management experience with experience in shaping / implementing future strategies preferred and five years of financial services experience preferred
- Asset Management or Capital Markets experience
- Ability to lead and motivate others
- Advance organization integration
23
IT Audit Project Manager Resume Examples & Samples
- Lead and execute audits and projects within the domains of: Emerging Technologies (e.g., Mobile, Cloud), Infrastructure (Server, Database, and end-user device build and configurations), Network architecture design and operations, Performance and Capacity Management, Incident and Availability Management, Data Center Management, and IT benefits realization
- Develop a thorough and comprehensive understanding of the processes, issues, pertinent regulations and control risks associated with assignments
- Identify control issues, assess the adequacy of controls, and identify opportunities for continuous improvement
- Pursue continuous professional development through company paid internal/external training, certifications and/or continuing education
- Assist in developing and communicating the objectives of an audit and of other planned services to team members. Identify and communicate each team members’ role in the audit process
- Execute and review in a timely manner, working papers prepared by project team members for technical accuracy and completeness, as is consistent with generally accepted auditing standards
- Supervise audit projects including managing their individual time; scheduling and assigning work and monitoring the progress of audit fieldwork; proposing modifications to current procedures to improve audit effectiveness and efficiency; and continuing to learn the economics of the business
- Prepare walkthrough narratives, flowcharts, and other memos. Documents, conclusions and general background about information technology
- Clearly articulating the status and results of work performed, both orally and in written form, to internal management and the project client
- Operate effectively and with minimal supervision, within a team or independently, performing special projects and related duties, as assigned
- Expected to coach and supervise staff and senior auditors throughout assignments
- Bachelor’s Degree in Computer Science, MIS, Engineering, Information Security, or a related discipline with solid academic credentials
- Minimum of 6-8 years of experience, with 3+ years of recent experience in data center environments operations
- Strong foundational understanding of infrastructure components, for instance, servers, operating systems (e.g. z/OS, Linux), data storage (e.g. SANs, databases such as Oracle, SQL Server, DB2), directory services (Active Directory), and basic networking concepts
- Working experience and/or technical knowledge of virtualization/cloud/mobile concepts and technology (e.g., VMware, OpenStack, AWS, IaaS, PaaS, SaaS, and MDM platforms)
- Demonstrated ability to work in a complex, dynamic, and fast-paced environment with strong inherent project execution skills, including: prioritizing tasks, balancing workload between multiple projects, anticipating next steps, adapting to changing situations and project scope
- Strong conceptual thinking aptitude
- Strong interpersonal skills, including: written and verbal communications, willingness to assist in areas outside of direct assignments when necessary, and commitment to self-improvement and completion of team objectives
- Professional certification (e.g., VCP, CCTP, CompTIA, CDCMP, CCNA/P, ITIL, Microsoft, UNIX, and CISA) is a plus
- Exposure to internal audit, compliance or other internal control functions is a plus
24
IT Audit Project Manager Resume Examples & Samples
- Lead and execute projects and audits within the domains of: Application & Infrastructure lifecycle management (SDLC), Business Process & System Analysis and Design, Business Process Improvement, Program roadmap and governance, and benefits realization
- Minimum of 6-8 years of experience, with recent project management and/or application development experience using common development methodologies (e.g., Agile, Kanban, Waterfall, etc.)
- Strong understanding of infrastructure components, including: servers, operating systems, data storage (e.g., SANs, databases), directory services (Active Directory), and networking concepts/protocols
- Strong familiarity with common technology, project management, and control assessment frameworks (e.g., ITIL, PMBOK, and COBIT)
- Professional certification (e.g., PMP, PMI-ACP, CBAP, CISA, etc.) is a plus
- Exposure to consulting, internal audit, compliance or other internal control functions is a plus
25
Investments Audit Project Manager Resume Examples & Samples
- Works with Audit Senior Management team to develop the annual audit plan to achieve departmental and corporate objectives. Works closely with client management in the planning, development and execution of the audit plan. Demonstrates initiative and creativity in independently recommending and implementing control solutions
- Develops and maintains an ongoing working knowledge of Vanguard's business lines, products and services. Understands the underlying risk factors associated with the entities being audited. Has a sound understanding of the technical aspects of the functions being performed within each auditable entity
- Develops and maintains an ongoing working knowledge of processes and systems (including associated operating risk factors) that support Vanguard's respective business lines being audited, as well as a working knowledge of the broader audit universe of auditable entities around the globe
- Develops and maintains a working knowledge of process and systems supporting Vanguard's businesses
- Demonstrates a solid understanding of internal control concepts and their application to the function(s) being audited
- Establishes and maintains effective working relationships with unit, department and division management, as well as PricewaterhouseCoopers. Performs inquiries of key management personnel to assist in developing the strategy for each audit
- Undergraduate degree in a business related field of concentration or equivalent combination of training and experience. Professional certification or advanced degree (e.g., ACA, CPA, CIA, MBA, CFA or CIDA) preferred
- Minimum of five years general business experience, including two to four years of financial services industry experience. Internal Audit experience with two to four years of previous management experience preferred
- Strong working knowledge of and demonstrated interest in the financial services industry. Ability to comfortably and credibly discuss our business lines, products, and services with senior leaders across the company
- Demonstrated ability to function in fast paced, ambiguous environment working with multiple and diverse responsibilities
- Strong written and verbal communication skills including the ability to clearly describe complex technical concepts to both technical and non-technical crew
- Demonstrated ability to manage multiple priorities and projects and remain highly productive with minimal supervision
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Audit Project Manager Resume Examples & Samples
- Bachelor’s degree (preferably in Accounting or other related field) or equivalent work experience
- Five or more years of experience in internal auditing, public accounting or financial industry regulation
- Certified Anti-Money Laundering Specialist (CAMS)Professional certification
- Relevant Financial Service Industry knowledge (e.g., AML/ES Compliance)
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IT Audit Project Manager Resume Examples & Samples
- Provide consultation on IT risk, scoping, testing and control identification for business process audits
- Lead and execute audits with a focus on business processes and their supporting IT processes,
- Execute and review in a timely manner, working papers prepared by project team members for
- Bachelor's Degree in Computer Science, Information Systems, MIS, Accounting, or a related
- Strong understanding of information technology risks and controls
- Strong familiarity with common technology, project management, and control assessment frameworks
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Senior Audit Project Manager, Institutional Resume Examples & Samples
- Leads discussions and consults with audit, business and technology leaders to assist in the development of an annual plan. Works closely with all levels of management in the planning, development and execution of short and long term goals. Demonstrates initiative and creativity in independently recommending and implementing solutions
- Performs research to understand new business activities, technologies, data, associated risks, and the application to Vanguard’s business and technology environment to support specialized topics across multiple domains
- Eight to ten years of experience in the audit profession required; five years of project management experience with experience in shaping / implementing future strategies preferred
- Experience in situations requiring diplomacy and negotiation
- Strong client focus and relationship skills
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Audit Project Manager Resume Examples & Samples
- An MBA or a four year business degree from an accredited university preferably with a major in accounting or finance
- A combination of at least five years progressive experience in public accounting, financial institutions internal audit or audit consulting experience
- The incumbent should have a proficient level of business knowledge of their assigned area of responsibility. A basic understanding of the mortgage industry is required
- The incumbent should be organized and detailed oriented to ensure all assigned tasks are completed in an efficient and effective manner
- The incumbent should possess project management skills and be able to oversight multiple projects at the same time. The should be able to work independently and completed tasks assigned within the assigned timeframes as well as work in a team environment and assist other team members as necessary
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IT Audit Project Manager Resume Examples & Samples
- Leads the field execution of diverse audits, reviews, and special projects. Drives the audit planning process by identifying key risks and assessment of project scope alternatives to identify an appropriate testing approach
- Plan and perform reviews of IT general and application controls. This includes supporting integrated audits and system implementation reviews
- Provide IT technical audit services and consulting relative to IT internal control practices for PC-Client, web and legacy applications in distributed network and multi-platform environments (e.g. mainframe and server-based operating systems, database management, and data and telecommunications network technologies)
- Leads the planning, scheduling, and field supervision of assigned audit projects. Ensures projects are moving forward by working effectively with client and IAS management
- Efficiently and effectively leads the audit team to successful project completion
- Identifies, suggests, and helps implement new/improved audit approaches, tools, and techniques
- Ensures that all work papers prepared as part of the audit engagement include sufficient evidence to support audit conclusions, and meet IIA Standards/IAS policies
- Professionally communicates scope, purpose, and conclusions both verbally and in writing
- Actively coach staff and deliver feedback throughout the audit engagement
- Support development of the assigned practice area by actively contributing perspective to the team's priorities and risk assessments, identifying areas where further research and development would be value-added, creating audit tools, establishing client relationships, and identifying and sharing relevant information
- Minimum five (5) years of auditing or comparable experience required; to include increasing levels of internal project management experience
- 2 yrs of IT Audit Experience
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Audit Project Manager Resume Examples & Samples
- An excellent level of written and spoken English
- A very good working knowledge of basic Microsoft Office Applications (Word, PowerPoint and Excel)
- Good knowledge of internet / intranet tools,
- An organised and professional task-orientated approach,
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Internal Audit Project Manager Resume Examples & Samples
- Manages all aspects of risk assessment and internal audit plan development. Coordinates interviews, synthesizes results, facilitates team discussions regarding risks identified and related proposed audit scopes, and prepares final audit plan for Audit Committee approval
- Collaborates with the Company’s external auditors regarding risk assessment, internal audits, management’s Sarbanes Oxley approach and results, and substantive work performed on behalf of external auditors
- Coordinates preparation of Audit Committee and Senior Leadership Team materials, including progress toward audit plan completion, open items, exceptions, KPIs, resource allocation, etc
- Manages all aspects of the Company’s Section 404 certification program including the annual materiality assessment, Process Owner training, testing coordination with internal team and co-source provider, quarterly certifications, deficiency assessment and final conclusion
- Maintains technology solutions, such as Access database, SharePoint, and other tools
- Ensures team’s compliance with department / IPPF standards and prepares the team for the upcoming QAR
- Leads projects such as the annual fraud risk assessment, ethical climate survey and other special projects
- Leads value added business process and assurance audits; identifies opportunities to improve operational process and control efficiency and effectiveness, as well as evaluate accounting, compliance, and governance practices where relevant
- Supervises work products of team members ensuring appropriate documentation, audit and testing evidence, conclusions, and adherence to department standards
- Supports corporate governance committees such as Enterprise Risk Management, Corporate Compliance, and Disclosure in evaluating risks and effectiveness of management’s processes and risk mitigation plans
- Conducts investigations as necessary
- Develop strong, long term relationships with key internal stakeholders, including the senior management team
- Understand and stay abreast of accounting, audit, business, economic, and industry developments and their impact on the Company
- Strong understanding of Generally Accepted Auditing Standards (GAAS) and Generally Accepted Accounting Principles (GAAP), Sarbanes-Oxley Act of 2002, Section 404, Internal Controls over Financial Reporting and Rules (SEC and PCAOB), COSO 2013, and NASDAQ Listing Standards
- Strong understanding of financial reporting
- Proven project management experience and/or experience managing audits and/or audit plan highly preferred
- Expert technical skills and analytical capabilities
- Proven problem solving and decision making skills
- Strong interpersonal skills (verbal, written, presentation)
- Ability to work independently, as well as in a team environment and communicate effectively with all levels and across all functions throughout the organization
- Ability to prioritize, multi-task, and maintain flexibility in a fast paced changing environment
- Strong computer skills with Microsoft Office (Word, Excel, PowerPoint, Access); experience with Visio and SharePoint
- Bachelor’s degree in Accounting or related business discipline required (MBA or advanced degree preferred)
- CPA required, CIA or CISA a plus
- Minimum of 7 years of progressive accounting and/or internal controls experience required (at least 3 years of Big 4 or large regional public accounting experience preferred)
- Experience in processes risk assessment, internal controls and performing gap analysis
- Supervisory experience a preferred
- Domestic and international travel may be required: approximately 5% - 10%
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Integrated Audit Project Manager Resume Examples & Samples
- Conduct audits in complex, judgmental and specialized areas. Plan engagements, define audit scope / objectives, facilitate risk assessment workshops, develop audit programs, analyze audit evidence, identify audit issues, and propose solutions to be discussed with senior management to initiate change and improve the effectiveness of the control environment or business process
- Prepare comprehensive working papers that are consistent with generally accepted auditing standards, accounting principles, and internal departmental standards
- Direct all activities within assigned projects, including communicating with client management, coordinating the work of other team members, establishing project milestones, completing and monitoring fieldwork progress, providing updates to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency for the department
- Prepare and deliver presentations to engagement team members, client management, and senior management. Draft clear and concise audit reports identifying key risks and value-added recommendations to improve the effectiveness of the internal control environment. Influence others to affect positive change at Staples
- Develop and maintain ongoing working relationships and facilitate risk assessment meetings with management. Assist in the identification and analysis of risks and provide input into the annual audit plan. Serve as a business advisor by providing the client and senior management with advice related to complex business issues on special projects
- Contribute to our positive, team-oriented culture by maintaining cooperative relationships, facilitating the resolution of conflicts, sharing information, and accepting and providing constructive feedback
- Stay abreast of general business and economic events and demonstrate a broad understanding of Staples’ business and industry by recognizing business trends and emerging technical and industry developments of relevance to share with the team
- Ideal candidate will have 4 to 8+ years of prior business experience, preferably inclusive of public accounting, internal audit, and/or multidimensional corporate experience
- BA or BS in Business required. MBA or MS a plus. CPA certification preferred. Other professional certifications preferred (e.g., CIA)
- Comprehensive understanding of the professional standards governing the audit process, and financial and operational auditing and accounting principles
- Exceptional interpersonal skills with the ability to interact with all levels of management. Energetic, passionate, self-motivated, results-oriented professional. Ability to think strategically, multi-task, proactively take initiative, and work effectively and efficiently with minimum direction in a team environment
- Fully developed written and verbal communication skills are required
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Senior Audit Project Manager Resume Examples & Samples
- Provide guidance on critical and complex compliance-related audit risk review assignments
- Master’s degree in Business or Juris Doctorate
- Completion of Graduate School of Banking
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Global Audit Project Manager Resume Examples & Samples
- Lead the initiation, planning, execution, monitoring and controlling and closure of projects, varying in size, priority, and scope focusing on scope management, time management, resource management, issue and risk management, communication management, procurement management, integration, quality management, cost management, decision tracking, change control, reporting and process assessment and improvement
- Facilitate conflict resolution across teams to drive project execution
- Coordinate issue resolution across internal and external teams
- Manage risk identification and mitigation efforts across internal and external teams
- Manage Scope including changes
- Drive deliverables and milestones to meet schedules
- Facilitate communication and status reporting; report on project health and risk and issue mitigation
- Facilitate project quality controls, including acceptance decisions and project adjustments
- Collect, validate and analyze Project Metrics data
- Create Project metrics reports providing objective visibility to organizational leadership
- Strong understanding of Project management concepts (from project initiation thru to project closure). Includes planning, monitoring and tracking, risk management and quality management)
- Strong understanding of the broad concept of Quality Assurance (as opposed to testing). Includes Quality Assurance Processes, Methodology and Tools
- Strong Project Management skills and capabilities
- Attention to detail, at the same time has the ability to understand the big picture
- Strong organizational skills and consultative skills
- Strong communication skills (oral, written, and presentation)
- Ability to work in a team environment and foster the teamwork of others
- Knowledge of techniques for the verification and validation of the quality of products and processes across organization
- Experience with the collection, measurement and reporting of Metrics
- Experience in facilitating review meetings
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Audit Project Manager Resume Examples & Samples
- Bachelor’s degree preferably in Accounting, Finance, MIS, or equivalent work experience
- Seven to ten years of experience in internal auditing or public accounting
- Relevant Financial Service Industry knowledge (e.g., Corporate Functions)
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Audit Project Manager Resume Examples & Samples
- Develop initial audit program to meet the audit engagement objectives
- Plan the nature, timing, and extent of engagement procedures
- Develop project timeline to ensure alignment with internal audit annual plan
- Review work performed by audit team for more complex audits to ensure documentation is in accordance with the internal audit methodology
- Coach internal audit staff throughout the audit engagement to ensure the audit objectives are met
- Ensure that all audit issues are developed accurately and objectively and reflect the audit work performed
- Discuss audit findings and their impacts professionally and confidently with various levels of the organization as directed by audit management
- Timely and consistently follow up with management to ensure that management actions have been effectively implemented to remediate audit issues
- Identify process improvements for the business based on understanding and analysis of process flows/operations
- Manage the team conducting audit engagements to ensure that objectives are met consistent within budgets and deadlines
- Demonstrate efficiency and effectiveness of managing their own time
- Identify the level, timing, and type of communications for the intended audience
- Listen actively and ask questions as required to validate understanding
- Organize ideas logically to achieve the objectives of the written communication
- Demonstrate competence and confidence in verbal communications
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Audit Project Manager Resume Examples & Samples
- Requires a Bachelor’s degree
- 10+ years of professional experience desired with exposure to international operations
- Prefer 5 years of previous audit experience required with at least 3 years in an audit execution leadership role
- CISA, CISM, CIA, CCSA, CFSA, or similar audit certification preferred
- Licensed CPA or public accounting experience highly desired
- Demonstrated ability to communicate with and lead discussions with Caterpillar senior managers, directors, and/or VPs
- Excellent interpersonal skills, oral and written communication skills, along with good listening skills. Very good planning, organizing, and analytical skills are essential to this position along with the ability and desire to learn quickly
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Internal Audit Project Manager Resume Examples & Samples
- Plans and executes IT audits, including scoping, detailed fieldwork, and reporting. IT audit projects span cloud and on-premise system reviews, cyber security reviews, IT GCC reviews, IT security control reviews, and IT SOX control validation
- Progressive experience with IT Audit, Information Technology, Finance or Accounting (6 years)
- Managing large scale or multiple mid-sized technology, finance, or accounting audit projects
- Experience working with ACL, SQL scripts, Tableau are preferred
- Experience working with Oracle, Hyperion, TeamMate, Archer are desired
- Understand and/or working knowledge of statistical/predictive analytics software such as R, Python, SAS is a plus
- Excellent understanding of concepts related to information system audits, information security, cloud computing, application controls, general IT controls, and technology risks
- Deep knowledge of external risk and control frameworks such as COBIT, ISO27001, NIST Cybersecurity Framework, PCI DSS, and IT related internal controls
- Strong understanding of modern IT processes and development methodologies, including Agile/Scrum and DevOps
- CISSP, CISA, CISM or comparable industry certification preferred
- Able to balance multiple priorities under minimal supervision and meet deadlines
- Knowledge of how to connect to data sources, extract and analyze data
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Audit Project Manager Resume Examples & Samples
- Serve as auditor-in-charge for the higher risk and more complex assignments by
- Train/coach/mentor junior team members to enhance achievement of goals and objectives. Provide training on more complex and difficult areas
- Consistently deliver the perfect client experience
- Bachelor’s degree in accounting, business or related field or equivalent education and related experience
- Four years of banking, auditing or other relevant experience related to area of responsibility
- Understanding of risk management and process concepts
- Demonstrates a broad understanding of banking and auditing
- Creative and innovative
- Excellent decision-making skills
- PC literate on BB&T standard software programs
- Inquisitive and willing to learn
- Good aptitude for learning analytical, audit and/or facilitation skills
- Demonstrate the perfect client experience
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Audit Project Manager / Manager Resume Examples & Samples
- Lead the day-to-day operations of multiple engagements and be involved with regulatory and accounting issues that arise during the audit engagement
- Responsible for the supervision of staff and management of services to clients
- Apply deep technical experience and develop in-depth knowledge in a given industry/service line
- Participate in the completion of client annual reports and interact with clients to discuss audit issues
- Participate in pre-audit planning for audit engagements, review client accounting and operating procedures and systems of internal control and conduct audit tests
- Participate in the preparation of financial statement reports, performing analytical reviews of audit documents and preparing the documentation and audit opinions
- Perform accounting research to solve issues that arise during the course of audit or compliance engagements
- Will commute across BiH to consult with clients regarding the above job duties
