Finance Auditor Job Description
Finance auditor
provides details on the operations and structure of the borrowing companies including their systems of accounting and internal controls.
Finance Auditor Duties & Responsibilities
To write an effective finance auditor job description, begin by listing detailed duties, responsibilities and expectations. We have included finance auditor job description templates that you can modify and use.
Sample responsibilities for this position include:
A minimum of 2-3 years of information technology experience and / or IT auditing, IT risk management experience
Monitor audit finance functions
Oversee accounting policy and taxation
Openly and willingly shares information
Exposure to the wholesale finance industry
Knowledge and experience of Financial Services, particularly in Corporate Finance products including Mergers and Acquisitions (M&A), Equity Capital Markets (ECM) and Debt Capital Markets (DCM), coupled with familiarisation of working within the operational requirements and regulatory environment of a Global Bank
Demonstrate sufficient knowledge of required auditing standards, accounting policies, computer application standards, applicable laws and regulations
To manage, on a day to day basis, the planning, performance and report delivery of allocated audit assignments within the Finance and Operational area
Demonstrates sufficient knowledge of required auditing standards, accounting policies, applicable laws and regulations
Provide status update on audit progress to the Audit Lead on a timely basis
Finance Auditor Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Finance Auditor
List any licenses or certifications required by the position: CPA, CIA, CISA, SOX, CFE, ACCA, CISSP, CA, FRM, HIPAA
Education for Finance Auditor
Typically a job would require a certain level of education.
Employers hiring for the finance auditor job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Accounting, Finance, Education, Business, MBA, Business/Administration, Management, Economics, Auditing, Public Accounting
Skills for Finance Auditor
Desired skills for finance auditor include:
Accounting
Analytical tools to analyze
Finance
Ideas to identify trends and form valid conclusions
Information
Internal control
Internal controls systems and US GAAP
Interpret and organize a wide variety of data
Risk management
Internal control concepts and accounting standards
Desired experience for finance auditor includes:
7 years of relevant experience of auditing (or related field) Risk Management (esp
Implement and execute an effective program of continuous monitoring for assigned areas
Drive all aspects of audit execution, including audit planning, audit testing, control evaluation, audit report drafting, workpaper documentation and follow up and verification of issue closure
Previous financial services experience preferably in public accounting, internal audit or risk and control functions
Working understanding of SEC reporting, regulatory reporting, and SOX preferred
Well versed in GAAP including recent accounting pronouncements
Finance Auditor Examples
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Finance Auditor Job Description
Job Description Example
Our company is hiring for a finance auditor. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for finance auditor
- Manage transfer pricing
- Set valuations
- Report financials
- Complete regulatory reporting tasks
- Drive all aspects of audit execution, including audit planning, testing, control evaluation, drafting audit issues, work paper documentation and verification of action plan closure
- Executes audit fieldwork in line with the agreed audit approach documenting Activity Flows, identification of key risks and testing of key controls to determine whether they are properly designed and are operating effectively and documenting work in accordance with GA standards
- Communicates openly with GA management and the internal stakeholders
- Support the identification of emerging risks and respective adjustments to the plan
- Provide training and advisory services to other auditors on technical areas of expertise
- Provide subject matter expertise together with the team
Qualifications for finance auditor
- Ability to work independently with minimal supervision in a rapidly changing, growth oriented environment
- Proven years audit experience in Receivables Finance
- Experience of auditing corporate facilities in excess of £10m preferred ABL experience (Inventory and P&M) preferred but not essential
- Background in accountancy [qualified or part-qualified ACA/ACCA] or commercial lending experience preferred but not essential
- Investigative ability and good levels of literacy and numeracy
- Clean Full Driving Licence with a willingness/ability to travel UK and abroad as and when required
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Finance Auditor Job Description
Job Description Example
Our innovative and growing company is looking for a finance auditor. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for finance auditor
- BSc degree or equivalent in Accounting, Finance or other Business discipline
- Previous experience of working within Finance, Accounting and/ or Auditing
- Conducts audits to assess the soundness, adequacy, compliance, and cost-effectiveness of the enterprise operational, financial, and information systems' controls
- Be responsible for data collection, data analysis, audit interviews, documentation, summarization, and communication of results
- Perform duties of an advanced or complex nature requiring strong judgment
- Executing CIA’s Continuous Control Review audit program within the Consumer EAME Center of Excellence (COE) and for regional affiliates supported by the COE
- Ensure business risk is the compass that guides everything we do
- Willingness to improve and increase knowledge by taking on new assignments and responsibilities in multiple areas
- Be challenged to meet deadlines, directly interact with key members of management, and provide dynamic feedback to actively improve evolving processes
- Assist with planning, executing and reporting of multiple audit engagements and interact with management during audit engagements
Qualifications for finance auditor
- Knowledge of capital planning, capital management, stress testing, financial forecasting and/or CCAR reporting is preferred
- Must be prepared to travel 10-20% of the time
- Audit review work requires ability to evaluate controls and determine the risk effect of delinquent processes
- Some stress due to quarter end deadlines
- The responsibilities are performed in a non-standard office environment (hotel concept) with the work involving reading, significant computer and telephone usage
- Minimum of 3-4 years work experience in the Audit function of a large multi-national company or public accounting firm with strong track record of success and demonstrated progression in complexity of assignments
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Finance Auditor Job Description
Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of finance auditor. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for finance auditor
- Interact with compliance, financial and IT Auditors while performing their responsibilities
- Plan and execute control and substantive testing, and evaluate audit results to determine if issues exist and improvement recommendations are necessary
- Develop key management relationships for ongoing monitoring of their business areas
- Assist in the execution of audit engagements, which requires the candidate to have strong verbal and written communication skills, the ability to, monitor audit engagement progress to meet deadlines and interact with management
- Clearly and efficiently documents significant processes and tests controls affecting financial reporting (SOX 404 compliance) other business processes
- Assists in the preparation of audit findings and the development of audit reports
- Plans audits documenting activity flows of the processes to be reviewed, identifies risks and the key actual controls in place to mitigate the identified risks and attends meetings with internal stakeholders as and when required
- Executes audit fieldwork in line with the agreed audit approach documenting Activity Flows, identification of key risks, testing of key controls to determine whether they are properly designed and are operating effectively and documenting work in accordance with divisional standards
- Executing CIA’s Continuous Control Review audit program based in Prague, Czech Republic for Global Services (GS) Prague and for Medical Device EMEA affiliates
- Extensive travel potential
Qualifications for finance auditor
- Solid business understanding of US regulatory reporting
- Demonstrated professionalism and diplomacy ability to interact with individuals at senior levels
- Experience with Big 4 professional auditing firms is preferable, with experience dealing with Manufacturing clients, however someone coming from a very strong academic background will be considered
- Related 4 year degree
- Professional certifications such as CPA, CIA, CISA, CFE, are preferred
- Professional certifications, such as CPA, CIA, CISA, CFE, preferred
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Finance Auditor Job Description
Job Description Example
Our innovative and growing company is hiring for a finance auditor. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for finance auditor
- Implement, and contribute to, risk based audits both locally and globally
- Contribute to an environment in which people want to do their best and are proud to be members of the team
- Mentors project team members and participates in the preparation, review and evaluation of personnel on a project basis
- Prepares audit reports on control issues and other findings to senior management
- May assist clients in developing action plans to resolve audit issues
- Maintains a positive working relationship with auditees and team members
- Performs Sarbanes-Oxley (“SOX”) testing including conducting process walkthroughs and reperformance of key controls to ensure that controls are properly designed and operating effectively
- Responsible for assisting the External Auditors with substantive testing and documentation of test results
- Understanding of Sarbanes Oxley is preferred
- Excellent analytical and technical skills including Microsoft Excel
Qualifications for finance auditor
- 4+ years’ work experience in auditing and/or SOX with 2+ years in a management / supervisory role with staff supervision responsibility
- You are proficient in risk assessment and risk-based auditing
- Working technical knowledge of US GAAP, SEC reporting requirements, COSO, SOX requirements, including PCAOB Auditing Standard No
- Candidate must possess excellent analytical, technical
- Fluency in multiple languages is preferred
- Formally review and conclude on the design of internal controls
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Finance Auditor Job Description
Job Description Example
Our company is looking to fill the role of finance auditor. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for finance auditor
- Planning, performing and reporting of audits
- Using risk based methodologies acting either as lead auditor or in support of others
- Undertaking SOX404 assignments in accordance with divisional and documentation standards
- Providing business insight and audit expertise on specified business processes, strategic imperatives and enterprise threatening risks
- Making full use of computer assisted audit techniques (CAATs)
- Identifying and delivering process improvements and share knowledge and best practice across the audit team
- Perform research to identify relevant business policies, regulatory requirements, impacting the audited business unit or function
- Conduct and document more complex audit projects independently
- Lead projects and supervise less experienced auditors in audit projects, be responsible for a section of the audit
- Provide functional advice or training to less experienced auditors
Qualifications for finance auditor
- Development of efficient test plans and execute test procedures
- CPA, CIA, or CISA (or combination)
- Previous experience with audit and/or Sarbanes-Oxley compliance
- Execute audit tests in alignment with GAM and IIA standards
- Work at direction of Grade 10 (AIC)
- Complete findings follow up tasks under supervision of audit management