Business Auditor Job Description
Business auditor
provides industry best practices for risk assurance for system of internal controls, audit procedures and compliance testing.
Business Auditor Duties & Responsibilities
To write an effective business auditor job description, begin by listing detailed duties, responsibilities and expectations. We have included business auditor job description templates that you can modify and use.
Sample responsibilities for this position include:
Plan and/or perform audits and reviews related to a variety of business activities, processes, and operations
Participate in department’s activities, including the risk assessment, enterprise risk management, and quality assurance processes
Examine the systems and processes established by the organization to ensure compliance with policies, procedures, laws, and regulations that could have a significant impact on operations
Evaluate the means by which management implements remedial actions where existing processes are determined to be ineffective
Participate in planning and scoping reviews
Work with managers /team leaders to develop audit test steps and can assume responsibility for key process areas of moderate complexity
Assist team leaders, senior managers, manager, and seniors in accomplishing audit objectives in a team environment
The successful candidate will be a driven self-starter
Initiating and leading the investigations of fraudulent cases
Perform business and system analysis in order to prepare system requirements and product definition documents
Business Auditor Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Business Auditor
List any licenses or certifications required by the position: CISA, CIA, CPA, BW, ABAP, SAP, BI, CPC, ICD, ACCA
Education for Business Auditor
Typically a job would require a certain level of education.
Employers hiring for the business auditor job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Accounting, Finance, Business, Business/Administration, Education, Engineering, Economics, Computer Science, Auditing, MBA
Skills for Business Auditor
Desired skills for business auditor include:
Audit standards
Principles of internal controls
Processes
Assessment and design of compliance testing
Private Banking industry
Compliance requirements and the issues facing the financial services industry
Current regulatory environment
Key regulatory initiatives impacting the businesses in the UK and Europe
Standard IT tools
Relevant product areas
Desired experience for business auditor includes:
Proficient in word, excel, power point and other office applications
An understanding of the design and implementation process of business to system requirements**
College degree and minimum 3 years relevant experience required
University degree in a related field (Economics, business, accounting, IT )
Completed University degree (Technical preferably)
1+ years of experience in Audit dept
Business Auditor Examples
1
Business Auditor Job Description
Job Description Example
Our company is looking for a business auditor. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for business auditor
- Report system issues and/or request upgrades to management
- Report system or user issues using the support ticketing systems
- Assist end users with questions and training of application
- Interact with company-wide users for troubleshooting and resolution of system problems
- Analyze and identify audit findings, accounting and policy control issues and make recommendations to management
- Assist with the design and effectiveness of the internal control structure and evaluate compliance with policies and procedures
- Examine and evaluate the purpose and content of system generated reports in order to improve existing format, use, and control or to develop new reports
- Identify or design reports to be utilized by the T&E auditing department and provide detail documentation as to the use of the reports
- Generate monthly and quarterly reports to provide divisional management with expense reimbursement analysis
- Generate reports to track employee spending and to confirm audit findings
Qualifications for business auditor
- Assist accounting managers and corporate auditors when there are accounting or control related issues or questions about certain expense types, a particular issue with employee expenditures, or the need for a special report to be generated
- Ensure expense reports are in compliance with appropriate guidelines and requirements based on Corporate Policy and specific exceptions by respective divisions
- Related project management experience
- Conduct internal audits of Global Wholesale and relevant corporate functions in EMEA reporting to the Regional Portfolio Director
- Perform a broad and comprehensive analysis to identify business risks, determine objectives, resource requirements, and develop and execute programs to evaluate internal controls related to financial risks, operational activities, and compliance requirements
- As needed, manage engagements, supervise the work of assigned staff (if any), and make appropriate adjustments to the audit plan as needed
2
Business Auditor Job Description
Job Description Example
Our company is growing rapidly and is hiring for a business auditor. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for business auditor
- Prioritize findings based on significance and impact, and collaborate with business partners to develop management action plans for remediation
- Identify opportunities to complete engagement work more efficiently, and apply new tools and techniques including data analysis, benchmarking and business research tools
- Stay current on developments and best practices in the internal audit profession, industry, and within the company and apply this knowledge to more effectively plan and perform engagements
- Responsible for testing the internal controls to ensure the business will remain compliant
- Keeping up to date on regulatory and reporting requirements, advising the business on changes in policies
- Identifying any risks to the business, mitigating actions are identified and agreed with stakeholders
- Conduct quarterly badge access reviews of all Design Studios
- Conduct audits for both studio residents and non-residents
- Maintain up to date training roster list of signed Confidentiality Agreements on file
- General badging compliance
Qualifications for business auditor
- Broad outlook
- Minimum 3 years of systems and accounting experience (T&E experience preferred)
- CPA, CIA, CFE or CISA (or in the process of obtaining certification)
- Big 4 CPA Firm and/or a large, multinational, retail, consumer products or apparel company
- Ability to work effectively either independently or as part of a team
- Ability to be flexible in a complex global working environment and willing to adapt to change
3
Business Auditor Job Description
Job Description Example
Our growing company is searching for experienced candidates for the position of business auditor. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for business auditor
- Process request for replacement badges
- Process badge requests for all new agency employees
- Work with security and badging offices on any card reader issues
- Order designated Blue/Orange design badges and pick up weekly from badging office
- Maintain both Studio (Orange Badge) VisCenter SharePoints and track requests
- Troubleshoot access issues related to SharePoint requests
- Work with SharePoint team to continually improve sites and make them more user-friendly
- Assist with the collection of data for the annual Sarbanes Oxley Business Practice auditsto assess the areas of risk
- Monitor required “Integrity Training” for N.A
- Ensure confidential information is stored behind locked doors/out of sight
Qualifications for business auditor
- Experience with FCPA compliance engagements or fraud investigations
- SAP or other enterprise resourcing planning software experience a plus
- ACL or other data analytic software experience a plus
- Experience with eGRC software such as Teammate a plus
- Travel will be required (approximately 35%) to domestic and international sites
- Knowledge of regulatory frameworks like BASEL required
4
Business Auditor Job Description
Job Description Example
Our company is growing rapidly and is looking to fill the role of business auditor. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for business auditor
- Confirm annual reviews of all N.A
- Assist in general assignments within the Design Business office
- Maintain the Global Design SharePoint site and work to ensure that it is up to date and laid out in such a way for it to be intuitive to use
- Identify process improvements, including those that would have direct to the Design organization
- Pre-assessments to evaluate readiness for formal assessment
- Initial assessments/ re-certifications at which a recommendation is made on the Client's suitability for registration
- Provide accurate and prompt information to support services, working closely with them to ensure that client records are up to date and complete and that all other internal information requirements are met
- Works closely with all key business partners in identifying data requirements and specifications to improve existing reports/systems and/or provide recommendations for new solutions
- Assists senior analysts in identifying data requirements and specifications to improve existing reports/systems or provide recommendations for new solutions
- Develops and creates new reports along with continual maintenance and distribution of production report packages
Qualifications for business auditor
- Wide and deep knowledge of hardware, software and systems
- Experience as a project manager in software development
- Internal auditor experience in QA or QC
- Financial IT experience
- Experience working effectively
- High initiative and energy
5
Business Auditor Job Description
Job Description Example
Our company is searching for experienced candidates for the position of business auditor. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for business auditor
- Works closely with both internal and external business units to design custom reports and queries and trouble-shoot existing reports and queries
- Leads the maintenance and development of enhancements to existing BI applications and data infrastructure and maintain the meta-data for all applications
- Services as a mentor to other analysts
- Performs data mining and analysis to address key business issues
- Troubleshoots report system performance and functionality problems
- Assists in the maintenance and development of enhancements to existing BI/MIS applications and data infrastructure
- Develops, optimizes and maintains reporting metadata
- Work to maintain good relationships within the Division / Business Unit and clients
- Ensure that resources are utilised effectively and direct expenditure minimised
- Conduct integrated operational, compliance, financial audits and Sarbanes-Oxley testing of manual and automated controls
Qualifications for business auditor
- 4+ years of professional experience in auditing
- Experience with SharePoint system/site maintenance
- Knowledge of the “Integrity Training” system
- Experience with NetBadge system
- Knowledge of Sarbanes Oxley Business Practices
- Comfortable with presenting to large groups of people