Auditor Internal Audit Job Description
Auditor internal audit
provides review of audit work papers to ensure compliance with internal audit policies and the applicable standards for the Professional Practice of Internal Auditing as prescribed by the Institute of Internal Auditors.
Auditor Internal Audit Duties & Responsibilities
To write an effective auditor internal audit job description, begin by listing detailed duties, responsibilities and expectations. We have included auditor internal audit job description templates that you can modify and use.
Sample responsibilities for this position include:
Assess audit findings including control weaknesses with an appropriate degree of professional skepticism, seeking to fully understand risks to the company
Execute audit engagements according to the company's strategic plan and continuous improvement in audit processes
Provide independent evaluation of the effectiveness of IT risk management practices, internal controls and governance processes
Provide meaningful insights about the work that you are responsible for that consistently demonstrates an understanding and appreciation for our business
Provide creative input that will drive greater efficiency and value to the audit process
Performs audits of more complex or complete business processes to determine extent of compliance with key controls
Liaises with GTO Applications to ensure agreement with content and methodology of audits, significant findings
Act as the in-charge for selected audit projects, conducting the audit planning, overseeing the execution of the audit, and leading closing activities
In charge of developing and reviewing internal control procedures audit programs
Develop work program, in consultation with the Director or Senior Auditor, for efficient tests of key controls
Auditor Internal Audit Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Auditor Internal Audit
List any licenses or certifications required by the position: CIA, CISA, CPA, CFE, CISSP, CISM, ASQ, IIA, CRMA, CAMS
Education for Auditor Internal Audit
Typically a job would require a certain level of education.
Employers hiring for the auditor internal audit job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business, Business/Administration, Education, Information Systems, Computer Science, Management, MBA, Management Information Systems
Skills for Auditor Internal Audit
Desired skills for auditor internal audit include:
Skill in applying internal auditing principles and practices
Internal controls
Generally Accepted Accounting Principles
Auditing processes
International Professional Practices Framework promulgated by the Institute of Internal Auditors
Company
Industry
US GAAP
IIA Standards and risk-based audit methodologies
Microsoft Access
Desired experience for auditor internal audit includes:
Analyze the business and technology processes to evaluate the effectiveness of the relevant technology controls
Database design, setup and administration (DBA) experience with Sybase, Oracle, or UDB
Information Security and Risk assessment principles
System Development / Programming Languages
Strong skills in project management issue negotiation and resolution
MACC or MBA a plus
Auditor Internal Audit Examples
1
Auditor Internal Audit Job Description
Job Description Example
Our company is growing rapidly and is looking to fill the role of auditor internal audit. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for auditor internal audit
- Leads audit team and coordinates project team performance feedback processes
- Provides direction to less experienced audit partners and takes an active role in their professional development
- Cooperate with other auditors/audit groups to effectively plan and execute audits
- Openly and willingly share information and coach other auditors
- Gathers and analyses information using Computer Assisted Audit Techniques & Tools, Business Intelligence tools and other auditing techniques to identify key risks and process control weaknesses
- May coordinate components of operational audits
- 65% Performs on-site and off-site audit testing, validation, record results and arrive at a conclusion
- 30% Information gathering and analyses for audit assignments
- 5% Developing/enhancing relationships with audit clients
- Liaise with management in the development of audit profiles, plans, programs and reports in consultation with Internal Audit Services team members and Executive
Qualifications for auditor internal audit
- Working knowledge of application and infrastructure controls is desirable, for example, access administration, change management, security configuration and business resiliency
- Minimum of 3 years experience in either audit or business support activities
- Analyze the design of controls around the underlying system architecture in the context of information technology controls such as security, availability and performance and their impact on the business
- Analyze the design of controls around the underlying system architecture in the context of information technology controls and its impact on the business
- Must have the ability to quickly understand the risks associated with new services and/or routines, products and to formulate practical audit procedures to adequately monitor new risk and ensure adherence to limits
- Bachelors degree holder in Technology, Finance or Engineering
2
Auditor Internal Audit Job Description
Job Description Example
Our company is growing rapidly and is looking to fill the role of auditor internal audit. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for auditor internal audit
- Develop relationships with company personnel to facilitate adding value throughout the organization
- Identifies, documents, and communicates control gaps, the associated risk(s), and recommendation(s) to IA management through written reports and presentations
- Provides work leadership to lower level auditing personnel on complex audits
- Examines records, documents, methods, policies, costs, and other
- Responsible for writing and presenting the final audit report
- Senior Auditor typically works individually on audits, but can also lead staff auditors or newer senior auditors in performing this
- Responsible for the execution and effective management of the audit work
- Observe and examine transactions, documents, records, reports, and procedures
- On-going communication with business line management to follow-up on previously identified audit issues, execution of testing to close previously identified audit issues
- Support the planning, scoping and execution of local and global audits in accordance with GIA and professional audit standards
Qualifications for auditor internal audit
- Must have good communication skills in English and Chinese and the ability to work in a face paced working environment
- Expert knowledge of application logical access controls, including how the logical access controls segregate duties and the ability to evaluate the controls to determine whether associated risks have been properly mitigated and Security policies are being adhered to
- Professional and effective written and oral communication skills
- Comprehensive understanding of the relationships between risk and controls, and techniques used in the technology environment to mitigate risk
- Knowledgeable of flow charting and report writing
- Knowledgeable about business continuity and disaster recovery risks and objectives
3
Auditor Internal Audit Job Description
Job Description Example
Our company is hiring for an auditor internal audit. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for auditor internal audit
- Assist management in identifying and implementing best practices throughout the Company
- Help management establish and modify Company policies and procedures
- Support the risk assessment process for the development of an annual rolling audit plan
- Provide risk, control and governance consultancy to business management on strategic initiatives as experience grows
- Support GIA initiatives focused on continuous improvement of internal processes
- Planning and executing internal audit assignments, independently or as part of a team
- Input to the development of a plan of work, to be approved by the Board Audit Committee
- Planning and scheduling of work with the business
- Ensuring the quality of work completed and outputs produced, including adherence to the relevant professional standards
- Involvement in the development and maintenance of the procedures and methods for the work of the Group Internal Audit function
Qualifications for auditor internal audit
- 6-8 years of relevant experience with professional accounting firms or financial institutions
- Higher quantitative degree or professional qualifications
- Makes recommendations regarding corrective action and reviews audit
- Works with broad discretion regarding work details on assignments of a
- Formulates appropriate conclusions regarding the adequacy of internal
- Professional experience in Business Assurance, Internal Audit, or Operational Analyst highly preferred
4
Auditor Internal Audit Job Description
Job Description Example
Our company is looking to fill the role of auditor internal audit. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for auditor internal audit
- Managing the tracking of issues and actions arising from internal audit work
- Input to the production of reports for the GMC and Board Audit Committee
- Maintaining relationships with key managers in the business
- Input to relevant committees
- Responding to business requests for support and assistance
- Undertaking special projects and investigations as required
- Support the day-to-day activities of compliance auditing/monitoring program
- Partner with the Compliance and Legal teams in addition to the Internal Audit team
- Conduct compliance audits as coordinated with the Compliance group, likely to include Anti-Bribery/Anti-Corruption audits, distributor/vendor compliance audits, Transparency reporting reviews, Pharma code compliance audits
- Support compliance investigations and audits and support the development of appropriate responses, including remedial measures
Qualifications for auditor internal audit
- Prepares clear and well-organized audit work papers that appropriately document the work
- Ability to elicit requirements from various personalities across organizational and geographical
- The ideal candidate may be a newly qualified accountant (ACA/ACCA) from practice (preferably with Asset Management audit experience) or a manager-level candidate with general capital markets / FS audit experience
- Degree educated (or equivalent) in business including Economics, Finance, Accounting
- An undergraduate business degree is required, an emphasis in accounting or finance is preferred
- A minimum of 3 years of Public Accounting and/or Internal Audit experience is required
5
Auditor Internal Audit Job Description
Job Description Example
Our innovative and growing company is looking for an auditor internal audit. If you are looking for an exciting place to work, please take a look at the list of qualifications below.
Responsibilities for auditor internal audit
- Prepare and track budgets for audit activities
- Provide assistance to external auditors as requested and act as a liaison between external auditors and process owners
- Provide on-the-job training, supervision, and feedback for staff auditor(s)
- Ensure timely and accurate data maintenance in Galileo regarding categorization and progress attaching any official document
- Conduct risk assessments for Investment Management audit entity universe to help drive the risk-based audit plan
- Gain exposure to the Aerospace and Transportation businesses through diverse operational, financial, and compliance mandates
- Enrol in a challenging training program adapted to individual needs
- Assist Internal Audit Management in identifying and managing financial, operational, compliance, fraud, and information
- Technology risks
- Participate in audit engagements covering Wealth Management including risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure
Qualifications for auditor internal audit
- Establishes goals, priorities, and realistic plans that maximize the use of resources
- Demonstrates initiative, integrity, creativity, and a strong desire to learn
- Sound understanding of liquidity risk management principles and practices
- Candidate should have 7+ years of experience in internal auditing or other relevant positions
- Candidate should have experience in auditing, testing or otherwise assessing liquidity risk management frameworks, with a strong control perspective
- Programming languages like C, C++, C#, Java, Perl