VP / Audit Manager Cover Letter

I submit this application to express my sincere interest in the VP / audit manager position.

Previously, I was responsible for leadership in managing Investment Banking IT relationship on technology risk matters; act as face off to IB IT department control lead.

My experience is an excellent fit for the list of requirements in this job:

• Keep abreast with technical, industry practice & academic in the fields of Technology Risk and Security Solution, independently assess changes in the related regulatory, industry & technology developments
• Perform continuous risk assessment and profiling of the Bank’s technology defense landscape
• Identify and strategize on the technology universe relevant to the Bank and assess the adequacy of audit coverage
• Exposure to cyber threats security assessment and related preventive, detective and corrective measures, business analysis and application development would be an added advantage
• Strong background in advanced statistics, data analytics, deep machine learning, predictive modelling, system coding and API management
• Knowledge of auditing in the financial services industry preferred
• Basic knowledge of accounting principles and related work experience preferred
• Advanced level of expertise with Microsoft Office Suite ( Excel, Access, PowerPoint and Word, VBA scripting)

Please consider me for the VP / audit manager opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for insightful compliance advisory support to Institutional Banking business, branch-wide regulatory requirements and ensuring its staff, products, services and controls fully adhere to global rerquirements, local laws, regulations and industry standards.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Relevant Audit, Accounting or equivalent qualification
• In depth knowledge of European and Irish regulations
• Markets and Investment Banking with relevant Market Risk and / or Functional (Finance / Risk / Treasury) audit experience in risk based auditing or risk/control activities
• Passionate about developing talent and performance management
• Experience as a leader and working across jurisdictions
• European Language skills (German, French, Spanish, Portuguese)
• Demonstrated experience in facilitating meetings that include an agenda, meeting minutes and general meeting etiquette
• Experience with direct marketing, execution, campaign management across channels (Online, Direct Mail, Retail Branch, Onsite/Media) preferred

I submit this application to express my sincere interest in the VP / audit manager position.

In the previous role, I was responsible for a focal point within UK Banking and Credit Compliance for the effective management of regulatory risk associated with the design and distribution of retail banking products and the associated regulation.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Acceptable understanding of Screening Systems, (Actimize and or HotScan architecture experience and/or any other compliance systems)
• Detailed knowledge of products and services provided within a Global
• Wealth Management business including investment management, discretionary activity fiduciary requirements, trading desk and brokerage knowledge (SEC/FINRA requirements)
• Able to lead and motivate teams of varying skill and knowledge levels
• Able to identify key priorities and goals, and establish executable work plans
• Able to challenge and influence stakeholders of differing viewpoints to reach consensus
• Can gather and interpret data and information in different forms and / or states of maturity, and synthesize into a clear message
• Able to identify relevant information and convey complex or detailed concepts to senior management and business unit managers in a clear and concise manner

I submit this application to express my sincere interest in the VP / audit manager position.

In the previous role, I was responsible for regulatory compliance expertise to the divisions & sites by sharing external regulatory environment and industry trends.

Please consider my experience and qualifications for this position:

• Uphold the reputation of the firm and act with integrity
• Excellent attention to detail demonstrated sense of urgency in completing work on time without mistakes
• General knowledge of Audit Practices, preferred
• Plan Changes
• Requires in depth knowledge and experience in Project Management and process improvement
• Proven self-starter, experience working remotely with other team members
• Familiarity with operational processes, tools and control standard methodologies in leading a complex IT infrastructure environment
• Some exposure to monitoring, capacity management, resiliency, security/access controls, configuration/inventory management, backup and recovery, change management, systems development practices

Please consider me for the VP / audit manager opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for leadership to effectively improve compliance with regulatory, industry and contractual obligations, as well as information security policies and practices.

My experience is an excellent fit for the list of requirements in this job:

• Proficient in Microsoft products and extensive knowledge of Excel and PowerPoint a necessity, SharePoint and Tableau experience preferred
• Analytical thinker with experience working with highly complex processes
• Natural curiosity and comfortable asking questions to gain a better understanding
• Strong decision maker based on facts that consider both customer experience impacts and reduce overall risk
• Comfortable with providing difficult feedback and pushback when appropriate
• Focus on doing the right thing, not the easy thing
• Experience with the financial industry and related markets, regulatory bodies, and current industry events and trends, specifically in the areas of Global Markets, Wholesale Banking, Capital Markets, Broker/Dealer and applicable regulations such as DFA Swap Dealer, Volcker, FINRA, SEC and NASD rules
• Previous control design and testing experience and process mapping and improvement experience