Supervision Manager Cover Letter

I would like to submit my application for the supervision manager opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for advice and direction on how the rules of the regulatory bodies affect the day-to-day and project operations of each function.

Please consider my qualifications and experience:

• Working knowledge of FINRA, SEC and other relevant regulatory bodies
• Completion of or progress toward CFA charter, CFP, or other financial designations
• Be a hands-on Project Manager
• Be able to lead and motivate a team of Engineers
• Effective management and team building skills
• Supervision or compliance experience in an Office of Supervisory Jurisdiction or Broker/Dealer in a senior role
• Thorough understanding of securities products, including annuities (variable, fixed, group and equity indexed), non-traditional alternative and illiquid products, and managed account programs
• Working knowledge of securities regulations (FINRA, MSRB, and SEC)

In response to your job posting for supervision manager, I am including this letter and my resume for your review.

In the previous role, I was responsible for high quality regulatory support on biocides projects, including project co-ordination, contact with clients, regulatory bodies and to other JSC staff to meet regulatory and business needs.

Please consider my qualifications and experience:

• Experience with workflow management, service level agreement and control adherence
• Comfortable with risk management
• Lead overall IRS campaign planning processes, including quantification of insecticides, human resource, equipment, logistical planning and coordination with national and district level MOH counterparts
• Manage the overall planning of all project spray operations in Ethiopia, including geographic reconnaissance and micro-planning
• Develop operations supervision plans and ensure implementation at all levels to ensure spray quality
• Manage overall spray operations supervision activities in liaison with the zonal IRS Coordinators and FMOH staff to ensure quality IRS
• Support routine program tracking and reporting activities, support monitoring and data collection with the project M&E team
• Track IRS progress against spray campaign targets and timelines

I submit this application to express my sincere interest in the supervision manager position.

In the previous role, I was responsible for advice and counsel to business lines and compliance functions on sanctions regulatory requirements and associated policies and standards, including in relation to:.

Please consider my qualifications and experience:

• Excellent PC skills including Microsoft Office (Word and Excel)
• Strong quantitative and analytical skills (statistics, database management, mathematical relationships, and logic)
• Completed automotive/industrial projects for international, preferably German clients
• Experience in implementing and performing quality control procedures
• Statutory License for Site supervision or Design preferably in Civil Engineering will be an advantage
• Assist with loss reporting
• Lead risk management projects including, but not limited to, business continuity planning (BCP), record retention certification, and routines related to ID theft
• Providing guidance on relevant firm policies and assisting with departmental routines to ensure that our polices are up-to-date

I submit this application to express my sincere interest in the supervision manager position.

In my previous role, I was responsible for support and guidance to the Motorola push-to-talk business to ensure that all applicable offerings meet or exceed network reliability and other telecom requirements set forth by the applicable regulatory bodies.

Please consider my qualifications and experience:

• Writing team desktop procedures
• Tracking of loss metrics provided by the business
• Working collaboratively with our other risk functions to bring about consistency in our risk management routines
• Flexibility to take on additional requests, as needed to help the overall team
• Strategic thinker who can provide thought leadership for supervisory processes and associated advisor policies and procedures, including active participation in various cross-organizational committees
• Accurately reflect details of the supervisory process while maintaining a high level of authority and professionalism to positively reflect on the firm’s risk mitigation efforts
• Maintain understanding of the technology used within each supervisory function for strategy development and prioritization both within the covered business line and as a part of the overall CRU technology strategy
• Technically sound with strong process skill set

I submit this application to express my sincere interest in the supervision manager position.

Previously, I was responsible for timely updates and communication to Business Area Principals, Supervisory Principals and Hub BOMs regarding compliance and regulatory topics.

Please consider my experience and qualifications for this position:

• Review/ update supervision guidelines and supervision tools, and ensure use at all levels with view of improving spray quality
• Lead and coordinate spray quality initiatives in collaboration with other operations staff
• Readiness travel extensively and work for extended period of time in the IRS target districts
• Prior leadership/team management experience preferred
• Strong knowledge of complex products (Annuities)
• Strong knowledge in all Microsoft applications, particularly, Excel, Word, Access, and PowerPoint
• Strong interpersonal skills to provide coaching to field based Edge leaders and teams to mitigate risk through segmentation, disciplined investment practices, and documentation
• Demonstrated strong and effective leadership style through clear communication and collaboration with others, making sound decisions with courage and conviction