Specialist, Compliance Cover Letter

I would like to submit my application for the specialist, compliance opening. Please accept this letter and the attached resume.

Previously, I was responsible for information for annual 5500 preparation, related audits, annual disclosure reporting requirements, and non-discrimination testing for benefit plans.

Please consider my experience and qualifications for this position:

• Certification as privacy professional (e.g., CIPP, CIPM)
• Experience with data privacy or data protection efforts
• Experience as Auditor or Internal Auditor for international companies or big 4, CISA / CISSP certified is an advantaged
• In-depth understanding of risks and materiality in a global organization
• Practical knowledge of processes and internal controls
• Super user of the Microsoft package
• Very good SAP system understanding and analytical skills will be an advantage
• SOX, COSO or COBIT experience will be an advantage

I am excited to be applying for the position of specialist, compliance. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for compliance/audit review of non-Office of Compliance and Integrity policies as requested and as deemed appropriate by the Director.

Please consider my experience and qualifications for this position:

• Knowledge of industry regulations (SOX/JSOX, PCI, HIPPA)
• Previous experience in an environment subjected to PCI-DSS requirements
• Previous experience with auditing processes preferred
• Industry certifications such as CISA or CISSP
• Experience in a retail and/or manufacturing environment
• Experience with SAP systems, SAP Security or IAM solutions desirable
• Experience supporting a large and diverse business organization
• Experience in behavioral healthcare industry, specifically with substance abuse disorders and mental health conditions

I would like to submit my application for the specialist, compliance opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for timely and accurate support via email and phone to clients, brokers, and internal customers regarding administrative issues related to nondiscrimination testing, wrap plan documents, and Form 5500 reporting.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Shareholding disclosure experience highly desirable
• University qualification or equivalent
• Database – SAP, Agile, or similar
• Microsoft Sharepoint – updating and managing content
• Knowledge of call center policies and procedures
• Reliable transportation and positive attitude
• Willingness to have fun and work hard
• Capable of managing several investigations concurrently

I would like to submit my application for the specialist, compliance opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for compliance production support for TRA client base, including but not limited to: ADP/ACP, coverage, top heavy testing, allocations and Form 5500 production to ensure accurate and timely plan administration.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Audit scheduling and coordination
• Host on-site customer audits/inspections
• Prepare site audit responses by collaborating with site SMEs and department heads and oversee timely completion of commitments thereof
• Ensure effective communication and dissemination of commitments via TrackWise and other means
• Track, trend, report, and provide follow-up, and drive closure of audit/inspection commitments and CAPAs
• Facilitate approval of audit/inspection commitments via TrackWise and other means
• Assist with regulatory inspections and back room activities
• Conducting site walk-thrus in known areas of exposure

I submit this application to express my sincere interest in the specialist, compliance position.

Previously, I was responsible for assistance and support to early childhood professionals and families in making referrals for services such as early intervention and preschool special education;.

My experience is an excellent fit for the list of requirements in this job:

• Develop extensive amounts of information (product information, transactional data, bank reconciliations, financials, and ) from the business units, Treasury, CAS, Legal, Accounting, Finance, which will be necessary to file reports and produce the above in the course of state examinations
• Coordinate on-boarding of new Officers and Directors which includes ensuring background screening, fingerprinting, and the various forms and notifications are filed and processed to all states in a timely manner
• Ensure that all surety bonds are current and are kept at appropriate dollar amounts
• Keep abreast of new and changes to state statutes, regulatory requirements, and rules, analyze application of such to products and services, and coordinate with various business partners to account for changes that affect the licensee’s products, as necessary
• Prepare and present state regulatory information at board of director meetings as appropriate
• Documented experience with Excel Spreadsheets
• Independent and task oriented worker
• Even and approachable temperament