Risk & Control Cover Letter

Please consider me for the risk & control opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for an effective risk monitoring function and focus on continuously improving the effectiveness of quality and risk management and business control.

Please consider my qualifications and experience:

• Develop & implement key performance metrics and reports to help monitor model control adherence
• Become a SME on the firm’s Global Model Database (GMD)
• Act as interface with the Risk’s MRM group in all aspects related to model status reporting
• Supporting the Model Control Office team in monitoring of the control environment with adhoc analysis
• Develop and implement Executive Management Reports for the Model Control office
• Whether the reported breach is a true breach or a technical / data error
• The person in breach’s past history of similar breaches
• The wider firm’s past history of similar breaches with the same client

I would like to submit my application for the risk & control opening. Please accept this letter and the attached resume.

Previously, I was responsible for advice to business & technology users on (1) understanding of relevant Technology Risk policies and standards and (2) principles of security & controls as defined by the firm's Technology Risk and Control Framework, and (3) adoption of secure and resilient solutions.

Please consider my qualifications and experience:

• Maintain close relationships with global peers
• Leverage weekly KRI (Key Risk Indicator) metrics to understand where operational capacity and control issues occur
• Manage the Global Policy Review Committee�s policy pipeline for the US region and have input into policy content
• Promote best practices and forums for information sharing around control issues among the operational support teams
• Evolution of the �RCSA� (Risk and Control Self-Assessment) framework by encouraging ownership among the Operation�s managers and regular monthly updates
• Embed the (Policy, Procedure, KRI and Substantiation) control framework through
• Build senior management reporting tools/supporting documentation packages to aid commentary on monthly status updates for the region
• Execute daily risk control processes and risk reports

I submit this application to express my sincere interest in the risk & control position.

Previously, I was responsible for management information to business/function management and risk committees, including material operational risks, significant internal control issues, BRCM activities.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Proficient in complex computer systems
• Proven track record of effectively setting own plans and driving goals to realistic timelines for the completion of activities by others
• Analyze data, identifying outliers and discrepancies and challenging anomalies, escalating where appropriate
• Strong Orbit & Comet knowledge and experience
• Advanced knowledge and hands-on experience in the application of risk management principles, loss prevention and risk control techniques, workers compensation cost containment and transitional return to work, fleet safety management, and fire protection systems
• Demonstrated competency in audit and the control space
• Knowledge of the business organization - beneficial
• Knowledge of the processes and procedures for both Technology and Audit – beneficial

Please consider me for the risk & control opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for key inputs into SCOR’s Risk Governance/Business Committees and processes that oversee the execution of risk management and ensure alignment with organizational objectives.

Please consider my experience and qualifications for this position:

• Delivers to deadlines and quality requirements
• Working knowledge of FORCE, RCSA and Issue Management process
• Advanced Quality Assurance or auditing background preferred
• Self-motivated individual with a high level of initiative and energy
• Proven leadership skills including demonstrated people management experience
• Planning and organizational skills including Project Management
• Advanced proficiency of MS Office Excel, Access, Word, Power Point
• Ensure the control environment is relevant to the latest operating model

I am excited to be applying for the position of risk & control. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for risk expertise while working with Information Security, lines of business, and other risk partners to proactively identify risk exposures across PNC.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Knowledge of Service Now and GRC tools helpful
• Big 4 experience helpful
• AML compliance, Audit or Risk Management experience
• Experience in analyzing and communicating rules and regulations related to funds
• Experience leading people and projects
• Knowledge of AML, control testing and risk management frameworks
• Mutual fund or financial service industry knowledge
• Proven to take initiative and work under pressure in an changing/growing environment