Risk & Compliance Cover Letter

In response to your job posting for risk & compliance, I am including this letter and my resume for your review.

In my previous role, I was responsible for expertise and leadership based on industry experience and knowledge to ensure commercial software remains in compliance with applicable standards and regulations, including evolving data security privacy principles.

Please consider my experience and qualifications for this position:

• An undergraduate B.A
• Experience with process management or other process improvement methodologies
• Extremely organized with great attention to detail
• Experience creating and managing metrics and reports across varied audiences including leadership teams
• Technical implications of security threats and vulnerabilities
• Technical analysis and evaluation of network and security vulnerabilities, and managing security systems such as anti-virus, firewalls, patch management, intrusion detection and encryption
• Intrusion Detection\Prevention Systems, firewalls, ACLs and encryption technologies
• The latest information security threats & vulnerabilities and appropriate countermeasures

I am excited to be applying for the position of risk & compliance. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for support for the Integrated Assurance Framework working in close collaboration with Group Internal Audit and Operational Risk Management.

Please consider my experience and qualifications for this position:

• Recruit high-caliber staff and provide appropriate development and training
• Knowledge of Banking and Investment Banking regulations including UDAAP, Regulation Z, Regulation B, Volcker, SEC and FINRA rules
• Knowledge of Intermediate Holding Company regulations for Foreign Banking Organizations
• Experience in risk assessment analysis and report writing
• Knowledge of SIEM installation, configuration, troubleshooting and design
• Knowledge with products of leading SIEM vendors like ArcSight, QRadar, LogRythm, Nitro and Splunk
• Proven track record of leadership in a complex environment
• Articulate information concisely and accurately

Please consider me for the risk & compliance opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for local consultation and support with consistent guidance on FCPA/MAPP controls, best practices, Corporate Audit & GRCC trends.

Please consider my qualifications and experience:

• Knowledge of Contact Centre or Operations Centre in the Banking industry preferred
• Commerce/ Technology Graduate
• Knowledge or experience with DTTL systems such as DCCS, First Pass, GIMS, DESC and DRMS would be beneficial
• Experience facilitating or being the subject of audits and regulatory requirements at a fast-paced technology company, Big Four public accounting firm, or in similar environment
• Experience with Oracle, RegEd or other prevalent registrations and licensing systems preferred
• Proficient understanding of FINRA and State Registration Rules and Regulations
• Familiarity with laws, rules and regulations applicable to the Pharma industry
• Familiarity with NIST, ISO-27001, GXP and other industry standards

In response to your job posting for risk & compliance, I am including this letter and my resume for your review.

In my previous role, I was responsible for standard reporting to management, such as monthly A/R aging reports and related summaries, risk analysis and assist with quarterly audit reports.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Basic technical knowledge of DevOps, IaaS (Infrastructure as a Service) in public (AWS) or private cloud instances
• Experience assessing in cross-platform environment (MacOS, Win, Linux)
• Project Management and technical certification(s) preferred (PMP, ITIL, CISSP)
• Assess risk implications of IT industry trends as they relate to current and future infrastructure needs, creating strategic security and risk management roadmaps to address while enforcing highest security standards in managing technology environments and infrastructure
• Collaborate with leaders across GIS and divisions to improve security posture
• Participate in the development of strategies around infrastructure to move to a more proactive culture as it pertains to infrastructure security and resiliency
• Drive timely resolution of high severity security related events impacting IT infrastructure along with follow up on root cause and actions related to preventative measures
• Develop and manage relationships with regulators, internal and external auditors to facilitate engagements and address concerns

I am excited to be applying for the position of risk & compliance. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for monthly and year-end summary reports of key audit findings and high -risk areas for all organizations.

Please consider my qualifications and experience:

• Have prior experience with and knowledge about Medicare Part D and/or Medicare Advantage
• Experience of managing risk
• Experience of Business Continuity management
• Facilitating internal and external audits and assessments
• Knowledge of audit practices
• Public sector / NHS experience desirable
• Knowledge of risk management and compliance methods and tools
• Knowledge of project management principles and software development life cycle methodologies