Mgr-Compliance Cover Letter

In response to your job posting for mgr-compliance, I am including this letter and my resume for your review.

In my previous role, I was responsible for written responses to inquiries of a regulatory nature, supporting analysis, conclusions and recommendations upon well investigated and documented research of applicable facts, circumstances and regulatory requirements.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Demonstrated leadership experience capable of motivating teams, and manage multiple priorities
• Expertise in all aspects of project management
• CPA with recent experience in Big 4 public accounting firm with a detailed understanding of SOX testing methodologies, risk assessment practices, the COSO framework and PCAOB requirements
• Demonstrated success in managing and developing and mentoring a team
• Expertise in planning, project management and analysis
• Knowledge of risks associated with operations and loans industry best practices
• Strong knowledge of financial reporting requirements, AML/BSA, Dodd-Frank, and Banking Regulations, audit standards, and payment networks (Fedwire, SWIFT)
• Experience with performing research and proposing solutions (preferred)

Please consider me for the mgr-compliance opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for coverage and support to the Regulatory Compliance Manager for all regulatory and operational activities of the IND Office.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Experience writing and managing large contracts
• Overseeing, advising, and assisting AD&M local operations and ITCO’s on the understanding and interpretation of trade compliance regulations, documentation, records, training, and reference materials for individual country operations
• Develop and implement the US Licensing and Agreement strategy for AD&M in the US, and monitor the Licensing of all controlled products globally to ensure compliance with all applicable Export Regulations
• Manage and resolve trade compliance issues within AD&M
• Communicate and distribute specific trade related training materials and compliance policies and procedures across all AD&M locations and targeted audiences in accordance with corporate policy on international Trade
• Communicate with Corporate Compliance to ensure policies are followed, and escalating all government inquiries to them in a timely manner
• Represents AD&M with relevant government agencies as needed in order to maintain ongoing relations, respond to government inquiries, and address issues that are above and beyond day-to-day transactional issues/questions
• Conduct trade compliance risk assessments and compliance training for locations with AD&M

I would like to submit my application for the mgr-compliance opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for day to day advisory and support for the business and regional compliance on regulatory developments, provide input to regulatory consultative papers and proposed rules/guidelines and amendments, and assist in complying with and implementing new requirements that are applicable in particular those related to the area of Foreign Exchange Administration Rules, Banking Secrecy, Outsourcing, Licensing and Cross Border;.

Please consider my qualifications and experience:

• Training in Environmental Compliance or management
• NJ Industrial Wastewater Operator N-2 or N-3 license
• Be proficient in use of computers and the necessary software applications used by the department
• Experience conducting internal compliance investigations or audits, other assessments of potential noncompliance events, or performing cause evaluations
• Understanding of and experience dealing with general auditing techniques and methods
• Excellent interpersonal, oral communications and consulting skills for building relationships, fostering two-way communications, interacting with all levels of management, and building and maintaining relationships with stakeholders, regulatory agency staff and external auditors
• Extensive knowledge of the ITAR, EAR, and other export control laws, including agency guidance and practice, export licensing requirements, and industry “best practices” for compliance
• Previous experience leading or managing a team or project

In response to your job posting for mgr-compliance, I am including this letter and my resume for your review.

In my previous role, I was responsible for regulatory support for surplus lines and ensure all business units are compliant with all regulatory guidelines.

Please consider my qualifications and experience:

• ISA or QSA certification
• In-depth experience with developing or managing PCI DSS compliance programs
• Demonstrates knowledge of payment card networks and the roles/responsibilities of participants
• Demonstrates working knowledge and prior experience with PCI DSS compliance programs, including pre-assessment or assessment and gap remediation programs
• Demonstrates knowledge of vendor/supplier contract requirements and/or due diligence reviews
• Demonstrates project management skills to help organize and manage tasks as an annual plan with involvement from business partners
• Demonstrates strong critical thinking and risk analysis skills
• Knowledge in creating risk assessment and/or compliance programs

I would like to submit my application for the mgr-compliance opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for research, analysis and advice in on regulatory reforms that are to be implemented as part of the SRC program;.

Please consider my qualifications and experience:

• Basic computer literacy and knowledge of Software such as Word, Excel, Spreadsheets, PowerPoint
• Understanding of inner-working of the transactional data that comprises metrics such as deposits, withdrawals, net contribution, investment income
• Organized/detail-oriented/extremely thorough
• Knowledge of equities, fixed income, mutual funds, ETF products
• Demonstrate a detailed and extensive technical expertise and application of export compliance principles, concepts, and practices management and leadership skills including organizing, planning, scheduling, and coordinating workloads to meet established deadlines or milestones
• Experience with management of raw materials and supply chain operations is preferred
• Initiate and lead cross-functional teams to resolve complex issues
• Technical expert for function