CIB Compliance Cover Letter

CIB Compliance Cover Letter

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15 CIB Compliance cover letter templates

What to include in a Cover Letter
1
Company Address
2
Salutation
3
Compelling Details
4
Respectful Closing

How to Write the CIB Compliance Cover Letter

3629 Reginia Skyway
South Teresefurt, DE 26732-6150
Dear Casey Spinka,

Please consider me for the CIB compliance opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for advice to the business on the implementation of new regulations such as Dodd Frank, Volcker and CFTC reform.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

  • Excellent interpersonal, leadership, organizational and communication (verbal and written) skills
  • Work experience of 24 – 36 months in conducting institutional KYC
  • Relevant Compliance experience or other related experience legal, risk management, audit, operations controls or similar
  • Experience in AML Compliance, Sanctions, Audit, Financial Crime Prevention / Law Enforcement / Regulatory request or in a similar control function
  • High proficiency level in English and German (spoken and written), French of advantage
  • Good knowledge of investment compliance systems
  • Good technical understanding of financial instruments
  • Performing a team-leading and supervisory role

Thank you for considering me to become a member of your team.

Sincerely,

Onyx Murray

Responsibilities for CIB Compliance Cover Letter

CIB compliance responsible for compliance support, advice, and guidance to the Global Banking and Markets businesses with a focus on derivatives and Dodd-Frank related compliance, including Volcker compliance implementation.

Establishing training programs for sales, relationship management, client service, product and operations
Assist and oversee the Regional Head of Compliance to achieve compliance team's objectives and ensure that the internal policies and procedures are aligned with the regulatory standards
Provide compliance advisory support in all areas of compliance to Wholesale Banking business on compliance and regulatory requirements
Have sound knowledge with the HKMA Regulations
Be familiar with corporate investment banking products
Be a self starter and can work under pressure
Significant experience in an Operations environment
Knowledgeable in intermediary Microsoft Excel functions including creating and manipulating pivot tables

CIB Compliance Examples

Example #1

Example of CIB Compliance Cover Letter

29188 Latesha Summit
Runteport, VA 34640-8502
Dear Stevie King,

I would like to submit my application for the CIB compliance opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for compliance guidance to private side businesses (such as the Global Capital Markets and Investment Banking Divisions) and the Research Division with respect to relevant compliance policies and procedures and relevant laws, rules and regulations, which are mainly related to their day to day businesses.

My experience is an excellent fit for the list of requirements in this job:

  • Overseeing and implementing controls and governance framework
  • Prevent breaches of ownership thresholds and to restrict holdings in particular industries or to comply with additional notification obligations
  • Experience in DOI preferred
  • Self-starter, capable of supervising and team-leading
  • Extensive Compliance experience or other related experience legal, risk management, audit, Operations Controls or similar
  • Experience in internal audit, operational risk management, or other control function covering investment banking and trading/sales
  • Experience with and/or knowledge of Global (APAC and Americas) regulatory environment including Dodd Frank, EMIR, Volcker rules
  • Contribute strongly to the Compliance CIB control set-up efficiency

Thank you for considering me to become a member of your team.

Sincerely,

Lennon Dickinson

Example #2

Example of CIB Compliance Cover Letter

5186 Candy Divide
Halvorsonshire, DE 97018-2547
Dear Dakota Ebert,

I am excited to be applying for the position of CIB compliance. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for ongoing guidance to Company personnel and providers, when applicable, regarding compliance with applicable compliance policies, procedures and related company policies.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

  • Handle and oversee suspicious activity analysis and reporting with possible filing with the local regulatory bodies
  • Manage and address enquiries on managing fraud from regulators and client
  • In-depth knowledge of AML and Sanctions legislation, international requirements and industry best practice
  • Strong written and oral language skills with fluency in English
  • Have a good appreciation of the regulations applicable to CIB business
  • Be comfortable interacting with, and presenting to, business management and control functions
  • Be the key client point of contact for a single or multiple JPM client/s within the CRS segment
  • Build a strong relationship with the internal and external client(s) to support day to day interactions and seamless escalation and maintain an excellent and interactive relationship with internal partners inclusive of Client Service, Sales, Technology, Reference Data, Fund Accounting, product, MBM locations

Thank you for your time and consideration.

Sincerely,

Charlie Kilback

Example #3

Example of CIB Compliance Cover Letter

829 Brakus Curve
Bartonmouth, IA 10767
Dear Avery Luettgen,

Please consider me for the CIB compliance opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for advice and counsel to Canadian Banking Businesses with respect to the first line Sales Practices testing program and procedures (where applicable).

Please consider my experience and qualifications for this position:

  • Manage CIB Lisbon CCRM Control Team
  • Perform controls under Compliance CIB responsibility
  • Consolidate and report Controls (performed by Locations and at Compliance CIB Level)
  • Controls execution & analysis
  • Provide financial crime prevention advice to Sales and Trading, Onboarding and other Operational functions covering the various product lines in EMEA
  • Scope, undertake and report on testing and monitoring of financial crime controls, either alone or in support of Compliance Testing and Internal Audit
  • Lead and manage the GFCC program for CIB, which includes oversight of AML and Sanctions
  • Execute corporate, line of business and CIB specific policies and guidelines for Financial Crime prevention

Thank you for considering me to become a member of your team.

Sincerely,

Skyler Hand

Example #4

Example of CIB Compliance Cover Letter

5685 Melanie Corner
Beierstad, MD 03425-5206
Dear Robin Mitchell,

Please consider me for the CIB compliance opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for computer validation oversight and continual improvement recommendations for IT projects to assure compliance with company policies, standard operating procedures and all applicable regulations and law requirements are accurately addressed.

My experience is an excellent fit for the list of requirements in this job:

  • Provide clear advice on the application of local requirements and firm policy in relation to Financial Crime Prevention, and provide risk-based solutions to complex business issues / initiatives across the product range for the lines of business
  • Execute oversight over centralized AML and Sanction functions that undertake tasks on behalf of the bank
  • Serve as the point of communication and, where necessary, escalation of material AML issues, to the MLRO, senior management and other relevant senior Compliance and Risk management teams
  • Represent CIB GFCC in various Governance, AML and Risk committees, sub-committees, board meetings, working Groups
  • Act as a primary point of contact for GFCC audit and compliance testing in relation to any regulatory examination or action, audit or test
  • Oversee the production of GFCC reporting and metrics
  • Oversee, drive and report on the content and completion of AML and Sanctions risk assessment for the bank
  • Supervise the administration of AML and Sanctions training

Thank you for taking your time to review my application.

Sincerely,

Justice Roob

Example #5

Example of CIB Compliance Cover Letter

6090 Ryan Mountains
South Gwynfort, MA 60930
Dear Emery White,

I submit this application to express my sincere interest in the CIB compliance position.

In the previous role, I was responsible for thought leadership on key compliance themes relevant to NAB's Markets and Asset Servicing businesses; and.

Please consider my qualifications and experience:

  • Ensure all client enquiries are handled on time, with relevant updates and monitoring / timely closure of any cases in line with client(s) SLDs
  • Support JPM across all service and change discussions for Compliance Reporting Services / Portfolio Insight
  • Identify areas for improvement across the CRS function and, where applicable, own and drive these to conclusion
  • Ensure all mandatory training is completed well within due date
  • Knowledge and experience of financial services industry, including the regulatory environment
  • Multi-tasker who can lead multiple streams of work concurrently
  • Analytical skills, including strong attention to detail
  • Dedicated and can-do attitude

Thank you for taking your time to review my application.

Sincerely,

Bellamy Steuber

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