Assurance & Advisory Cover Letter

In response to your job posting for assurance & advisory, I am including this letter and my resume for your review.

In my previous role, I was responsible for external Registrar Audit support working in partnership with our Infrastructure Internal Audit Team in the form of:.

My experience is an excellent fit for the list of requirements in this job:

• Significant experience of leading complex technology assurance engagements, such as external audit, service auditor reports and integrated audits (Sarbanes Oxley) across Financial Services organisations including complex environments
• Experience of interaction with regulators
• Considerable experience of people leadership including in diverse environments
• Business development experience including defining and presenting on technology assurance and analytics approaches in the context of external audit
• A track record of developing relevant technology related thought leadership
• Experience of working within, or with, Audit department of a large Financial Services organisation
• Knowledge of IFRS and / or UK GAAP, financial instruments accounting experience
• Knowledge of FCA (or equivalent NCA) Markets regulation and regulatory initiatives (e.g FRTB, MiFIDII, EMIR, FICC Codes of Conduct, Market Abuse Regulation, EU Benchmark Regulation)

Please consider me for the assurance & advisory opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for support to internal/external audit teams’ executing WGL’s annual audit plan, review test results, and coordinate restoration activities.

Please consider my qualifications and experience:

• Experience in written deliverables to senior stakeholders
• In-depth understanding of CAS, US GAAP, IFRS and/or HK GAAP and strong IPO, Bonds offering or ABS related knowledge and experience is highly preferred
• Familiarity with evolving and complex accounting standards including IFRS 9 in the context of financial institutions
• Demonstrate good knowledge in areas as risk modelling, IFRS 9, forecasting and stress testing, controls and process improvement, and/or ICAAP would be preferred
• Good understanding of CAS, US GAAP, IFRS and/or HK GAAP and strong IPO, Bonds offering or ABS related knowledge and experience is highly preferred
• Should have awareness and understanding of Robotics Process Automation
• Should have experience in delivering professional services to clients as a consultant, preferably in the area of finance transformation or digital finance
• Should have experience of working on finance transformation, digital finance or process improvement projects

I am excited to be applying for the position of assurance & advisory. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for support in connection with internal and external audit reviews and Regulatory exams and other external regulatory inquiries, as appropriate.

Please consider my experience and qualifications for this position:

• Detailed knowledge and experience of the front to back product and control lifecycle across FICC and/or Commercial Markets
• Proficient understanding of current economic, regulatory and market trends
• Highly proficient in written and oral communication, including experience in written deliverables to senior stakeholders
• Impressive analytical capabilities (including proficiency in MS Excel, PowerPoint and Word)
• Strong Project Management Skills (input to the design of approach, management of junior staff, client stakeholders, timely reporting to internal and client senior management)
• Proven track record or developing and maintaining strong client relationships
• External/Internal Audit experience in wholesale markets
• Forensic investigatory or project experience

Please consider me for the assurance & advisory opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for extensive training to newly hired auditors and to provide guidance to existing audit staff; strong audit and communication skills to perform audit function and lead auditor responsibilities.

Please consider my qualifications and experience:

• Financial instrument valuations (including analytics and modelling of vanilla and complex financial instruments across asset classes)
• IFRS/Technical Accounting
• Product design and sales distribution processes
• Board and subcommittee Governance & effectiveness
• Trading risk identification and reporting
• Financial benchmark reform
• Electronic/Algorithmic trading control
• Risk management in commodities markets

I am excited to be applying for the position of assurance & advisory. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for legal/regulatory audit advisory support to audit staff and senior management and serve as a main interface with regulators, external examiners and other key stakeholders.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Education / Bachelor’s in Computer Sciences, Computer Engineering, Accounting Information System or related fields fields
• A bachelors or masters in business administration, accounting, information systems, economics or related field
• Working knowledge of control frameworks (such as COSO, ) and professional standards preferred
• Prior experience with implementing SOX program and testing, including risk assessment, process documentation (narratives/flowcharts), testing of controls is preferred
• Experience with internal controls, risk assessments, business process re-engineering, project management, and ERP packages is preferred
• Supporting the global team in their common objectives to be successful
• Evaluation of IT general controls and IT application controls
• Regulatory compliance standards including PCI DSS, Sarbanes-Oxley and SSAE-16