Asset Management Operations Cover Letter

I would like to submit my application for the asset management operations opening. Please accept this letter and the attached resume.

Previously, I was responsible for leadership and oversight for a robust risk management system that eliminates risk from an operational and compliance perspective.

My experience is an excellent fit for the list of requirements in this job:

• Strong understanding of PB credit policy
• Prior management experience of managing supervisors
• Experience in FOF trade execution, completion of fund documents
• Extensive experience working with Compliance/Legal on investment documentation and AML standards
• Strong knowledge of High Water Mark, Side Pockets, Incentive Fees, Management Fees and Liquidity in the Hedge Fund or Fund of Funds business
• Knowledge of Transfer Agent, Registrars, Custody Operations and Foreign Exchange functions
• Previous experience with operational risk management, continuous improvement, and/or quality control initiatives
• Strong understanding of business intelligence systems and tools

Please consider me for the asset management operations opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for practical guidance on the management of operational risk and the design, implementation and operation of systems of internal control within the unit.

Please consider my qualifications and experience:

• Create and manage progress reports or metric reporting on Regulatory & Process Improvement related projects or programs
• In depth knowledge of Mortgage Industry Regulations (e.g., Reg B, HMDA, Fair Lending, ECOA and Reg Z)
• Previous Investment Operational/Asset Management experience
• Sound knowledge in SFC regulations, Investment Products, or Insurance Products is preferred
• Ensure correctness and completeness of withholding taxation in various markets using a risk-based approach
• Gain knowledge on the key applications used to calculate and apply the various withholding taxes
• Actively participate in reporting requirements (ad hoc and regulatory)
• Maintain and strengthen partnership with the local business teams in various locations

I submit this application to express my sincere interest in the asset management operations position.

Previously, I was responsible for support in the handling of queries by evaluating and resolving exceptions and/or operational risk within established procedures.

Please consider my qualifications and experience:

• Experience using BPM and BDM tools
• Provide and publish metrics information for regional COO office, regional and global Operations in order to meet global operations control and monitoring needs
• Credit or On boarding experience strongly preferred
• Sounds understanding of Risk – operational, reputational, client confidentiality
• Strong sense of ownership and escalation
• In-depth knowledge of legal documentation (e.g., trust agreements, partnership agreements and corporate resolutions)
• Compliance and/or regulatory experience
• Self motivated and able to work effectively in fast paced environment

In response to your job posting for asset management operations, I am including this letter and my resume for your review.

Previously, I was responsible for an objective view to the Director, Operational Risk and senior management, independent of the business units, with respect to operational risk assessments, mitigation strategies and emerging risks.

Please consider my qualifications and experience:

• Experience with Home Mortgage Disclosure Act (HDMA) and Fair Lending regulations preferred
• Demonstrate excellent analytical and logical thinking to understand, analyze and solve complex business processes
• Works well under pressure • Good listening and questioning skills
• Define and manage programs to implement regulatory or process improvement changes for the Global Wealth Management Mortgage Operations Center
• Ensure the deliverables are delivered in a timely manner of high quality
• Collaborate with business, legal, compliance, and technology to plan, manage, and track the projects, any evolving risks, issues
• Define and track metrics related to the program
• Document and update materials and agenda for various working groups

I submit this application to express my sincere interest in the asset management operations position.

In my previous role, I was responsible for security expertise/perspective to support operational processes and procedures including configuration control, maintenance, continuity of operations, and incident response.

Please consider my qualifications and experience:

• Engage in the preparation of reporting for clients and to local tax authorities
• Take ownership of query management across all the platforms supported
• Participate in process improvement initiatives and partner with project teams
• Follow up on regulatory tax changes and internal initiatives that could affect reporting/taxation
• Provide training to team members and to our external stake holders
• Good knowledge of key concepts of Operational taxes would be a strong advantage (US, UK, Italy, other EMEA jurisdictions)
• At ease with interaction with senior stakeholders
• Strong knowledge of US Qualified Intermediary (QI), FATCA, any other EU specific financial transactions /products tax knowledge would be an advantage