Analyst, Transfer Agency Cover Letter

I am excited to be applying for the position of analyst, transfer agency. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for strategic analysis and advice in respect of the regulatory environment, and is aware of new regulatory developments and trends.

Please consider my experience and qualifications for this position:

• Knowledge of Transfer Agency processing and some general industry knowledge would be an advantage
• Previous experience in a project or business analyst role
• Previous experience in a Transfer Agency environment of a Fund Management company overseeing the fund processes
• Transfer agency experience in the UK and Luxembourg
• GDPR experience is not essential, but knowledge of Data Protection/Privacy would be an advantage
• Highly organised, confident, decisive and enthusiastic self-starter
• Effective problem solver and solution oriented
• Background in Transfer Agency preferred

I would like to submit my application for the analyst, transfer agency opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for a basis in resource management, budgetary analysis, and programmatic processes is highly desirable, such as business management, team leadership, or project management.

Please consider my experience and qualifications for this position:

• IAQ Merit award or working towards this qualification preferred
• Strong knowledge of Transfer Agency AML Regulations, Financial Sanctions, PEP’s, CDD
• Competent working knowledge of Transfer Agency Line of Business system in relation to Registration functions
• Demonstrate effective control and supervision of work
• Extensive Transfer Agency Registration work experience
• Computer literate and good Microsoft Office knowledge (Excel, Word, PowerPoint)
• Knowledge of the investment fund industry and Transfer Agency business & Products
• Knowledge of the Cash Payment processes or banking services

Please consider me for the analyst, transfer agency opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for guidance on policy updates and processes based on changes in the regulatory environment.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Minimum 24 months experience in current role
• Applicants with experience in CDD and/or Payment are highly preferred
• Applicants with experience in Transfer Agency esp calculation of Equalisation credit in Alternative Funds will have added advantage
• Meticulous and high level of accuracy
• Deep expertise in Multifonds and Transfer Agency
• Takes ownership and follow through on tasks
• Planning and organization, decision making
• Stress tolerance / conflict management

I submit this application to express my sincere interest in the analyst, transfer agency position.

In my previous role, I was responsible for regulatory compliance expertise to the site management by sharing external regulatory environment, industry trends as well recommending actions to address any potential impact to the site.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Attention to detail and constant focus on quality
• Used within the business (Essential)
• Previous experience in a Transfer Agency environment of a Fund Management company overseeing operations
• Working knowledge of UK & Global regulations would be an advantage
• Highly organized, confident, decisive and enthusiastic self-starter
• High level of fluency in English (including on the telephone)　
• Previous experience of working in an international corporate environment　
• Highly organized and able to manage priorities and multiple work streams　

I would like to submit my application for the analyst, transfer agency opening. Please accept this letter and the attached resume.

Previously, I was responsible for guidance to authors of advertising and sales material about applicable policies and procedures and the regulatory environment.

Please consider my experience and qualifications for this position:

• Client service awareness and focus
• Administrative experience, preferably Transfer Agency / Unit Registry
• Computer Literacy in a range of Windows applications
• Product, business, industry knowledge
• Knowledge of Taiwan onshore funds and offshore funds master agent in Taiwan (TDCC Trading and reporting platforms) is essential
• Knowledge of Taiwan fund ruling and regulations, AML policies and procedures, and on-boarding KYC and new account documentation is essential
• Proficiency in Microsoft Excel and an aptitude for learning new applications
• Sound knowledge of Transfer Agency duties ideally in a similar role and of financial markets