Analyst, Regulatory Compliance Cover Letter

I submit this application to express my sincere interest in the analyst, regulatory compliance position.

In my previous role, I was responsible for support to business units on usage of the Business Partner Compliance Due Diligence Tool (“BPC -Tool”).

Please consider my qualifications and experience:

• Ensures delivery against department goals and objectives, meeting commitments and coordinating overall schedule
• Conduct research, attend webinars and review other informational resources to develop high-level requirements for new projects and product functionality assuring all requirements adhere to government regulations, internal guidelines, and organization style guides
• Provide documentation and information about regulatory adherence and provide relevant information to our internal and external customers under the direction of product management
• Assist with acceptance testing when complete by development/QA prior to customer release
• CPA License and CFE Certification preferred
• Maintains and develops expanding knowledge of company and/or department systems
• Recommends, facilitates and/or coordinates Employee training
• Prior familiarity with FiServ and basic mortgage documents

In response to your job posting for analyst, regulatory compliance, I am including this letter and my resume for your review.

In the previous role, I was responsible for support to the Director Compliance, Canadian Banking to monitor the secured lending business’ Compliance operations to ensure that regulatory risks are managed effectively and efficiently and in accordance with the firm’s Risk Appetite.

Please consider my qualifications and experience:

• Extensive knowledge of GLBA, Reg P/financial data privacy protection laws, regulations and best practices
• Abilty to be a self-starter and operate with minimal supervision
• Experience working with databases, data analytics and data visualization tools is preferred
• Team player willing to support department needs across multiple business units
• Developing nutrition and ingredient information for assigned product categories and brands to be compliant with government regulations, company guidelines and department procedures
• Working with a multi-functional team to provide nutrition labeling support for the launch of new products to the Canadian marketplace
• Reviewing and approving packaging and marketing materials through an internal approval process to ensure compliance with Canadian food and nutrition regulations and policies
• Researching and responding to nutrient, ingredient and recipe related information requests to support internal business operations and processes, consumer inquiries and customer requests

I submit this application to express my sincere interest in the analyst, regulatory compliance position.

In the previous role, I was responsible for support to business units under your responsibility to ensure compliance with Quality policies and procedures, as well local regulations.

Please consider my experience and qualifications for this position:

• Experience in finance & healthcare
• Proficient in SAP or similar tool
• Professional Certifications (CPSM, CPCM, APICS)
• Financial services rules and regulations, regulatory agencies and basic understanding of rulemaking process
• Broad range of financial services products, services and operational processes
• Domestic regulatory bodies and industry groups
• Critical thinker, able to demonstrate excellent decision making skills
• Outstanding organizational skills and flexible to changing priorities

Please consider me for the analyst, regulatory compliance opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for compliance advice to all lines of business in Taiwan in a timely manner and in a manner consistent with regulations and company policies.

Please consider my experience and qualifications for this position:

• Experience in project-managing regulatory compliance audits
• Knowledge and understanding of audit methodologies
• Prior experience review and deciphering state statutes, regulations, bills, rules and laws
• Essential computer skills include
• Accounting and Financial Analysis Skills
• Solid understanding of principles and practices in key regulatory compliance and security areas such as information security, data protection & privacy, records retention, eDiscovery and information integrity & authenticity
• Knowledge of and experience with regulatory- and compliance-related reporting requirements
• Experience with policy governance, risk management and compliance (GRC) tools

I would like to submit my application for the analyst, regulatory compliance opening. Please accept this letter and the attached resume.

Previously, I was responsible for strategic advice for the Canadian Banking Compliance portion of major projects within Scotiabank Global and Canadian Banking Compliance for all businesses under the VP’s management, as appropriate, as well as acts as the key Canadian Banking Compliance partner in other strategic projects.

Please consider my qualifications and experience:

• Excellent Regulatory Change Management experience
• Previous experience with platforms such as Mantas and/or NetReveal will be considered an advantage
• Apply comprehensive technical knowledge of the regulations to transactions, issues and projects
• File export license applications with relevant export (EU/UK and US) authorities, monitor and maintain records
• Establish and drive business and operational projects to completion
• Perform compliance audits/self assessments on non US subsidiaries
• Oversee Cash compliance process and procedures for domestic and LA transactions
• Generate and maintain metric reports and establish operational trends