Corporate & Investment Banking Resume Samples
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Corporate & Investment Banking Resume Samples
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AQ
A Quitzon
Amina
Quitzon
4570 Cassin Island
San Francisco
CA
+1 (555) 507 9205
4570 Cassin Island
San Francisco
CA
Phone
p
+1 (555) 507 9205
Experience
Experience
Philadelphia, PA
Corporate & Investment Banking
Philadelphia, PA
Bashirian-Yost
Philadelphia, PA
Corporate & Investment Banking
- Assisting Corporate Bankers in managing internal aspects of existing client relationships
- Preparing internal memos , Balance Sheet committee memorandum, relationship reviews, account plans, client portfolios, pipeline reporting
- Supporting the month end financial close
- Providing extensive secretarial support to the team
- Processing of T&E and other expense claims
- Providing general support including photocopying, booking meeting rooms, stationery re-ordering, filling, etc
- Developing clients and marketing total business solutions to clients
Houston, TX
Learning & Development AVP for Corporate & Investment Banking & Capital Markets Origination
Houston, TX
Moore LLC
Houston, TX
Learning & Development AVP for Corporate & Investment Banking & Capital Markets Origination
- Global lead for developing and launching Risk Training Assessments
- Works in a collaborative matrix structure, fast paced environment and deals well with ambiguity
- Junior Relationship Manager for CIB
- Manages day to day logistics and coordination of CIB and CMO learning activity (courses, activities, networking events) for North America and also in collaboration with the wider global junior learning team
- Leads the evaluation and reporting on the effectiveness of all programs and interventions through the development and analysis of related metrics
- Creates executive/stakeholder presentations and marketing material
- Works well in large, complex organizations
present
Dallas, TX
Business Manager for Corporate Investment Banking VP
Dallas, TX
Ziemann Group
present
Dallas, TX
Business Manager for Corporate Investment Banking VP
present
- Work with the Senior Business Manager to organise client and business events
- Provide assistance to front office with the client on-boarding processes (i.e. Sponsorship, KYC)
- Help manage business risk by ensuring an effective control environment
- Proactively and on request provide strategic analysis and reporting to facilitate business progression
- Preparation of periodic and ad hoc business performance presentations/reviews
- Help communicate the business strategy, performance and priorities
- Partner with Technology to support bankers in best practice usage of iBanker, iMeet, iMemo, Intensity and Dealworks
Education
Education
Bachelor’s Degree in Technology
Bachelor’s Degree in Technology
Rowan University
Bachelor’s Degree in Technology
Skills
Skills
- Very good knowledge of FX
- Strong analytical skills, lateral thinker, and able to develop a new concept or challenge existing concepts
- Strong analytical skills and high attention to detail
- Ability to form constructive professional relationships with a wide spectrum of colleagues
- Ability to multi-task with flexible working style
- Keen interest in internal policy and governance and external regulatory rules and supervisory guidance; and a strong personality to lead self and others to be in full compliance with these policy and rules
- Excellent communication skills - to extract complete information from different groups, drive project and meet deadline, lead and set meeting agenda, and disseminate relevant information in a timely manner, to various groups of different background
- Ability to build benchmark to test new models independently
- Ability to handle (and thrive in) a fast-paced, high-pressured environment: the volume of work, tight deadlines, and nature of the client base leads to an intense work environment that can be challenging, dynamic, and rewarding. Candidates should gravitate towards this type of environment and find themselves excelling under pressure
- Effective team player, self-starter and quick learner
13 Corporate & Investment Banking resume templates
Read our complete resume writing guides
1
Audit Manager Corporate & Investment Banking Technology Resume Examples & Samples
- The individual is expected to be able to communicate effectively with stakeholders and senior management both verbally and written in a variety of situations, including one to one, committee meetings and formal presentations
- Key facets of the communication skills required in all these situations are the ability to be both an effective listener, and influencer
- Personal Attributes
- Self-starter, the ability to organize and execute projects independently
- Objective thinking and sound critical judgment
- Quick to assess business activities/processes and identify gaps and scope for enhancement
- Able to manage a number of tasks concurrently
- Flexible and willing and able to undertake a broad range of tasks
- Good analytical skills and a keen eye for detail, with the ability to solve problems and make decisions
- Technical Skill
- The ability to apply risk-based audit skills to planning and execution of each audit
- The ability to apply a commercial outlook to their work, as well as being able to retain objectivity when undertaking
- Project / program management and delivery processes
- IT governance and strategy Bachelor's degree in Technology, Accounting, Finance or related discipline with at least 7+ years of work experience
2
Avp Corporate & Investment Banking IT Auditor Resume Examples & Samples
- Bachelor's degree in Technology, Accounting, Finance or related discipline with at least 5-7 years of internal or external auditing experience
- Certified Anti Money Laundering Specialist (CAMS), Certified Information Systems Auditor (CISA) and/or Certified Information Systems Security Professional (CISSP) designation considered an advantage
- Previous knowledge of Risk and/or Corporate Sectorbusiness processes (e.g. Human Resources, Global Real Estate, Global Security & Investigations, Sourcing & Procurement, Global Services and Global Resiliency, Third Party Oversight) a plus
- Knowledge of data center technologies and experience auditing data center controls (e.g. physical security and environmental controls)
- Extensive knowledge of system development life cycle concepts with an ability to quickly learn a complex, distributed computing environment
- Exposure to both market and credit risk would be an advantage
3
Compliance Corporate & Investment Banking Global Wealth Management Operations Compliance AVP Resume Examples & Samples
- Client Asset and Money (CASS) rules,
- Regulatory reporting requirements under MiFID and EMIR/Dodd Frank,
- Data Privacy,
- Information Barriers,
- Offshoring/Outsourcing requirements,
- Conflicts of Interest,
- New business initiatives,
- Regulatory changes/development,
- Other change management advice, and
- Ad hoc and/or other strategic projects which arises from time to time
4
Corporate & Investment Banking Technology Resume Examples & Samples
- Minimum of 5 years experience with full life cycle recruiting in a fast paced corporate environment or agency recruiting firm focused on financial services
- Expert candidate sourcing, networking and relationship building skills
- Demonstrated ability to interact with all levels of candidates and hiring managers
- Ability to work independently in a dynamic environment of change, multiple deadlines and priorities
- Demonstrates control and governance within the recruitment process
- Experience working with an applicant tracking system, preferably Taleo
5
Corporate & Investment Banking Resume Examples & Samples
- Assisting Corporate Bankers in managing internal aspects of existing client relationships
- Bachelors degree or similar with outstanding academic credentials
- Understanding of capital market activities
- Preferred relevant banking, credit lending or risk management experience
- Strong computer skills including PowerPoint "PitchPRO" and Excel based modelling
6
Corporate Investment Banking Resume Examples & Samples
- Perform detailed test work
- Partner with colleagues, clients and control community members to evaluate, test and report on the adequacy and effectiveness of management controls.This is conducted in accordance with department and professional standards and will require the presentation of root cause issues to senior client management
- Some travel may be required
- Bachelor's degree in Accounting, Finance, or related discipline
- Experience and an expert proficiency in risk analysis and audit report preparation required
- Experience in origination, structuring and trading of derivatives and structured products, in addition to fixed income securities
- Strong communication and interpersonal skills, enthusiastic, self-motivated, effective under pressure and willing to take personal risk
7
Compliance Officer Corporate & Investment Banking Resume Examples & Samples
- The ideal candidate will have a minimum of three years of experience providing related Compliance or Legal coverage in-house. Alternatively, the candidate will be a law school graduate with experience working in-house at a financial institution, for a regulatory agency, or at a law firm specializing in the financial services industry
- Financial products and/or transactional knowledge with particular emphasis on familiarity with investment banking, origination and corporate lending business; background in Dodd-Frank rule implementation and/or public sector government contract compliance preferred
- Knowledge of core broker-dealer regulations and related Compliance policies and procedures
- Results driven and pro-active with proven ability to complete projects in a timely manner and respond to time-sensitive business needs
- Ability to distill complex securities rules and regulations in written policies and procedures and think critically about a wide range of regulatory issues
- Candidate must be able to forge strong relationships with business partners and collegaues alike
- Proven track record through prior work experience and supporting references of candidate’s impeccable personal integrity, maturity, and discretion given the sensitive nature of information required to support the business
- BA/BS degree required, MBA/JD preferred
8
Global Corporate & Investment Banking Summer Associate Program Resume Examples & Samples
- Performing various financial analyses, including valuations and merger consequences
- Conducting comprehensive and in-depth company and industry research
- Preparation of presentation and other materials for clients
- Pursuing an MBA degree from an accredited university with a graduation timeframe between December 2015 and June 2016 is required
- Ability to learn quickly and take on new responsibilities
- Dedication to building a career in the investment banking
9
Global Corporate & Investment Banking & Capital Markets Associate Program Resume Examples & Samples
- Must have an MBA degree from an accredited university with a graduation timeframe between December 2014 and June 2015 is required
- Must have a track record of superior performance in extracurricular and professional activities
- Demonstrate strong quantitative/analytical skills, attention to detail and client focus
- Dedication to building a career in the investment banking industry
10
Investment Risk Advisor Corporate Investment Banking Solution Products Resume Examples & Samples
- Maximise the Bank’s earnings through the sale of Indirect (Current accounts) product solutions
- Proactively build a network that will facilitate the generation of new leads
- Proactively research and create target lists for new business in conjunction with Relationship and other Cash Sales teams
- Ensure that all follow up activity such as call reports; letters, RFP’s etc. are attended to in a timely manner and to an exceptionally high standard
- Identify clients Liquidity needs and feeding information back to Product Development team to be sufficient in meeting clients’ expectations
- High awareness of our competitors’ product capabilities’ and the maximum effect to market our products
- Delivering sophisticated Liquidity Management solutions to the customer base adding value in all interactions and spotting and closing wider opportunities across our broader liquidity product set
- B-degree in Finance or Commerce / NQF level 6 FAIS equivalent qualification
- Minimum 60 FAIS credits
- Four years Investment/Treasury Environment experience
11
Head of Corporate Investment Banking Resume Examples & Samples
- To be a key member of the Corporate Banking Leadership Team, driving business performance within the specific business/market segments
- Skills sharing and coaching of members of the corporate team
- To personally relationship manage and sustain a portfolio of Corporate Banking
- This is a key & senior role and the holder will also deputize the Corporate Banking Director in his absence and during such periods, lead the Corporate Banking team and be the focal point in cross-functional interactions
- Grow the industry/segment portfolio profitability by identifying new and existing
- Outstanding relationship and interpersonal skills
- Strong selling and negotiation skills
- Strong Presentation Skills
- Relationship Skills
- Credit Risk Skills
- Leadership and Team skills
- Communications skills
- A detailed knowledge of the Core set of products
- For Complex products, will have a detailed knowledge of the requirements of the more sophisticated customers
- Introduce the product and co-ordinate the introduction of the relevant Group product specialist
- A good knowledge of the products and services available in the Personal Sector is also required
- A broad understanding of policies and strategies within the country as they relate
12
Corporate & Investment Banking Litigation & Investigation Services Resume Examples & Samples
- Incisive analytical ability to resolve and minimise legal risk issues
- Technological proficiency, as required
- Willingness to embrace new areas of law, work outside of 'comfort zone'
- Essential
- English Qualified lawyer (Solicitor, Barrister, Legal Executive or equivalent), with at least 3-5 years’ experience of
- Managing litigation for financial institutions, particularly corporate and investment banking
- Managing internal investigations for financial institutions
- General banking law
- Handling regulatory and enforcement agency requests and UK court orders
- Legal and regulatory requirements in relation to anti-money laundering/terrorist financing, the proceeds of crime and the law of international financial sanctions
13
Senior Auditor Corporate & Investment Banking Auditor Resume Examples & Samples
- CPA, CIA, or CFE designation preferred
- Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
- Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and IT risks in an integrated manner
- Some travel to Delaware and/or Dallas may be required
14
Business Manager for Corporate Investment Banking VP Resume Examples & Samples
- As trusted advisor to the head of EMEA Corporates Investment Banking in all aspects of the business; strategy, controls, people and financial performance
- Key POC for front office and support functions to help identify, facilitate and achieve business objectives and opportunities
- Help communicate the business strategy, performance and priorities
- Proactively and on request provide strategic analysis and reporting to facilitate business progression
- Ensure the business is aligned with key control and support functions (such as Legal, Compliance, Operations, HR, Audit, Technology, etc)
- Help manage business risk by ensuring an effective control environment
- Ensure the business is in compliance with LOB and corporate-wide objectives and policies
- Build effective relationships and work closely with F&BM colleagues (Planning & Analysis, Finance Controllers, Industry/Product business managers, Office Management)
- Oversight of monthly performance reporting, incl. Revenue, Expenses, SVA and market data analysis
- Preparation of periodic and ad hoc business performance presentations/reviews
- Maintenance of the deal pipeline, incl. forecasting exercises and reporting
- Management of client coverage lists and client reference data across all systems
- Provide assistance to front office with the client on-boarding processes (i.e. Sponsorship, KYC)
- Key POC for ensuring business adherence to end-to-end deal life-cycle controls
- Work with the Senior Business Manager to organise client and business events
- Events tracking and budget oversight. T&E expense review and exception approval
- Headcount analysis and reporting
- Partner with Technology to support bankers in best practice usage of iBanker, iMeet, iMemo, Intensity and Dealworks
- Contribution to the EMEA/Global F&BM agenda (priorities, projects, events)
- Understanding of Investment Banking and Capital Markets products, systems and processes
- Strong organisational, project and time management skills; flexibility, ability to dynamically prioritise requests and multi-task in the face of ever-changing and sometimes conflicting demands
- Enthusiastic, self motivated and effective under pressure
- Strong analytical and numeric skills, excellent attention to detail
- Strong communication skills and ability to build relationships and influence others, across multiple disciplines and across levels of seniority
- Ability to work well individually and partner effectively within a team
- Pro-active and problem solving mindset with ability to identify, clearly present and implement solutions
- A thorough understanding and appreciation of risks and controls
- Disciplined approach to managing processes and controls with a view to continuous improvement
15
Corporate & Investment Banking Audit Manager Resume Examples & Samples
- Build and maintain key relationships with stakeholders, establishing a culture of engagement whilst adding value
- Implement and execute an effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and adverse trends
- Minimum 8 years of audit or relevant business experience
- Knowledge and preferably experience of Investment Banking (M&A, ECM, DCM), and/or Global Trade and Loan products, ideally from an audit or risk perspective
- In-depth understating of audit practices and methodologies, including risk assessment and a solid understanding of internal control concepts
- The ability to work effectively within a team
- Strong analytical skills particularly in regard to assessing the probability and impact of a control weakness
- Proven ability to build strong relationships with key stakeholders, desire to learn quickly, be flexible and think strategically
- Ability to work well individually, and in teams, share information, support colleagues and encourage participation
16
Audit Manager, Corporate & Investment Banking Resume Examples & Samples
- Possesses strong project management and interpersonal skills, makes sound decisions, exhibiting initiative and intuitive thinking. Consulted often by others for advice and opinions and recognized as a leadership role model
- Serves as lead reviewer for all types of reviews, including the most complex
- Advanced oral and written communication skills in Spanish
- Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Lending, Underwriting and Financing products, especially those associated with the Corporate and Investment Banking and Capital Markets Origination business
17
Corporate Investment Banking Client Platform Technology Director Resume Examples & Samples
- 10 -15 years technology experience with heavy hands on engineering experience in recent years
- Experience as a senior manager, managing large, complex departments and multiple organizational units in a technology environment, including the development of organizational vision and mission, setting goals and objectives as well as the development and execution of operational plans without supervision
- Excellent communicator with ability to articulate technology solutions in business language
- Ability to work in a team atmosphere and manage through influence as opposed to direct line accountability
- Proven history of driving technology solutions to meet business goals
- Demonstrated expertise in successful large project management execution and service delivery management
- Ability to balance global, regional and line of business perspective with those of the firm, clients and shareholders
- Poised under high pressure situations and ability to lead the business line through potential crisis
- Ability to manage over widespread geographic territory, geographically diverse support resources
- Demonstrated people management and team-building skills
- Strong results orientation and track record of execution
- Experience with establishing financial goals, tracking and driving optimization opportunities and presenting progress of same
18
Audit Corporate & Investment Banking Technology Audit Cyber Resume Examples & Samples
- Bachelor's degree in Technology or Finance with extensive proven years of internal or external auditing experience, with a good level of technology background
- Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risk
- Extensive knowledge of cyber information security risk and controls, as well as controls related to operating system and database platforms
- Knowledge of system development life cycle concepts with an ability to quickly learn a complex, distributed computing environment, including AGILE development environment
19
Corporate & Investment Banking Operational Risk Analyst for Third Party Management Program Resume Examples & Samples
- Work with the CIB business Third Party contacts, Ops Risk Team and other stakeholders globally to ensure compliance with Third Party Management (TPM) and other Operational Risk Management Policies and Procedures by proactively providing guidance, identifying gaps and supporting remediation by responsible parties
- Support the CIB Third Party Management risk management/governance framework to ensure supplier risk is understood, managed and appropriately escalated when required
- Prepare periodic reporting necessary to assist management in understanding outstanding risks and control activities and the status of corrective action; provide input for risk/control decks and required signoffs
- Perform data analysis reviews to ensure accuracy and completeness
- Provide general Third Party Management consulting services including interpretation and/or clarification of requirements
- Identify opportunities for process improvement across all Operational Risk functions performed to support the CIB businesses globally
- 1-3 years Operational Risk Management experience in one or more of the following disciplines: Third party or supplier risk, audit and controls; with broad knowledge of other operational risk areas in a financial services company
- Financial services experience strongly preferred
- A confident, dynamic individual capable of defining, building, and managing strong partnerships across multiple business organizations in a constantly changing environment
- Customer-oriented, resourceful and enthusiastic; Works well under pressure
- Strong PC and data manipulation skills required (e.g. MS Excel, Word, and PowerPoint)
- Strong written/verbal communication, interpersonal, and presentation skills
20
Compliance AVP, Corporate Investment Banking Resume Examples & Samples
- Very strong execution and communication skills
- 5 - 9 years of working experience in compliance or risk management functions in banking
- Knowledge in investment banking and/or corporate banking regulatory regime in Hong Kong
- Direct compliance experience in one of these areas will be highly valued: AML/CTF and sanctions, trade finance, and investment banking
21
Corporate & Investment Banking Resume Examples & Samples
- Very good knowledge of FX
- Attention to details, tenacious, and commitment to get works done right and in a comprehensive manner. This mentality is necessary in model research and development, implementation testing, and writing documentation
- Excellent communication skills - to extract complete information from different groups, drive project and meet deadline, lead and set meeting agenda, and disseminate relevant information in a timely manner, to various groups of different background
22
Corporate & Investment Banking Resume Examples & Samples
- Manage a team of approximately 6 Technology Auditors
- Partner with Business Auditors to deliver the global Audit plan
- Establish strong relationships with senior CIB Technology leaders and related control groups
- Establish a business climate and culture that encourages integrity, respect, excellence and innovation
- Experienced senior IT professional with a proven Financial Services track record, with at least 10 internal or external auditing experience
- Certified Information Systems Auditor accreditation preferred
- Prior experience of managing and developing a team
- Demonstrated solid understanding of internal control concepts, Sarbanes Oxley requirements and strong analytical skills
23
Program Coordinator Corporate & Investment Banking Resume Examples & Samples
- Compensation
- Promotion
- Implement additional development plans (speaker series, networking opportunities, mentor programs, international assignments)
- Manage mid-year and year-end review processes
- Work with immigration law unit to manage all immigration requirements for bankers requiring sponsorship
- Update and monitor reporting tools and files (attrition/retention, compensation analysis, needs assessments)
- Participate in campus recruiting events as needed
- Desire to be in a service-oriented environment with enthusiasm and high level of interest in Campus Programs
- Ability to prioritize as needed while handling multiple time-sensitive projects in a very fast-paced environment
- Strong technical skills, including significant experience using Word, Excel, and PowerPoint
- Effective writing and oral presentation skills
- Confidence to manage very senior interactions and expectations
- Flexibility to work evening hours
24
Cbna-icg Corporate & Investment Banking Head Resume Examples & Samples
- Manage the Corporate & Investment Banking teams to deliver the revenue and expense plans
- Act as Citi’s and the client’s “value-added gateway” by originating and delivering Citi’s products and services to the owner, CFO and Treasury levels of the client
- Fully dimension the client’s wallet and identify/create opportunities for Citi to deliver, and understand clients’ business and manage the portfolio from end-to-end
- Partner with Risk Management team to understand, lead and manage the risk inherent in the client portfolio and in any deal solutions
- Ensure adherence to the credit and compliance process standards of the Bank
- Coach and train unit heads as well as overall Banking team in the unit, foster teamwork across the senior and junior bankers
- Guide bankers in building and executing a relationship plan -- including a deal solutions pipeline for each client that will secure optimum Return on Risk Capital performance across business and credit cycles, while setting and meeting Citi’s revenue, cross-sell and capital management objectives
- Liaise with relevant parts of the Citi network (locally and internationally), playing the team co-ordination role in developing and serving relationships, including the implementation of specialist & Citi Senior calling plans
- Stay informed on product knowledge, developments and deal replication ideas
- Introduce new opportunities to internal business partners so as to maximize Citi’s opportunity to deliver the best to our clients
- Credit skills
- Solid understanding of Corporate and Investment Banking products/solutions
- Prior client relationship management experience and/or relevant product experience
- Leadership and management strategies
- Fully conversant with Citi credit and compliance policies and practices
- Excellent interpersonal skills, including listening skills/temperament and cultural sensitivity
- Ability to lead persuasively and foster teamwork
- Innovative - willing to develop a detailed understanding of client issues/needs and develop ideas/solutions in response
- Strong work ethics; high energy levels; results oriented – a self-starter prepared to take the initiative to start topics and/or follow issues through, whilst exercising judgment as to when to seek assistance
- Networking - maintaining close contact with coverage, product and risk specialists within Citi locally and internationally
- Natural Team Player - having an adaptable/flexible approach; willing to work in a co-operative manner to fulfill client and internal requirements
- Analytics - assimilating new information quickly and relating it to the needs of the client base
- Organization and Proactiveness - identifying new business opportunities and making it happen
- Verbal and Written Communication and Presentation skills – compelling client presentations, as well as communicating the detail of client relationship situations to internal contacts simply and succinctly
- Senior Credit Officer (SCO)
- University Degree, MA or MBA (beneficial)
- Minimum of 7-10 years of Corporate Banking experience
25
Head of Aml-corporate & Investment Banking Resume Examples & Samples
- Be responsible for the implementation and the maintanence of the AML program, including CFT, Sanctions, and ABC
- Be the key contact with the HKMA/SFC
- Ensure that the AML program is aligned with the regulatory requirements as well as the firm's business objectives
- Have at least 10+ years of relevant experience in a similar function from a wholesale banking/similar environment
- Have good knowledge of the HKMA/SFC regulations
- Have good experience and knowledge of the corporate banking, institutional banking and global markets workflow
26
Corporate & Investment Banking Technology Resume Examples & Samples
- Work closely with business and technology audit colleagues to ensure that key risks are identified and assessed in the program of audit coverage
- Perform audit work in accordance with department and professional standards, and complete assignments in an efficient manner
- Partner with colleagues, stakeholders and control community members to evaluate, test and report on the adequacy and effectiveness of management controls with appropriate recommendations for improvement. This may be delivered through specific audit reviews or through ongoing involvement in major activities or projects
- Ability to manage multiple tasks concurrently in an efficient and effective manner with minimal supervision
27
Corporate & Investment Banking Technology Audit Resume Examples & Samples
- Work closely with business and technology audit colleagues to ensure that key risks and regulatory requirements are identified and assessed in the program of audit coverage
- Bachelor's degree in Technology or Finance with at least 12+ years of internal or external auditing experience, with a good level of technology background
- Extensive knowledge of system development life cycle concepts with an ability to quickly learn a complex, distributed computing environment, including AGILE development environments
- Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
28
Learning & Development AVP for Corporate & Investment Banking & Capital Markets Origination Resume Examples & Samples
- Global and North America lead for Effective Client Conversation Curriculum
- Global lead for developing and launching Risk Training Assessments
- NAM lead for Product Training
- NAM lead for Consultative Selling Skills
- Responsible for onboarding junior members of the team
- Junior Relationship Manager for CIB
- Supports regional and global learning activities for CIB and CMO, navigating the complexities of the organization regionally and globally
- Supports the team in driving change and building relationships with business and critical HR stakeholders
- Builds positive relationships with HR colleagues to maximize influence and training efficiency
- Manages day to day logistics and coordination of CIB and CMO learning activity (courses, activities, networking events) for North America and also in collaboration with the wider global junior learning team
- Supports the design and implementation of training and development activities to build the capability of managers of junior talent
- Leads the evaluation and reporting on the effectiveness of all programs and interventions through the development and analysis of related metrics
- Stays up-to-date on thought leadership around using technology in a learning environment; generates ideas and shares insights with the broader team
- Stays current with thought leadership in the external market, ensuring that this knowledge is packaged and pro-actively shared throughout the organization
- Liaises with vendors regarding program implementation
- In partnership with Finance, oversees procurement and billing process
- Creates executive/stakeholder presentations and marketing material
- Kicks off classes
- Works in a collaborative matrix structure, fast paced environment and deals well with ambiguity
- Works well in large, complex organizations
- Execution-focused; motivated and driven
- Tremendous follow through from beginning to end
- Exceptional client service skills
- Team-player with ability to work well independently
- Effective research and analytical skills to create and analyze reports for analysis of programs and budgets
- Knowledge and skills for conducting needs analyses and identifying root causes
- Proactively identifies problems before they arise and generates solutions
- Functional knowledge and skills (or strong interest) in financial services
- Familiarity with Instructional Design methodologies and/or adult learning theory
- Some degree of comfort with facilitation techniques in the classroom, virtual classroom and blended learning approaches
- Comfort interacting with multiple levels in the organization
- Proficient in MS-Office products, specifically Excel and PowerPoint
- Familiarity with WebEx or other virtual training software is a plus
- Learning and Development (or other relevant HR functional experience) in Financial Services – 3-5 years; Banking experience a plus
- Bachelor’s Degree in Human Resources, Organizational Psychology/Behavior, Industrial Psychology or related field required
29
Corporate & Investment Banking Auditor Resume Examples & Samples
- Bachelor’s degree is required. A major in Accounting or Finance is preferred
- 5+ years expereince in auditing, accounting, investment banking, broker-dealer, securities industry is required
- Specific audit experience in banking, capital markets, compliance, including Dodd Frank Title VII and The Volcker Rule is a plus
- A professional designation such as a CPA, CIA, etc. is a plus
- Knowledge of MS Office Products
- Bilingual in English-Spanish (spoken and written) is a plus
- Must be willing to travel domestically and internationally, as required. Travel expectation is estimated to be 20 - 30% per year
30
Executive Recruiter Corporate & Investment Banking Resume Examples & Samples
- Manages full life recruiting process, from talent identification to new hire onboarding
- Partners with business managers to drive recruiting strategies for open positions at all levels
- Proactively source for talent through multiple channels; social networking, employee referrals, internet and other recruiting specific technologies
- Maintains candidates slates and pipelines
- Ideally 7+ years full life cycle recruiting experience in large complex financial services organizations and/or executive search firms
- Understanding of the Investment and Corporate Banking business
- Strong work ethic and high energy level
- Strong attention to detail, and writing skills
31
Corporate & Investment Banking Investor Services Resume Examples & Samples
- Bachelor's degree in Technology or Finance with at least 3+ years of internal or external auditing experience, with a good level of technology background
- Certified Information Systems Auditor (CISA) and/or Certified Information Systems Security Professional (CISSP) designation considered an advantage
- Knowledge of system development life cycle concepts with an ability to quickly learn a complex, distributed computing environment, including AGILE development environments
32
Assistant to Head of Corporate & Investment Banking Resume Examples & Samples
- Interacting on a daily basis with internal and external Clients, face to face and by telephone
- Processing and reconciling expense claims and invoices in a timely fashion and to policy
- Being responsible for extensive diary management including the co-ordination of travel bookings, arranging meetings, telephone and video conferences and client dinners (sending invitations, booking restaurants, making travel arrangements)
- Providing administration support for ad-hoc activities
- Ensuring discretion when handling confidential information
- Making complex travel arrangements
33
Cib-corporate Investment Banking Resume Examples & Samples
- Assist bankers in the origination and execution of corporate banking transactions as well as in managing relationships with corporate clients and financial institutions
- Conduct comprehensive client analysis to identify business needs that can be met with JPMorgan's array of corporate banking products (Debt Capital Markets, Markets, Commodities, Treasury Services, Asset Management, Investment Banking)
- Monitor client performance (financials, management, relevant news) and escalate any potential credit, operational, legal, compliance or environmental consideration to the team
- Comply with internal reporting and administrative duties (KYC, AML, ISDAs, revenue tracking, BSC materials)
- Develop a thorough understanding of credit requirements and internal policies associated with credit products
- University/business school degree with outstanding academic credentials
- 1-2 years of work experience
- Commercial mindset (ability to communicate with clients)
34
Corporate & Investment Banking Planning Lead Resume Examples & Samples
- Overseeing the build out of the CIB planning model including scenario analysis
- Communicating and syndicating with Business and Finance Stakeholders
- Coordinating with the wider CIB Central finance team in constructing the plan
- Managing planning process timelines and delivery into the Group
- Briefing senior CIB management on planning status and key takeaways
- Liaising and building strong relationships with CIB product and coverage Finance Directors, and CIB & Global Transaction Banking central management
- Working closely with the CIB Central Mumbai team
- A broad knowledge of key current issues facing the Bank, including understanding developments on regulatory and accounting drivers
- High attention to detail and an analytical focus
- A process and project management skill set
- The ability to manage multiple deliverables across a team often to short timelines
- Strong relationship building and communication skills across multiple levels of seniority
- The ability to explain complex issues to management at all levels
- The ability to prioritise a book of work across multiple stakeholders
- A strategic thinker with a sound knowledge of Deutsche Bank’s strategic priorities and how they impact CIB
- An analytical thinker and problem solver
- A pro-active and solution focused work style
35
Compensation Analyst Corporate & Investment Banking Resume Examples & Samples
- Support with ad hoc reports
- Assist with the administration of global compensation programs within CIB
- Support the management of the year-end total compensation review process from compensation pool development through payout
- Support the Citi-wide Analyst review/compensation process
- Actively work with Citi Employment services/HRPS with job code creation, maintenance and audits
- Create standard and adhoc analytics using CitiComp, Global Data warehouse, HRMS and other relevant systems
- Review headcount and regular CC audits for inconsistencies in data or results and recommend required further action
- Maintain data quality standards by creating audit reports and analyzing data
- Partner with Regional compensation and Global CIB HR community to resolve data discrepancies
- Streamline reporting processes and eliminate redundant requests for information
- Actively participant in and support COE initiatives
- Support Baseline initiative, reporting and analysis
- Consult with HRAs, Citigroup HRPS and employment services as well as Senior compensation team members to implement and deliver on projects
- Flexible demeanor and the demonstrated ability to work as a team
- Ability to maintain confidentiality and appropriately handle sensitive information with tact and discretion
- MS Excel Intermediate level and MS Access experience preferred
- Ability to work in a complex corporate environment and develop relationship with service/data providers as well as compensation colleagues and HR clients
- Ability to learn multiple systems
- Strong analytical skills and the ability to work independently under minimal supervision
- Ability to meet deadlines and prioritize work
- Strong organizational skills including the ability to track and follow-up on multiple outstanding issues across various processes and projections
- Prior experience in compensation is a plus
- 1+ years of experience working for financial services firm
36
Corporate & Investment Banking Recruitment Coordinator Resume Examples & Samples
- Prior experience of working in a recruitment and / or Human Resources team in a large and complex corporate is preferred
- Ability to deliver results / meet deadlines under pressure
- Maturity to be flexible
37
Corporate & Investment Banking Banking & Treasury Services Resume Examples & Samples
- Excellent time management skills
- Some knowledge of Banking or Payment applications
- Excellent Technology Risk and Control awareness
38
Corporate Investment Banking Planning & Analysis Group Manager Resume Examples & Samples
- BA/BS in Business/Accounting/Finance/Math preferred
- 10+ plus years experience in Finance with proven track record of success
- Understanding of & experience with
39
Corporate & Investment Banking Resume Examples & Samples
- Daily substantiation and reconciliation of P&L movements on a T+1 basis for sign off as well as responding to P&L related queries
- Daily attributed (Greeks) P&L to explain daily P&L
- Supporting the month end financial close
- Analysis and commentary of P&L vs. comparative periods and vs. plan (including discussion with trading)
- Review current processes, identify control weaknesses and deliver solutions to enhance the current control environment and increase the effectiveness of the processes performed
- Effective team player, self-starter and quick learner
- Strong communicator to escalate, discuss and solve issues
- Strong analytical skills and high attention to detail
- Ability to multi-task with flexible working style
40
Corporate & Investment Banking Resume Examples & Samples
- Coordinate responses across Market Product Control on analysis required by senior management or regulators
- Drive the product control infrastructure agenda such as data quality initiatives related to external reporting, improvements to PL substantiation tools, etc
- Facilitate working groups to perform root causes analysis and identify solutions with the technology teams and the subject matter experts
- Partner with all stakeholders across technology and business functions to implement solutions
- Coordinate testing across multiple groups
- Establish governance and program management structure; manage the preparation sessions for the large Product Control technology programs ahead of the steering committee
- Organise Product technical training for Product Control globally with an external vendor
- Ability to summary key messages and produce clear presentations to senior management/regulators in a short timeframe
- Ability to multi-tasks, coordinate multiple workstreams concurrently and versatile in running broad-range project types
- Experience in stakeholder management, partnership, team building and program governance across multiple lines of business and functional areas
- Ability to drive meetings to identify appropriate solutions across multiple stakeholders
- Understanding of technology process flows and interactions with technology teams
- Leadership skills: ability to take initiative and drive projects to completion
- Effective communication and influencing skills
41
Credit Analyst Corporate & Investment Banking M Resume Examples & Samples
- Preparing the meetings of the commercial team with the clients ( short financial analysis before meeting on the financial figures or business plans presented by clients)
- Drafting of corporate credit files together with the commercial team (qualitative and quantitative analysis)
- Analyzing the clients business plan and draft the bank case/sensitivity analyses for the investment credits
- Drafting of the credit and guarantee contracts
- Following-up of the approval conditions together with middle officers, commercial team and back-officers in the network
- Other tasks: clients quotations, reports
42
Corporate & Investment Banking Summer Analyst Resume Examples & Samples
- Solid academic standing
- Financial and/or Accounting coursework or experience
- Microsoft Suite proficiency (Excel, Word, PowerPoint)
- Strong verbal, writing, mathematical, and statistical skills
- Individual initiative, self-discipline, and the ability to develop creative solutions
- Ability to work independently as well as in teams
- Must be available to start on June 5th, 2017 and complete the full 10-week program
43
Corporate & Investment Banking & Capital Markets Origination AML Advisory Resume Examples & Samples
- Be a subject matter expertise with extensive compliance related experience in financial services, with prior experience directly related to investment banking and / or markets businesses
- Possess strong leadership skills, with the ability to guide and train a team of compliance professionals, and liaise with the regional network with EMEA AMLCOs
- Must have a good understanding of risks across emerging markets and high risk industries
- Demonstrate strong analytical skills and ability to work under pressure
- Possess strong organizational skills with the ability to prioritize workload daily
- Work collaboratively with regional and global partners in other advisory and functional units and be able to navigate within a global organization
- Have strong interpersonal and both oral / written communications skills, and be able interact effectively with senior management
- Possess a good understanding of UK / EU AML requirements applicable to banks and broker dealers, and have a general awareness of regulatory requirements including local, international standards, industry standards and best practices
44
Corporate & Investment Banking Resume Examples & Samples
- Maintain accurate, consistent candidate information in Offer Trackers
- Maintain candidate files
- Update WCN, Job Connect and trackers with accepts, declines
- Respond to all candidate and business emails and phone calls within 24 hours of receipt
- Client Orientation: sophisticated written and verbal communication skills and presence, positioning the RC to serve as a consultant to internal clients and an ambassador of the firm to external candidates at all levels; inclination toward seamless relationship-building with internal partners and global counterparts
45
Corporate & Investment Banking Planning Resume Examples & Samples
- Provide project management support on strategic initiatives owning accountability from beginning to delivery
- Ensure all stakeholders are engaged and updated on overall project progress, escalating any risks in a timely manner
- Establish key milestones and build project plans considering all risks and dependencies
- Work with Project Managers who have been assigned to specific business initiatives to provide oversight for the coordination of meetings, preparation of meeting materials and follow-up requests from the business unit
- Establish and maintain product governance and management framework for investment banking products, ensuring adherence to the overarching Bank Product Policy
- Partner with businesses providing guidance and support for any new product launches or changes to existing products
- Research and prepare any product due diligence required through Bank Product Policy
- A minimum of 7 to 10 years’ experience in investment banking or financial industry
- Experience leading and successfully delivering on large cross functional projects
- Managerial experience
46
Corporate & Investment Banking Resume Examples & Samples
- Plan, lead, execute and document assigned audits with limited supervision in a risk focused manner and to a high standard in accordance with department’s methodology
- Analyse risks, proactively identify the root-cause of issues with a view to providing recommendations for improvement where weaknesses are identified
- Build and maintain key relationships with stakeholders and colleagues, establishing a culture of engagement, effective teamwork, and innovative thinking
- Travel to overseas business locations as required
- Financial Crime/AML certification (CAMS, CISI, ICA) preferred
- Prior experience in executing AML Audits and/or working in a Financial Crimes relevant position in Compliance or Risk and control functions within Investment Banking
- Comprehensive understanding of US, UK and EMEA Financial Crime regulations including but not limited to the U.S. Bank Secrecy Act (BSA), USA Patriot Act, UK AML regime and regulations, FCA AML supervision strategy, EU 3rd and 4th Anti-Money Laundering Directive
47
VP-corporate Investment Banking Resume Examples & Samples
- Ensure the integrity of the books and records of the legal entities, to be executed with reference to the Legal Entity Control Standards and to local GAAP/ IFRS
- Manage the financial reporting, governance and control of legal entities, including entities dedicated to CIB businesses and those utilized for booking non-CIB activity
- Ensure that business booking in the legal entities complies with the applicable regulatory requirements
- Monitoring the integrity of the local and US books and records of the legal entity, to be executed with reference to the Legal Entity Control Standards policy and other applicable global policies, escalating issues as appropriate
- Foreign Currency Trade- out in compliance with FAS 52 and Capital hedging
- Perform detailed analysis of the balance sheet and P&L variances
- Preparation of various US regulatory reporting
- Legal Entity attestation of results and variance commentary
- Review monthly financials
- Review of reasonableness of expenses and month over month trend analysis
- Provide analytical summary to LEC
- Flash & Business commentary, Follow up any queries raised by LEC
- Management of fast and appropriate response to queries. Preparation and delivery of MIS reports due to senior management
- Maintaining control sheets and high ticks for the month
- Posting journals in the ledger including Equity Pick up's
- Inter-entity break resolution
- Project manage key finance initiatives and self initiated projects
- People and career management
- Qualified Accountant or equivalent
- 10+ years Financial Service industry experience
- Financial and Management Accounting skill set
- US GAAP, UK GAAP and IFRS working knowledge
- Ability to carry out complex tasks under considerable time pressure
- Manages & prioritizes multiple tasks across different time horizons within deadlines
- Demonstrates active support for LEC decisions
- Focuses on doing what is right rather than what is expedient
- Conducts appropriate levels of analysis to generate sufficient options
- Strong team player with good people management skills
- Excellent communication and organizational skills including good judgment and decision making abilities
- Excellent interpersonal skills necessary to work effectively with a variety of individuals, departments and organizations
- Strong control mindset
- Self starter with ability to take initiative and constantly challenge the process
- Ability to multi-task complex requirements under considerable time pressure, whilst maintaining a high degree of accuracy and quality
- Enthusiastic, with a positive can do attitude
- Investment Banking product knowledge including derivatives, equities and debt securities would be an advantage
- Knowledge of GL platforms used in J.P. Morgan Chase would be an advantage
48
Manager Corporate Investment Banking Resume Examples & Samples
- Understand business partner / department objectives for RAROC
- Review all aspects of the RAROC projected model and historic model
- Work with technology, operations, accounting and risk management groups to ensure accuracy, completeness and timeliness in the reporting processes
- Develop proposals for improvements to the RAROC models
- Drive the implementation of the RAROC model improvements
- Support the production of the historic RAROC reporting
- Develop business line and regional RAROC reporting and benchmarking
- Organizationally agile with strong inter-personal skills
- Controls background
- Good balance between process and content knowledge
- Presentation experience
- Staff development
49
Corporate & Investment Banking Resume Examples & Samples
- Drive all aspects of audit execution, including audit planning, testing, control evaluation, drafting audit issues, work paper documentation and verification of action plan closure. This may include acting as individual contributor or overseeing work on other auditors in planning, testing and reporting on the effectiveness of controls environment. The work is conducted in accordance with department and professional standards and will require the presentation of issues to client management
- Stay up to date with evolving accounting, regulatory and market developments impacting the CIB Treasury Finance units
- Minimum of a Bachelor's degree in Accounting, Finance, or a related discipline
- Minimum of 6+ years audit, regulatory, operational risk or relevant business line/accounting experience
- CPA designation preferred
- Prior experience in Big 4 accounting preferred
- Exposure to Capital Markets/Investment Banking businesses preferred
- Understanding of broker dealer regulatory reporting a plus
- Exposure to capital planning and forecasting processes a plus
- Ability to effectively and efficiently execute audit testing, complete audit workpaper documentation, manage deadlines, multi-task, oversee work of team members and participate in audit assignments in a team environment
- Self-starter with excellent communication and interpersonal skills and ability to present issues to management
- Enthusiastic, motivated, willing to learn, and effective under pressure
- Ability to work well individually and in teams, share information, support colleagues and encourage participation
- Any candidate not meeting ALL the requirements can be consider for an Associate, Auditor position
50
Corporate & Investment Banking Resume Examples & Samples
- Providing extensive secretarial support to the team
- Calendar management and associated tasks, i.e. booking conference rooms, audio visual equipment, copies, preparing docs & scheduling meetings, etc
- Assisting and /or leading the organization of events
- Prepare of sensitive and confidential information
- Business travel arrangement in line with corporate travel policies, including prior approval, booking airline tickets, car services, hotels, itineraries; preparing documents for business travel, e.g. visas, new/amended passports
- Processing of T&E and other expense claims
- Creating and maintaining team-related schedules and contact lists: vacation schedules, emergency contact lists, mail lists, telephone lists, Travel Request database, Leave database, etc
- Logistics & arrangement of meetings for visitor(s); management meetings
- Provide support for visiting executives
- Providing general support including photocopying, booking meeting rooms, stationery re-ordering, filling, etc
- Assisting in ad hoc project administration support when required
- At least 10 years of secretarial/administrative assistant experience and with substantial experience in supporting senior executives
- Proficiency in both written and spoken English, fluent in Cantonese and Mandarin is pre-requisite
- Excellent interpersonal & communication skills
- Strong organizational skills, meticulous and self sufficient
- Ability to maintain strong relationships both internally and externally
- Demonstrable experience of being able to achieve tight deadlines and multi-task
- Clear thinking and concise communication is important when interacting with different groups and balancing priorities
- Ability to demonstrate utmost discretion and professionalism at all times
51
Icg-corporate & Investment Banking In-business Control Resume Examples & Samples
- Work with Global, Regional and country partners within CIB and as well as Compliance, O&T, etc. to develop strategic solutions for KYC related matters
- Liaise with Compliance and O&T KYC Ops personnel on the implementation of KYC policy
- Assist in the oversight of the ASEAN KYC Documentation Group (KDG)
- Responsible for analysis of data and preparation of escalations to Senior Management to ensure timely execution of KYC record completions
- Responsible for evaluating internal KYC reports, databases and operations to produce strategic and operational analyses inclusive of quality controls
- Coordination with CIB management, bankers, and Ops on various KYC-related initiatives
- Assist with regulatory and audit inquiries as appropriate
- Assist with execution of the In-Business Control function including but not limited to –
- 5-10 years of professional work experience, financial services preferred
- Client services experience, front office experience preferred
- Experience working in a global dynamic environment
- Ability to work independently and under short deadlines
- Demonstrated ability to analyze data and provide insights
- Experience with MS Office tools
- Experience and knowledge of operational risk management and / or AML and KYC a plus
- Mandarin language skills preferred
- Travel not expected
52
Corporate & Investment Banking Operations Resume Examples & Samples
- Daily consolidated P&L and Risk reporting
- Weekly balance sheet analysis and reporting across the Americas region
- Review and follow up with Front Office regarding the weekly credit charges bill
- Help put together the bi-monthly Americas Risk Weighted Asset/Basel presentation
- Help review and build out an Allocated Franchise Revenue reconciliation between the Risk Management Systems and XIB
- Build out a brokerage analysis report to be used by desk heads for cost analysis
- Provide ad-hoc business and financial analysis and reporting
- Intermediate proficiency with Excel is required
- Ability to multitask and prioritize effectively
- Ability to deal with different teams across the region and drive an tight agenda
- Ability to coordinate and contribute to projects
53
Analyst Corporate & Investment Banking Resume Examples & Samples
- 2+ years of professional work experience in the financial service industry, specifically within Banking and/or TTS
- Fully bilingual Spanish - English
- Strong writing, analytical, communication and presentation skills
- Highly proficient with MS Office tools: PowerPoint, Excel, SharePoint, Visio
- Ability to multi-task on numerous simultaneous workstreams
- Experience and knowledge of AML and KYC a plus
- Must be pro-active and keen attention to detail
- Must be able to function in an unstructured environment and solve issues by taking ownership and following though until the task is complete
54
Compliance Officer Acrm ICG AML Corporate & Investment Banking & Capital Markets Origination Resume Examples & Samples
- Review Investment Banking, Capital Markets Origination (CMO), and Issuer Services transactions/deals from a reputational, franchise, and KYC risk perspective
- Partner with deal teams, compliance officers, Legal, and other functional partners, as applicable, to ensure that potential risks identified during due diligence, or escalated on an ad hoc basis, are appropriately vetted and addressed
- Provide compliance advice to the business with respect to applicability of policies and implementation of AML program and regulatory changes
- Provide input on new business initiatives, new products, and advise on complex transactions
- Participate in and manage, as appropriate various internal assurance processes, eg. Enterprise wide AML risk assessment, self-assessment, and internal audit
- Develop and deliver training to various functions as needed
- 5 + years AML experience
- Possess strong leadership and managerial skills, with the ability to interact effectively with Advisory compliance officers globally, as well as other business and functional partners
- Possess excellent interpersonal, oral and written communications skills
- Ability to problem solve and identify potential process improvements
55
Corporate & Investment Banking Technology Audit Manager Team Lead-VP Resume Examples & Samples
- Continue to strengthen and manage relationships with senior CIB technology leaders and related control groups
- Manage relationships and field requests from Regulators
- Present audit issues to various risk and control committees and Boards
- Monitor key risk indicators, significant change activities and escalation of emerging issues to senior management in a timely fashion
- Set standards for efficient and achievable management of resources, schedules and budgets
- Hold their team accountable for high quality work and within budget
- Provide direction to their team regarding scope and execution
- Support and develop their team, including active coaching of less experienced auditors
- Conduct annual performance appraisals for their team and provide ongoing feedback
- Drive plan creation and changes based on changing business risk profile
- Stay current with evolving industry and regulatory changes, and analyze impact to business objectives, processes, and compliance
- Work closely with other regional/global audit colleagues the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
- Minimum of 10 years of experience, preferably in Asset Wealth Management/ Technology Audit
- Solid knowledge of products and services provided within the Asset Management/Alternatives Investment business, including related fiduciary activities and risk considerations
- Understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
- Knowledge of applicable laws and regulatory requirements
- Strong team player, able to multi-task and work under pressure in a dynamic business environment
- Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner
- Be prepared to travel to the business locations
- Degree, professional accountancy qualification and/or other professional certifications (e.g. CISA, CISM, CISSP) are a plus
56
Corporate & Investment Banking Resume Examples & Samples
- Raise New Client Adoption request
- Understand nature of business, PEP/ negative news review
- Navigate internal approvals e.g. AFC( Anti Financial Crime) , BRG (Business Review Group ) , CRAF (Client Risk Acceptance Forum ) and organize escalation meetings
- AClient outreach (if business doesn’t object)
- Centre of competence to guide bankers’ through approval stages
- Strengthen controls to ensure all risk sign offs are obtained before commitment
- Identify optimization potential in Deutsche Bank processes and team up with Infrastructure partners to address these
- Settlement issue resolution and relevant documentation e.g. 3rd party payments(3)
- Independent monitoring of deal-related expense recovery
- Minimum 2 to 3 years’ experience in a KYC role and an appreciation of the basic banking principles
- Experience necessary preferably in conjunction with Investment Banking and/or client outreach
- Sound understanding of corporate finance and capital markets products, although training will be given where needed
- Confident, articulate and able to build rapport and strong relationships
- 2~3 years of relevant working experiences in banks / securities companies with knowledge of businesses and investment banking products
- Proficiency in Excel and other Office software
- Proficiency in both Mandarin (for HK), Japanese (for Japan), English (all locations)
- Experience with either KYC or loan operations
